University of Virginia Library


373

THE BOOK OF THE [FORMER] HAN [DYNASTY]

[Chapter] X
THE TENTH [IMPERIAL ANNALS]

The Annals of [Emperor Hsiao]-Ch'eng

Emperor Hsiao-ch'eng was the Heir-apparent of
Emperor Yüan. His mother was entitled the Empress
[née] Wang. While Emperor Yüan [was living]
in the Heir-apparent's Palace, [the future Emperor
Ch'eng] was born in the Painted Hall of the
First Lodge.[1] He was [called] the Imperial Grandson
Who is the Heir by the First Wife. Emperor
Hsüan loved him, named him the Heir-apparent of
the Heir-apparent,[2] and constantly kept him about

1b
himself.

When he was in his third year, Emperor Hsüan

48 B.C.
died, and Emperor Yüan ascended the throne,
[whereupon the future] Emperor became the Heir-apparent.
47 B.C.[6]
When he grew up, he loved the classics,
and was large-minded and generous, circumspect
and attentive.

Previously, when the Heir-apparent lived in Kuei
Palace, Emperor [Yüan] once summoned him [to come]
in haste. He went out of the Lung-lou Gate [to his


374

palace], but did not dare to cross the imperial path-

10: 2a


way,[8] so went west to the Chih-ch'eng Gate [of the
city], where it was permitted to cross [the imperial
pathway]. Thereupon he crossed, returned [eastwards],
and entered the Artisan's Chamber Gate [of
Wei-yang Palace]. The Emperor [said] he was
tardy, and asked the reason for it. [The Heir-apparent]
replied, [giving] the circumstances, and
the Emperor was greatly pleased. Thereupon [the
Emperor] published an ordinance, ordering that an
Heir-apparent should be allowed to cross the imperial
pathway.

Later, [the Heir-apparent grew] fond of wine and
"took pleasure in the delights of conviviality,"[9]
[so that] Emperor Yüan did not think him capable.
Moreover [Emperor Yüan's second son], King Kung
of Ting-t'ao, [Liu K'ang], showed innate ability and
talents; his mother, the Brilliant Companion [née]
Fu, was also loved and favored [by the Emperor];

2a
for this reason the Emperor constantly had
thoughts of wanting to make King Kung his heir.
[But] because of the Palace Attendant Shih3 Tan,
who protected the Heir-apparent's household and
effectively aided and assisted [the Heir-apparent],
and because, moreover, the deceased Emperor
[Hsüan] had especially loved the Heir-apparent, Emperor
[Yüan] permitted him not to be dismissed.

33 B.C.
In [the period] Ching-ning, the first year, the fifth
July 8[13]
month, Emperor Yüan died, and in the sixth month,
Aug. 4
on [the day] chi-wei,[15] the Heir-apparent ascended

375

10: 2a

the imperial throne, presented himself in the Temple

33 B.C.


of [Emperor] Kao, honored the [Ch'iung-ch'eng] Empress
Dowager [née Wang], entitling her the Grand
Empress Dowager, [honored] the Empress [née
Wang], entitling her the Empress Dowager, and
made his eldest maternal uncle, the Palace Attendant
and Commandant of the Palace Guard, the
Marquis of Yang-p'ing, Wang Feng, Commanderin-chief
and General-in-chief, and Intendant of
Affairs of the Masters of Writing.[18]

On [the day] yi-wei,[19] a high official said that [to

Aug. 10
bury with the deceased Emperor his] imperial
chariot, his carriages, oxen, horses, birds, and beasts
was contrary to the [ancient] rites, so that it was improper
to bury them [with the Emperor]. The memorial
was approved. In the seventh month, a
Aug./Sept.
general amnesty [was granted to] the empire.

In [the period] Chien-shih,[22] the first year, in

I
the spring, the first month, on [the first day], yi-ch'ou,
32 B.C.
there was a visitation [of fire] in the temple of
Feb. 6
the [Emperor's] imperial great-grandfather, the
Deceased [Imperial] Father Tao, [Liu Chin].[26]

The Chief of the Arsenal in Shang Commandery,
[Liu] Liang, the younger brother of the former King
of Ho-chien, [Liu Yüan2b], was set up as King [of Ho-chien].

A comet appeared in [the constellation] Ying-shih.[27]


376

32 B.C.

The Imperial Prison in Shang-lin [Park] was abol-

10: 2b


ished.

Mar./Apr.
In the second month, Yao Yin, a Chief Clerk of
the General of the Right, [Wang Shang1a], who had
been sent [as an envoy] to the Huns, and others
—when they were on their way back and were a
hundred-odd li from the Barrier—a fire which
sprang up [in the grass] in a violent wind burnt to
death [Yao] Ying and the others, seven persons
[in all].[31]

2b
[The Emperor] granted to the vassal kings, the
Lieutenant Chancellor [K'uang Heng], the generals,
the marquises, the Queens Dowager, the Imperial
Princesses, the Royal Princesses, and the officials
[ranking at] two thousand piculs, actual gold; to
[members of] the imperial house who were in the
various offices, and officials [ranking at] a thousand
piculs, down to those [ranking at] two hundred piculs,
together with members of the imperial house who
were enregistered, the Thrice Venerable, the Filially
Pious, the Fraternally Respectful, the [Diligent] Cultivators
of the Fields, widowers, widows, orphans,
and childless, cash and silk, to each proportionately;
and to the officials and common people of fifty households,
an ox and wine.

An imperial edict said, "Recently a visitation of
fire descended upon an [imperial] ancestral temple
and a comet appeared in the eastern quarter [of the
heavens]—the rectification [of Our government] at
its inception has [shown some] defect. What calamity
[could be] greater! The Book of History says,
`Verily, [when a portent occurred], the greatest kings
of former [times] rectified their work.'[33] The highest
ministers should be very diligent, should lead


377

10: 3a

and act as examples to the many officials, and should

32 B.C.


support Us in Our inadequacies, exalting clemency
and generosity, and making harmony and concord
grow. In all these things they should `treat others
as themselves'[36] and not be exacting and oppressive.
Let a general amnesty [be granted] to the
empire, so that [everyone] may secure [an opportunity]
to renew himself."

[The Emperor] enfeoffed his maternal uncle, the
Inspector of Officials and Imperial Household Grandee,
the Kuan-nei Marquis, Wang Ch'ung2a, as
Marquis of An-ch'eng and granted to [the Emperor's]
maternal uncles, Wang T'an2b, [Wang] Shang1b,
[Wang] Li5, [Wang] Keng, and [Wang] Feng-shih, the
noble rank of Kuan-nei Marquis. In the summer,
the fourth month, a yellow fog completely filled the

May/June
four [quarters.[38] The Emperor] asked the ministers
and grandees widely [for an explanation, telling
them] not to keep silent about anything. In the
sixth month, there were innumerable ten-thousands
3a
of blue flies, which collected on the places [for
July
standing] at the court receptions in the Hall of Wei-yang
Palace.[41]

In the autumn, twenty-five palaces and lodges in

Autumn
Shang-lin [Park] that were rarely visited by the

378

32 B.C.

Emperor were abolished.

10: 3a

Sept.
In the eighth month there were two moons, one
above the other, that appeared at dawn in the eastern
quarter,[46] and in the ninth month, on [the day]
Oct. 27
mou-tzu, there was a shooting star whose light lighted
up the earth. It was forty or fifty feet (degrees)
long, curved and sinuous in the form of a snake, and
traversed [the constellation] Tzu-kung.

Dec./Jan.
In the twelfth month, [places] for the suburban
31 B.C.
sacrifices [to Heaven and Earth and their rulers]
were made to the south and north of Ch'ang-an,
[respectively], and the sacrifices [to these deities] at
Kan-ch'üan [Palace] and at Fen-yin, [respectively],
were abolished. On that day a great wind uprooted
large trees that were more than ten spans
[in circumference] at the place for sacrifice in Kan-ch'üan
[Palace].[50]

The commanderies and kingdoms more than four-tenths
[of whose fields] had suffered calamitous
visitations were [ordered] not to pay the land tax
on cultivated fields.

II
In the second year, in the spring, the first month,
Jan./Feb.
the altars to the Five [Lords on High] at Yung were
Feb. 17
abolished,[54] and on [the day] hsin-szu, the Emperor
first performed the suburban sacrifice at the place
for the suburban sacrifice south of Ch'ang-an. His
imperial edict said, "Recently [We] have moved the

379

10: 3b

altar of the Supreme [One and that of] Sovereign

31 B.C.


Earth to the place for the suburban sacrifice south
[of Chang-an] and the place for the suburban sacrifice
north [of Chang-an, respectively]. When we
purified Ourself, and in person made the suburban
sacrifice to the Lords on High, August Heaven responded,
and [several] supernatural lights appeared
simultaneously. The elders of the three capital
commanderies are not [now] put to the trouble of
supplying tents and forced service,[57] [hence We
3b
merely grant] an amnesty to the criminals who have
been sentenced to shave their whiskers, in the prefectures
which support the suburban sacrifices,
[namely] Ch'ang-an and Ch'ang-ling,[59] together with
[such criminals] in the offices at the imperial capital.
[We] reduce the capitation taxes and poll-tax money
by forty cash."[60]

In the intercalary [first] month, at the Yen-ling

Feb./Mar.
Commune section of Wei-ch'eng [prefecture], the
Emperor's tomb was made.

In the second month, an imperial edict [ordered]

Mar./Apr.
the three capital [commanderies] and the inner commanderies
each to recommend one person who was
capable and good, sincere and upright.


380

31 B.C.

Apr./May
In the third month the water of a well in the

10: 4a


Northern Palace overflowed and ran out.[66]

May 8
On [the day] hsin-ch'ou, the Emperor first sacrificed
to Sovereign Earth at the place for the Suburban
Sacrifice north [of Ch'ang-an].

May 13
On [the day] ping-wu, [the Emperor] established
the Empress née Hsü [as Empress].

[The Emperor] abolished the offices of the Six
Stables and the Clever Workmen.

Summer
In the summer there was a great drought.

[Because] the King of Tung-p'ing, [Liu] Yü3, had
committed crimes, the prefectures of Fan and K'ang-fu
were cut off from [his kingdom].[70]

Autumn
In the autumn, the Park of Wide Vision was
abolished [from the appurtenances of] the Heir-apparent,
4a
and it was granted to the members of
the imperial house who came to pay their court
visits in the spring and autumn. The [imperial]
chariots and horses of the stable were reduced.

III
In the third year, in the spring, the third month,
30 B.C.
the criminals of the empire were [granted] an amnesty,
Apr./May
and two steps in noble rank were granted to
the Filially Pious, the Fraternally Respectful, and
the [Diligent] Cultivators of the Fields. Defaulted
land and capitation taxes, and what had been given
in aid as loans were not to be collected.

Autumn
In the autumn, within the [Han-ku] Pass [region]
Aug./Sept.
there was a flood.[78] In the seventh month, a little

381

10: 4a

girl of Szu-shang, Ch'en Ch'ih-kung, who heard that

30 B.C.


the high water was coming, ran and entered the
Kuang city-gate, entered without authorization
through the side gate of the Master of the Recipes,
and reached [the area of] Wei-yang Palace [under
the control of] the Intendant of the [Imperial] Palace
Parks, [because] the officials and common people
had been frightened and had gone up onto the city wall.[81] In the ninth month, an imperial edict said,
Oct./Nov.
"Recently the commanderies and kingdoms have
suffered from a visitation of water, which carried
away and killed a large [number of] people, reaching
to thousands in number. In the imperial capital
it was causelessly and falsely rumored that a flood
was coming, and the officials and common people
were terrified, fled, ran, and mounted the city wall.
[This has] perhaps [happened because] vexations,
tyrannous, and severely oppressive officials have
not yet been suppressed and many of the great
multitude have reason for complaint because they
have lost their occupations. [We] send the Grandee-remonstrant

382

29 B.C.

Lin and others to travel about and

10: 4b


inspect the empire."

29 B.C.
In the winter, the twelfth month, on [the day]
Jan. 5
mou-shen, the first day of the month, there was an
eclipse of the sun[87] and in the night there was an
earthquake in[88] the Hall of Wei-yang Palace. The
imperial edict said, "Verily, [We] have heard[89] that
4b
when Heaven gave birth to the multitude of common
people, they were unable to rule themselves,
[hence Heaven] set up princes for them, in order to
rule and control them. When the way of a [true]
prince is attained, then [even] herbs, trees, and insects[91]
find their [proper] places. [But] when the
prince of men is not virtuous, a reproach appears in
Heaven or Earth, and visitations and prodigies
happen frequently, in order to inform him that he is
not governing rightly.

"Our experience in governing has been [only]
for a brief time, so that [We] have not been
correct in [Our] acts, hence on [the day] mou-shen
there was an eclipse of the sun and an earthquake.
We are greatly dismayed. Let the ministers each
think over Our faults and mistakes and state them
[to Us] clearly. `You should not assent to [Our]
face, and, after you have retired, make other [sorts
of] remarks.'[92] [Let] the Lieutenant Chancellor,


383

10: 5a

[K'uang Heng], and the [Grandee] Secretary, [Yin

29 B.C.


Chung], with the generals, full marquises, and
[officials ranking at] fully two thousand piculs, together
with the inner commanderies and kingdoms,
recommend gentlemen who are capable and good,
sincere and upright, and able to speak frankly and
admonish unflinchingly. [Let] them go to the
[Majors in Charge of] the Official Carriages, and We
will interview them."

In Yüeh-sui[95] [Commandery], a mountain collapsed.

In the fourth year, in the spring,[96] the office of the

IV
eunuch Palace Writers was abolished and for the
5a
first time five Masters of Writing were established.[99]
Spring

In the summer, the fourth month, there was a fall

May
of snow.[102]

In the fifth month, an Assistant Palace Internuncio,

June
Ch'en Lin, killed the Colonel Director of
the Retainers, Yüan Feng, in the [Palace] Hall.[104]

In the autumn, peach and plum [trees bore fruit

Autumn
and there was a flood. The [Yellow] River broke
through the Chin Dike in Tung Commandery.[106]
In the winter, the tenth month, the Grandee Secretary,
Oct./Nov.
Yin Chung, committed suicide because he had
not been careful in his duties and [as a consequence]
the [Yellow] River had broken through its dikes.


384

28 B.C.

I
In [the period] Ho-p'ing,[110] the first year, in the

10: 5b


28 B.C.
spring,[113] the third month, an imperial edict said,
Apr./May
"The [Yellow] River broke through its dikes in
Tung Commandery and submerged the two
provinces [of Yen and Yü]. The Chief Commandant,
Wang Yen-shih, diked and stopped the gap
and immediately there was calm. Let the year-period
be changed to be Ho-p'ing, and let noble
ranks be granted to the officials and common people
of the empire, to each proportionately."[115]

In the summer, the fourth month, on [the day]

June 19
chi-hai, the last day of the month, there was an
5b
eclipse of the sun, and it was total. The imperial
edict said, "[Ever since] We have secured [the opportunity
of] protecting the [imperial] ancestral temples,
[We] have trembled with respectful fear, [yet] have
not yet been able to be worthy of [Our] title. A
book says, `If the instructions for males are not
followed, since matters concerning the yang [or male
principle] are not attained, then there will on this
account be an eclipse of the sun and Heaven will
manifest this [sort of] a prodigy.' The blame [for
this eclipse therefore] lies upon Us Ourself. Let the
ministers and grandees exert themselves and do their
best to assist [Our] inadequacies, and [let] each of
the many officials perfect themselves in their duties.

385

10: 5b

[Let] rich employment be given to benevolent per-

28 B.C.


sons and [let] cruel and injurious persons be dismissed
and sent away. [Let] Our faults and errors
be pointed out without keeping silent about anything.
[Let] a general amnesty [be granted] to the
empire."

In the sixth month, [the office of] Director of

July/Aug.
Dependent States was abolished and [his duties]
were given to the Grand Herald.

In the autumn, the ninth month, the Funerary

Oct./Nov.
Chamber, Temple, and Funerary Park of the Grand
Emperor were reestablished.[122]

In the second year, in the spring, the first month,

II
in the office for iron in P'ei Commandery, iron that
27 B.C.
was being cast flew up. A discussion is in the
Feb./Mar.
"Treatise on the Five Elements."[126]
27 A: 13b

In the summer,[128] the sixth month, [the Emperor]

July/Aug.
enfeoffed his maternal uncles, [Wang] T'an2b, [Wang]
Shang1b, [Wang] Li5, [Wang] Ken, and [Wang] Feng-shih,
all as full marquises.[130]

In the third year, in the spring, the second month,

III

386

26 B.C.

26 B.C.
on [the day] ping-hsü, in Chien-wei [Commandery]

10: 6a


Mar. 28
there was an earthquake, and a mountain avalanche
blocked the water of the [Min] River, so that the
water flowed backwards.[136] In the autumn, the
Oct. 23
eighth month, on [the day] yi-mao, the last day of
the month, there was an eclipse of the sun.

The Imperial Household Grandee Liu Hsiang4 was
collating [the books] in the Palace Private Library,

6a
and the Internuncio Ch'en Nung was sent as a
Messenger to seek in the empire for lost books.[139]

IV
In the fourth year, in the spring, the first month,
25 B.C.
the Hun Shan-yü [Fu-chu-lei-jo-ti] came to pay
Feb./Mar.
court.[143] An amnesty [was granted] to the criminals
of the empire, and there were granted to the Filially
Pious, the Fraternally Respectful, and the [Diligent]
Cultivators of the Fields two steps in noble rank.
Defaulted land and capitation taxes and what had
been given in aid as loans were not to be collected.
Mar./Apr.
In the second month, the Shan-yü was dismissed and

387

10: 6a

returned to his state.

25 B.C.

In the third month, on [the day] kuei-ch'ou, the

Apr. 18
first day of the month, there was an eclipse of the
sun. [The Emperor] sent the Imperial Household
Grandee and Erudit, [Meng] Chia, and others, eleven
persons [in all], to inspect and report on the commanderies
bordering on the [Yellow] River. [The
imperial edict said],[148] "Those whose [property] has
been demolished or injured by the floods or who are
suffering and indigent and [do not have the means]
of keeping themselves alive are [to have their needs]
investigated[149] and to be assisted by loans. For
those who have been carried away by the water or
have been crushed to death and are unable to be
buried by their own [relatives, the legates] shall
order the commandery or kingdom to supply small
coffins and bury them. To [the relatives of] each
of those who were already buried, there are to be
given two thousand cash, and for those who have
gone to other commanderies and kingdoms to escape
the floods, the places in which they are, are to distribute
food to them. [The legates] are to treat
them carefully, with courtesy and equity, and are
not to cause them to lose their occupations. [The
legates] are to recommend gentlemen who are true
and honest, whose conduct is [correct], and who are
able to speak frankly."

On [the day] jen-shen, in Ch'ang-ling [prefecture],

May 7
the high bank on the border of the Ching [River][151]

388

25 B.C.

collapsed, blocking the Ching River.

10: 6b

Aug. 13
In the summer, the sixth month, on [the day]
6b
keng-hsü, the King of Ch'u, [Liu] Ao, died.

In Shan-yang [Commandery], a fire had started
among the rocks and [the Emperor] changed [the
name of] the year-period to be Yang-so.[156]

I
In [the year-period] Yang-so, the first year, in the
24 B. C.
spring, the second month, on [the day] ting-wei, the
Apr. 7
last day of the month, there was an eclipse of the
Apr./May
sun, and in the third month, an amnesty [was
granted] to the criminals of the empire.

Winter
In the winter, the Governor of the Capital, Wang
Chang1a, who had committed crimes, was sent to
prison and died.[162]

II
In the second year, in the spring, it was cold.
23 B. C.
An imperial edict said, "Anciently, when Lord
Spring
Yao set up the offices for the Hsi and the Ho, he
commanded them to prevent the four seasons from
losing their order, by taking care of the matters
[concerning these seasons]. Hence the Book of
History
says, `The many people multiplied and the
seasons were harmonious',[166] which makes plain that

389

10: 7a

it considers the Yin and Yang as the fundamental

23 B.C.


[principles of the universe]. Now some of the ministers
and grandees do not believe in the Yin and
Yang, misprize and disdain them, [with the consequence
that] much of what they suggest in their
memorials is contrary to the [proper] governmental
acts for the seasons. They propagate [this attitude],
so that ignorance [of the rules concerning the seasons]
prevails all over the empire. Yet they expect
that the Yin and Yang will accord and harmonize.
Is not this absurd? Let [the officials] take care to
accord with the rules for the four seasons and the
months."[169]
7a

In the third month, a general amnesty [was

Mar./Apr.
granted] to the empire. In the summer,[172] the fifth
June/July
month, the ranks [in the bureaucracy] of eight hundred
piculs and five hundred piculs were eliminated.[174]

In the autumn, there was a flood east of [Han-ku]

Autumn
Pass. [An imperial edict ordered that][176] vagrant
people who wished to enter through Han-ku [Pass],
T'ien-ching [Pass], Hu Mouth, or Wu-yüan Pass
should not be treated harshly or detained. [The
Emperor] sent Grandee-remonstrants and Erudits

390

23 B.C.

separately to inspect and observe.

10: 7b

Oct. 16
In the eighth month, on [the day] chia-shen,[180] the
King of Ting-t'ao, [Liu] K'ang, died.

Oct./Nov.
In the ninth month, those who had received [the
imperial appointment] as messengers [were found]
not to be suitable.[182]

An imperial edict said, "In ancient times, the
purpose of establishing an Imperial University was
to propagate the principles of the former kings and
to spread their transforming influence over the
world. The office of the Forest of Literati is the
source and spring for [the culture of all within] the
four seas, [hence] it is proper that [its occupants]
should all understand clearly ancient and present
[times], `reviewing what they already know and
acquiring new [knowledge],'[183] and being penetratingly
understanding about the constitution of the

7b
state. Hence they are called Erudits. If they are
not [thus learned], then those who study with them
will not have anything to transmit [to others] and
they will be despized by their inferiors, which is not
the way to honor morality and virtue. `A workman
who wishes to do his work well must first sharpen
his tools.'[185] Let the Lieutenant Chancellor, [Chang
3], and the [Grandee] Secretary, [Wang Yin], together
with [the officials ranking at] fully two thousand
piculs and at two thousand piculs, recommend
from many [sources] those who can fill the post of
Erudit in order to bring it about that [the abilities
of the Erudits] may be surpassing and they may be
looked up to [by all]."


391

10: 7b

In this year the Grandee Secretary, Chang Chung2,

23 B.C.


died.[188]

In the third year, in the spring, the second

III
month,[190] on [the day] jen-hsu, eight meteorites fell
22 B.C.
in Tung Commandery.
Apr. 12

In the summer, the sixth month, a convict [workman]

July/Aug.
in the office for iron in Ying-ch'uan [Commandery],
Shen-t'u Sheng, and others, one hundred eighty
persons [in all], killed their Chief Official and took
the weapons from the arsenal by force. [Shen-t'u
Sheng] called himself a general and overran nine prefectures.[194]
[The Emperor] sent a Chief Clerk of
the Lieutenant Chancellor and the Palace Assistant
Secretary to pursue and arrest them according to
[the law] for levying military supplies,[195] and all [the
rebels] suffered for their crimes.


392

22 B.C.

In the autumn, the eighth month, on [the day]

10: 8a


Oct. 4
ting-szu, the Commander-in-chief and General-in-chief,
8a
Wang Feng, died.[200]

IV
In the fourth year, in the spring, the first month,
21 B.C.
an imperial edict said, "Verily, the `Great Plan'
Feb./Mar.
makes food the first of the eight [concerns of] government.[204]
This is truly the fundamental [factor
in making every] family self-supporting and in doing
away with punishments. [Our] imperial predecessors
encouraged agriculturists, lightening their
taxes on land and on produce and favoring those who
worked diligently [at agriculture]. They ordered
that [the Diligent Cultivators of the Fields] should
be classed with the Filially Pious and the Fraternally
Respectful.

"[But] recently the common people have been
more and more indolent and few have inclined towards
the fundamental [activity (agriculture),
whereas] many have been eager [to give themselves
up] to unimportant [matters (merchandizing)].
How can [We] correct them?

"Just now it is the season for the work of spring.[205]
Let is be ordered that [the officials ranking at] two
thousand piculs shall encourage agriculture and
sericulture and shall [send people to] go into the
paths between the fields[206] in order to encourage the


393

10: 8b

[farmers]. Does not the Book of History say, `If they

21 B.C.


labor in the fields, then there will be an [abundant]
harvest'?[209] Let [the officials] make strenuous efforts."[210]
In the second month an amnesty [was
Mar./Apr.
granted] to the empire.[212]

In the autumn, the ninth month, on [the day]

Oct. 13
jen-shen, the King of Tung-p'ing, [Liu] Yü3, died.
20 B.C.

In the intercalary month, on [the day] jen-hsü,

Jan. 31
the Grandee Secretary, Yü Yung, died.
8b

In [the period] Hung-chia, the first year, in the

I
spring, the second month, an imperial edict said,
Mar./Apr.
"We have succeeded [to the care of] Heaven and
Earth and have had [the opportunity] to protect the
[imperial] ancestral temples, [but Our] insight has in
some respects been unclear and [Our] virtue has
not been able to bring tranquillity. The punishments
have not been appropriate, so that many
people have lost their positions through injustice
and have [hence] ceaselessly hastened to the [palace]
portals to inform and tell [of their wrongs]. Because
of this, the Yin and Yang have wandered
from their path and are in disorder, so that cold and
heat have lost their [proper] succession, the sun and
moon have had no brilliance, and people have exposed
themselves to criminal punishment. We pity
them greatly. Does not the Book of History say,
`Among my [officials] who are managing affairs, none
is capable or aged. The blame lies upon them
themselves'?[219]


394

20 B.C.

"Just now it is spring, the season for birth and

10: 9a


growth. [We] have visited the Grandee-remonstrant
Li3 and others and send them to report unjust
law-cases in the three capital [commanderies], the
three Ho [commanderies], and Hung-nung [Commandery].
The ministers, grandees, and Inspectors
of Divisions shall inform clearly and warn the Administrators
and Chancellors [of commanderies and
kingdoms, respectively,] to conform to Our intentions.
Let there be granted to the common people
of the empire one step in noble rank; to the women
of a hundred households, an ox and wine; and [let
there be] added grants of silk to widowers, widows,
orphans, childless, and the aged. Defaulted loans
[from the government] and what has not yet been
paid shall not be collected."

Apr. 21
On [the day] jen-wu, [the Emperor] traveled and
favored his imperial tomb [with a visit, where he
granted] an amnesty to the convicts working [on
the tomb]. Ch'ang1-ling Prefecture was made out
9a
of the Hsi District of Hsin-feng [Prefecture]. Those
who were to support [the sacrifices at] the imperial

395

10: 9a

tomb were granted an ox and wine for [every]

20 B.C.


hundred households.

The Emperor for the first time went out to travel
incognito.[226]

In the winter, a yellow dragon appeared in [the

Winter
kingdom of] Chen-ting.[228]

In the second year, in the spring, [the Emperor]

II
traveled and favored [with a visit] Yün-yang [Prefecture,
19 B.C.
in which was Kan-ch'üan Palace].
Spring

In the third month, when the Erudits were performing

Apr./May
the rites for drinking wine,[233] pheasants flew
and perched in the courtyard, came up the steps,[234]

396

19 B.C.

mounted to the hall, and crowed. Later they

10:9b


perched in various yamens,[237] and also perched in the
Ch'eng-ming Hall.

The imperial edict said, "Anciently, when [a ruler]
selected capable [officials], he made them express
themselves, accepted them `in accordance with their
discussions, and tested them clearly by their achievements.'[238]
Hence in the government offices affairs
were not neglected and among his subordinates
there were no negligent people. [Consequently, the
ruler's] instruction and civilizing influence spread
abroad and was carried out, the winds and rain were
harmonious and timely, the various grains therefore
ripened, the multitude of commoners rejoiced in
their occupations, and all were as a result prosperous
and tranquil.

"We have succeeded to [this] great estate for
more than ten years, yet have several times met with
visitations of flood, drought, sicknesses, and epidemics,
so that the many common people have frequently

9b
suffered from hunger and cold, [and, as a
result, although We] hoped that the rules of proper
conduct and moral principles would flourish, how
could it not but have been difficult [to achieve anything]?
Since We have not had any means of leading
and guiding [the people], the way of [the sage]
lords and [true] kings has been daily falling into
decadence.[240] Is it that the road for inviting and

397

10: 10a

selecting capable gentlemen has been blocked and is

19 B.C.


not open, or is it that those who recommend [persons
for official examination] have not yet found the
[right] persons? Let there be recommended persons
who are true and honest, whose conduct [is according
to] moral principles, and who are able to speak
frankly, [so that We may] hope to hear earnest speech
and excellent deliberation in order to correct Our
inadequacies."

In the summer,[243] braves and stalwarts from the

Summer
commanderies and kingdoms whose property was
five million [cash] or more, [to the number of] five
thousand households, were moved to Ch'ang1-ling
[Prefecture]. There were granted to the Lieutenant
Chancellor, [Hsieh Hsüan], the [Grandee] Secretary,
[Wang Chün4a], the generals, the full marquises,
the princesses, and [officials ranking at] fully two
thousand piculs, places for tombs and residences [at
Ch'ang1-ling].

In the sixth month, [the Emperor] set up [Liu]

10a
Yün-k'o, a grandson [of a younger brother][246] of
July/Aug.

398

19 B.C.

King Hsien of Chung-shan, [Liu Fu5b], as King of

10: 10a


Kuang-tê.

III
In the third year, in the summer, the fourth
18 B.C.
month, an amnesty [was granted] to the empire and
May
it was ordered that officials and common people
were to be allowed to purchase noble ranks at the
price of a thousand cash per step.[253]

There was a great drought.[254] In the autumn,

Sept. 11
the eighth month, on [the day] yi-mao, there was a
visitation [of fire] to the [Northern][256] Portal of the
17 B.C.
Temple to [Emperor] Hsiao-ching, and in the winter,
Jan. 8
the eleventh month, on [the day] chia-yin, the Empress

399

10: 10b

née Hsü was dismissed.

17 B.C.

Cheng Kung, a man of Kuang-han [Commandery],
and others, more than sixty persons in all, attacked
the government offices and buildings, taking by
force the prisoners and convicts and robbing arms
from the arsenal. He called himself the Lord of the
Mountains.[261]

10b

In the fourth year, in the spring, the first month,

IV
an imperial edict said, "[We] have several times
Feb./Mar.
issued a decree to the high officials that they should
take care to be liberal and large-minded in their
actions and should prohibit tyranny and oppression,
[but] down to the present [their behavior] has not
changed. If one person commits a crime, they
recommend that his clan should be arrested and
imprisoned. The farmers and common people who
have lost their occupations and who cherish grudges
and hatred [against the government] are many,
which injures and damages the harmonious emanation,
so that water and drought have produced
visitations. East of [Han-ku] Pass, vagrants and
roving [people] are many, and in the Ch'ing, Yu, and
Chi [Provincial] sections [the situation] is especially
serious, so that We are greatly pained. [We] have
not heard that any one in [high] positions is saddened.
Who, [then], is capable of assisting Us
by being solicitous in this [situation]?

["We] have already sent messengers to travel
about and inspect the commanderies and kingdoms.
In [those commanderies and kingdoms] that have
been injured by the visitations and disasters [to the


400

17 B.C.

extent of] four-tenths [of their normal produce] or

10: 10b


more, the common people whose property is not as
much as thirty thousand [cash] shall not [be required]
to pay the land-tax or capitation taxes. Defaulted
loans and what has not yet been paid shall
all not be collected. Those wandering people who
wish to enter through the passes shall be enregistered
and admitted whenever [they arrive]. Those who
[wish to] go to [other] commanderies or kingdoms
shall be treated respectfully and with equity. [Let
the officials] take care that they have the desire to
preserve and keep alive [the refugees], in order that
they may accord with Our intentions."

Autumn
In the autumn, in P'o-hai and Ch'ing-ho [Commanderies,
the Yellow] River overflowed. Those
who suffered from the visitation were assisted by
loans.[268]

Winter
In the winter, in Kuang-han [Commandery], Cheng
Kung and others [formed] a faction which gradually
spread, invading and passing through four prefectures.
His horde [numbered] almost ten thousand
persons. [The Emperor] installed the Chief Commandant
of Ho-tung [Commandery], Chao Hu, as
the Grand Administrator of Kuang-han [Commandery]
and mobilized [the people] in that commandery
together with [those in] Shu Commandery, altogether
thirty thousand men, to attack [the rebels]. Some
[of the rebels] seized and beheaded other [rebels],
in order to expunge [their own] crimes, and in ten
months [the region] was pacified. [The Emperor
later] promoted [Chao] Hu to be Chief of Palace
Police in the Capital and granted him a hundred
catties of actual gold.[270]


401

10: 11a

In [the period] Yung-shih, the first year, in the

16 B.C.


I
spring, the first month, on [the day] kuei-ch'ou, there
16 B.C.
was a fire in the Ice Chamber of the Grand Provisioner,
Mar. 2
on [the day] mou-wu there was a fire in
11a
[the Southern] Portal of the Funerary Park of Queen
Mar. 7
Li,[278] and in the summer, the fourth month, [the
May/June
Emperor] enfeoffed [Chao] Lin, the father of the
Favorite Beauty née Chao, [Chao Fei-yen], as Marquis
of Ch'eng-yang. In the fifth month, [the Emperor]
June/July[281]
enfeoffed, as Marquis of Hsin-tuc, the Palace
Attendant, Chief Commandant of Cavalry, and
Imperial Household Grandee, Wang Mang, who was
the son of [the Emperor's] maternal uncle, [Wang]
Wan. In the sixth month, on [the day] ping-yin,
July 13
[the Emperor] established the Empress née Chao,
[Chao Fei-yen, as Empress], and [granted] a general
amnesty to the empire.

In the autumn, the seventh month, an imperial

Aug.
edict said, "Our grasp of virtue has not been firm
and in [Our] plans [We] have not [consulted] all of
[Our] subordinates, [so that We] have erred in listening
to the Court Architect, [Chieh] Wan-nien, who
said that the Ch'ang Tomb could be completed in
the third year. He has worked [at it] to the fifth year,
[but] has not yet set anyone to work inside the
Majors' Gates to its Hall in the central part of the
Tomb.[284] The empire's [treasury] is empty and

402

16 B.C.

exhausted and the people are worn out and fatigued.

10: 11b


The earth taken from other places [distant from the
Tomb] is scanty and bad, so that in the end [the
Tomb] cannot be completed. When We reflect
upon these difficulties, [We] are saddened and afflicted
at heart. Verily `to err and not to reform
may indeed be called error.[287] Let the Ch'ang
Tomb [and the town of Ch'ang1-ling] be abolished
and [let the imperial tomb] be returned[288] to the
former Tomb. Let no officials or common people
be moved [to the former Tomb],[289] so that in the
empire there may not be caused any disturbance in
peoples' hearts."[290]

11b
[The Emperor] set up [Liu] Li4, a son of King
Hsiao of Ch'eng-yang, [Liu Ching3a], as King [of
Ch'eng-yang].

Sept. 22
In the eighth month, on [the day] ting-ch'ou, the
[Ch'iung-ch'eng] Grand Empress Dowager née Wang
died.

II
In the second year, in the spring, the first month,
15 B.C.
on [the day] chi-ch'ou, the Commander-in-chief and
Feb. 1
General of Chariots and Cavalry, Wang Yin, died.[296]


403

10: 11b

In the second month, on [the day] kuei-wei, in

15 B.C.

Mar. 27

the night, stars fell like rain,[300] and on [the day]
yi-ch'ou, the last day of the month, there was an
Mar. 29
eclipse of the sun. The imperial edict said, "Recently
a dragon appeared in Tung-lai [Commandery]
and there was an eclipse of the sun. Heaven has
made grievous vicisitudes and prodigies appear in
order to manifest Our faults. We are greatly dismayed.
[Let] the ministers inform and decree to
the various officials that they should ponder deeply
the warning of Heaven. If there is anything that
can be economized or reduced to the advantage and
peace of the people, let it be memorialized in detail.
Let what [has been given] in aid or loaned to povertystricken
people not be collected."

It also said, "East of [Han-ku] Pass for successive
years there has not been a [good] harvest. To those
officials and common people who, because of moral
principles, have gathered and fed poverty-stricken
people or have contributed grain or goods to assist
the imperial government in helping and succoring
[the poor], there have already been granted the value
[of their contributions].[302] For those [who have
contributed] a million [cash] or more, let there be
granted in addition the noble rank of Senior Chieftain
of Conscripts and let those who wish to become officials
be given vacancies [of the rank of] three hundred
piculs; let those who are officials be promoted two
steps. [Let those who have contributed] three hundred


404

15 B.C.

thousand [cash] or more be granted the noble

10: 12a


rank of Fifth [Rank] Grandee; if they are officials,
let them also be promoted two steps; if they are
common people, let them be given vacancies as
Gentlemen. Let the families [of those who have
contributed] a hundred thousand [cash] or more not
pay the land-tax or capitation taxes for three years,
and [let the families of] those [who have contributed]
ten thousand cash or more [not pay taxes] for one
12a
year."[306]

Dec./Jan.
In the winter, the eleventh month, [the Emperor]
14 B.C.
traveled and favored Yung [with a visit, where he]
sacrificed at the altars to the Five [Lords on High].[309]

Jan./Feb.
In the twelfth month, an imperial edict said,
"Previously, the Court Architect, [Chieh] Wan-nien,
knew that the Ch'ang Tomb [locality] was low and
could not be made a habitation for [Our] decease,
[but nevertheless] memorialized, begging to plan
and build [that Tomb] and to found and establish
a town at the outer wall [of the Tomb], deceitfully
producing lies. He gathered earth and piled it up
high, increased the taxes, exactions, and forced service,
and pushed [the laborers] to rapid and hurried
work, so that the workmen and convicts have suffered
punishment and died in continuous succession.
The people are utterly worn out and the empire's
[treasury] is empty and exhausted.

"The Regular Attendant, [Wang] Hung, when he
was previously the Palace Assistant Grand Minister
of Agriculture, memorialized several times that the


405

10: 12b

Ch'ang Tomb could not be completed. The Palace

14 B.C.


Attendant and Commandant of the Palace Guard,
[Shun-yü] Chang, stated several times that it would
be proper very quickly to cease removing families
[to Ch'ang1-ling] and to return [the tomb] to
its former location. Because of [Shun-yü] Chang's
words, We sent the document of [Wang] Hung to
[Our] subordinates, and the ministers and consultants
all agreed with [Shun-yü] Chang's calculations.
[Shun-yü Chang][313] has taken the lead in proposing
the best plan. [Wang] Hung, as Director in Charge
[of building the Tomb], has saved a great expense
and the common people have therefore become tranquil
and at peace. [Wang] Hung has previously
been granted the noble rank of Kuan-nei Marquis
and a hundred catties of actual gold. Let [Shun-yü]
Chang be granted the noble rank of Kuan-nei
Marquis with the income of an estate of a thousand
households, and [let Wang] Hung [be granted the
income of an estate] of five hundred households.

"[Chieh] Wan-nien has been a flatterer, perverse,
and disloyal. His evil influence has spread among
the multitude of commoners so that the hatreds
[of persons] within the [four] seas have not ceased
down to the present. Although he has received a
pardon, it is not proper that he should live in the
imperial capital. Let [Chieh] Wan-nien be exiled
to Tun-huang Commandery."

In this year the Grandee Secretary, Wang Chün4a,
died.[314]

12b

In the third year, in the spring, the first month, on

III
[the day] chi-mao, the last day of the month, there
Mar. 18
was an eclipse of the sun. The imperial edict said,
"Visitations from Heaven have been repeated and
frequent, so that We have been greatly dismayed

406

14 B.C.

[We] have pondered that [many] common people

10: 12b


have lost their occupations and [We] have visited
and sent the Grand Palace Grandee Chia and others
to travel about and inspect the empire, to visit and
ask the aged and common people from what bitternesses
they suffer. Let [these messengers] with
the Inspectors of Regional Divisions each recommend
[to Us] one true and simple, humble and yielding
person whose actions accord with moral principles."[320]

Nov. 14
In the winter, the tenth month, on [the day]
keng-ch'en, the Empress Dowager [née Wang] issued
an imperial edict [ordering] the high officials to reestablish
the [imperial] sacrifices at the altar to the
Supreme [One] at Kan-ch'üan [Palace], to Sovereign
Earth at Fen-yin, at the altars to the Five [Emperors]
at Yung, and to the Jewel of Ch'en at Ch'en-ts'ang.
25 B:
A discussion is in the "Treatise[323] on the Suburban
15a-16a
and Other Sacrifices."

Dec./Jan.
In the eleventh month, Fan Ping, a man of Wei-shih,
13 B.C.
and others, thirteen persons [in all], who had
plotted to rebel, killed [Chuang P'u],[327] the Grand
Administrator of Ch'en-liu [Commandery], seizing
and kidnapping officials and people. [Fan Ping]
called himself their general. The convict Li T'an
and others, five persons [in all], together struck and
killed [Fan] Ping and the others. [Li T'an and his
associates] were all enfeoffed as full marquises.[328]

Jan./Feb.
In the twelfth month, the convicts in the office for
iron in Shan-yang [Commandery], Su Ling and
others, 228 persons [in all], attacked and killed their

407

10: 13a

Chief Official and robbed weapons from the arsenal.
[Su Ling] called himself their general. They passed
through nineteen commanderies and kingdoms,[331]
and killed the Grand Administrator of Tung Commandery
and the Chief Commandant of Ju-nan [Commandery.
The Emperor] sent the Chief Clerk of
the Lieutenant Chancellor and the Palace Assistant
Secretary, with credentials, to superintend and urge
on the pursuit and arresting [of the rebels]. The
Grand Administrator of Ju-nan [Commandery],
Chuang Hsin, arrested and beheaded [Su] Ling and
the others. [The Emperor] promoted [Chuang] Hsin
13a
to be Grand Minister of Agriculture and granted him
a hundred catties of actual gold.

In the fourth year, in the spring, the first month,

IV
[the Emperor] traveled and favored Kan-ch'üan
Feb./Mar.
[Palace with a visit, where he] performed the suburban
sacrifice at the alter to the Supreme [One];
supernatural lights descended and rested upon the
Purple Hall. A general amnesty [was granted] to
the empire and there were granted: to the officials
and common people of Yün-yang, noble ranks; to the
women of a hundred households, an ox and wine;
and to widowers, widows, orphans, childless, and
aged, silk. In the third month, [the Emperor]
Apr./May
traveled and favored Ho-tung [Commandery with a
visit, where he] sacrificed to Sovereign Earth.
Grants were made to the officials and common people
[of this place] just as at Yün-yang; the places through
which he had passed were not to pay the land-tax
on cultivated fields.

In the summer, the fourth month, on [the day]


408

13 B.C.

May 15
kuei-wei, there were visitations [of fire] in both the

10: 13b


Hall of Approach to Flowers in Ch'ang-lo [Palace]
and in the Eastern Majors' Gate in Wei-yang Palace,
July 25
and in the sixth month, on [the day] chia-wu, there
was a visitation [of fire] to [the Eastern] Portal of
the Funerary Park at the Pa Tomb.[340] [The concubines
of Emperor Hsüan] at the Tu Tomb who had
not served the Emperor were sent away and returned
to their homes,[341] and an imperial edict
said, "Recently there was an earthquake and in the
imperial capital, visitations of fire have several times
descended, so that We are greatly dismayed. Let
the high officials do their utmost to make clear the
parallels [to these visitations, in order to show where
lies] the blame for them. We will Ourself look over
[their replies]."

It also said, "The Sage-kings made clear the rites
and regulations in order [to display] the ranks of the
honorable and lowly; they made distinctions among
carriages and clothes in order to render illustrious
those who possessed virtue. Although a person had
the wealth [to own splendid carriages and clothes],
if yet he did not have the honorable [rank necessary
for displaying them], he was not permitted to overstep
the regulations [for his rank]. Hence the common
people were excited to good conduct, moral
principles were exalted, and profit was deprecated.

"[But] just now the custom of the age is to be

13b
extravagant and overstep [the proper bounds] without
limit, without being contented or satisfied.
The ministers, full marquises, [Our] personal attendants,
and the courtiers near [Our Person should

409

10: 13b

be] models for the four quarters [of the empire, but

13 B.C.


We] have not yet heard of any who cultivate their
personalities in obedience to the rules of proper
conduct or who join in mind [with Us] in being solicitous
for the state. Some, moreover, are extravagant
and prodigal, [loving] repose and pleasure, taking
care to enlarge their dwellings and residences, building
gardens and ponds, maintaining an excessive
number of male and female slaves, carrying on their
shoulders and wearing [on their bodies] flowered silks
and gauzes, setting up bells and drums, procuring
female musicians, chariots and trappings, and performing
marriages and burials that overpass the
regulations. The [lower] officials and common people
emulate and imitate them, so that [such extravagance]
has gradually become customary. Under
[these circumstances], is it not difficult to expect the
people to be economical and self-restrained, families
to be self-sufficient, and [every] person to be contented?
Does not the Book of Odes say,

`Awe-inspiring art thou, [Grand] Master Yin,
The common people all look to thee'?[345]

"Let it be made known and decreed that the high
officials shall therefore gradually prohibit [such extravagance].
Let, however, blue and green, which
are the regular [colors of] clothing for the common
people, not be forbidden.[346] Let the full marquises
and the courtiers near [the throne] each economize
and reform himself, and let the Colonel Director of
Retainers investigate those who do not change."

In the autumn, the seventh month, on [the day]
hsin-wei, the last day of the month, there was an

Aug. 31
eclipse of the sun.

In [the period] Yüan-yen, the first year, in the

I
spring, the first month, on [the day] chi-hai, the
12 B.C.
first day of the month, there was an eclipse of the
Jan. 26

410

12 B.C.

sun.

10: 13b

Apr./May
In the third month, [the Emperor] traveled and
favored Yung [with a visit, where he] sacrificed at
the altars to the Five [Lords on High].

In the summer, the fourth month, on [the first

May 24
day], ting-yu, when there were no clouds, there was a
sound of thunder and light shone out on all sides,
descending to the earth. At dusk it stopped.[355]
An amnesty [was granted] to the empire. In the
Aug./Sept.
autumn, the seventh month, a comet appeared in
[the constellation] Tung-ching.[357] The imperial

411

10: 14a

edict said, "Recently there have been eclipses and

12 B.C.

14a

falling stars, reproaches appearing in heaven. Great
prodigies have been repeated, [but] those who are in
[official] positions have been silent; rarely have there
been loyal utterances. Now a comet has appeared
in [the constellation] Tung-ching. We are greatly
dismayed. Let the ministers, grandees, erudits,
and grandee-consultants each do their best in pondering
and thinking upon the meaning of these
grievous vicissitudes, and parallel them clearly from
the Classics [in explanation], not keeping silent about
anything. Let them and the inner commanderies
and kingdoms each recommend one sincere and upright
person who is able to speak frankly and admonish
unflinchingly, and let the twenty-two commanderies
at the northern border each recommend
one person who is brave and fierce and knows the
methods of warfare."

[The Emperor] enfeoffed [Hsiao] Hsi3, a descendant
of the Chancellor of State, Hsiao [Ho], as Marquis
of Tsan.[361]

In the winter, the twelfth month, on [the day]

11 B.C.
hsin-hai, the Commander-in-chief and General-in-chief,
Feb. 2
Wang Shang1b, died.

In this year, the Brilliant Companion née Chao
killed an Imperial Son in the Harem.[364]

In the second year, in the spring, the first month,

II
[the Emperor] traveled and favored Kan-ch'üan
Feb./Mar.

412

11 B.C.

[Palace with a visit, where he] made the suburban

10: 14b


sacrifice at the alter to the Supreme [One]. In the
Apr./May
third month, he traveled and favored Ho-tung
[Commandery with a visit, where he] sacrificed to
Sovereign Earth.

May/June
In the summer, the fourth month, he set up [Liu]
Shou3a,[371] the son of King Hsiao of Kuang-ling, [Liu
Pa], as King [of Kuang-ling].

Winter
In the winter, [the Emperor] traveled and favored
14b
Ch'ang-yang Palace [with a visit], and, accompanied
by guests who were northwestern barbarians (Hu),
he [held] a great hunting contest.[374] He spent the
night at Pei-yang Palace and made grants to his
accompanying officials.

III
In the third year, in the spring, the first month, on

413

10: 15a

[the day] ping-yin, Mt. Min in Shu Commandery

10 B.C.

10 B.C.

collapsed, blocking the [Min] River to the third day,
Feb. 12
so that the water of the [Min] River was exhausted.[380]

In the second month, [the Emperor] enfeoffed the

Mar.
Palace Attendant and Commandant of the Palace
Guard, Shun-yü Chang, as Marquis of Ting-ling.

In the third month, [the Emperor] traveled and

Apr.
favored Yung [with a visit, where he] sacrificed at
the altars to the Five [Lords on High].

In the fourth year, in the spring, the first month,

IV
[the Emperor] traveled and favored Kan-ch'üan
9 B.C.
[Palace with a visit, where he performed] the suburban
Feb./Mar.
sacrifice at the altar to the Supreme [One].

In the second month, the office of the Colonel

Mar./Apr.
Director of the Retainers was abolished.

In the third month, [the Emperor] traveled and

Apr./May
favored Ho-tung [Commandery with a visit, where
he] sacrificed to Sovereign Earth. Sweet dew descended
in the imperial capital, and [the Emperor]
granted oxen and wine to the common people of
Ch'ang-an.[388]

In [the period] Sui-ho, the first year, in the spring,

I
the first month, a general amnesty [was granted] to
8 B.C.
the empire. In the second month, on [the day]
Feb./Mar.
kuei-ch'ou, an imperial edict said, "We have succeeded
Mar. 20
to the vast estate of the Eminent Founder,
[Emperor Kao], and have upheld the [imperial]
ancestral temples to the twenty-fifth year. [But
15a
Our] virtue has been unable to give tranquility to or
administer [properly the region] within the [empire's]
boundaries. Many are the people who [cherish]
resentment. [We] have not received the blessing of
Heaven, [for] down to the present [We] have not yet

414

8 B.C.

had an heir to succeed [Us], and the empire has no

10: 15a


one to whom its hearts can attach themselves.
When [We] look over the warnings [in the history]
of the distant past and of recent events, the beginnings
of calamities and disorders have all come
from this [lack of an appointed heir].

"The King of Ting-t'ao, [Liu] Hsin5, has [acted]
toward Us as a son. He is affectionate, benevolent,
filial, and obedient, so that he may therefore follow
[Us] in the succession [decreed by] Heaven, and continue
the [imperial] sacrifices. Let [Liu] Hsin5 be
made the Imperial Heir-apparent. Let the Grandee-remonstrant
Feng Ts'an, who is the maternal uncle
of the King of Chung-shan, [Liu Hsing], be enfeoffed
as Marquis of Yi-hsiang,[396] and let the kingdom of
Chung-shan be increased by thirty thousand households,
in order to console [Liu Hsing's] feelings, [since
he is not made Heir-apparent]. Let there be
granted: to the vassal kings and full marquises, gold;
to those in the empire who will be the successors to
their fathers, a noble rank; to the Thrice Venerable,
the Filially Pious, the Fraternally Respectful, and
the [Diligent] Cultivators of the Fields, silk, to each
proportionately."

It also said, "Verily, [We] have heard that the
[true] kings necessarily preserved the descendants of
the two [preceding] kingly [dynasties], in order that
they might thereby connect themselves with the
Three Beginnings.[397] Anciently, T'ang the Victorious


415

10: 15b

received [Heaven's] mandate and [his dy-

8 B.C.


nasty, the Yin,] is grouped among the Three
Dynasties, yet his sacrifices have been neglected and
cut off. When [We] sought for his descendants,
none was more upright than K'ung Chi. Let
15b
[K'ung] Chi be enfeoffed as the Marquis Continuing
and Honoring the Yin [Dynasty]." In the third
Apr./May
month, his noble rank was advanced to be that of
Duke. Together with the Marquis who Succeeds
to the Greatness of the Chou [Dynasty, Chi Tang],
they were both made Dukes, each with a territory
of a hundred li [square].

[The Emperor] traveled and favored Yung [with
a visit, where he] sacrificed at the altars to the Five
[Lords on High].

In the summer, the fourth month, the Commander-in-chief

May/June

416

8 B.C.

and General[404] of Agile Cavalry, [Wang]

10: 15b


Ken, was made [merely] Commander-in-chief, and
his General's office was abolished. [The title of]
the Grandee Secretary was made that of the Grand
Minister of Works, and [its incumbent, Ho Wu,] was
enfeoffed as a full marquis.[406] The salaries of the
Commander-in-chief and the Grand Minister of
Works were increased to be like that of the Lieutenant
Chancellor.[407]

In the autumn, the eighth month, on [the day]

Sept. 13
keng-hsü, the King of Chung-shan, [Liu] Hsing, died.

Dec.
In the winter, the eleventh month, [the Emperor]
set up [Liu] Ching3b, a grandson of King Hsiao of
Ch'u, [Liu Ao], as King of Ting-t'ao.[410]

The Marquis of Ting-ling, Shun-yü Chang, [who
had committed] treason and inhuman conduct, was
sent to prison and died, and the Commandant of
Justice, K'ung Kuang, was sent with credentials to
grant poison to the honored lady née Hsü. She

7 B.C.
drank the poison and died.[412]

Jan.
In the twelfth month, the Inspectors of Regional

417

10: 16a

Divisions were abolished and there were established

7 B.C.


instead Provincial Shepherds with the rank of two
thousand piculs.

In the second year, in the spring, the first month,

II
[the Emperor] traveled and favored Kan-ch'üan
Feb.
[Palace with a visit, where he performed] the suburban
sacrifice at the altar to the Supreme [One].

In the second month, on [the day] jen-tzu, the

Mar. 14
Lieutenant Chancellor, Chai Fang-chin, died.
16a

In the third month, [the Emperor] traveled and

Apr.
favored Ho-tung [Commandery with a visit, where
he] sacrificed to Sovereign Earth. On [the day]
ping-hsü, the Emperor died in Wei-yang Palace.
Apr. 17
The Empress Dowager [née Wang] issued an imperial
edict that the high officials should reestablish
the [places] for the suburban sacrifices to the south
and north of Ch'ang-an. In the fourth month, on
[the day] yi-mao,[422] [the Emperor] was buried in
May 16
the Yen Tomb.

In eulogy we say: Your servant [Pan Piao's] paternal
aunt was given a place in the [imperial] harem


418

and became a Favorite Beauty;[424] her father, [Pan

10: 16b


K'uang], his sons and her brothers waited [upon the
Emperor] in his private apartments, and frequently
said to your servant, "Emperor Ch'eng was good at
cultivating his deportment and appearance. `When
he mounted his chariot, he stood upright, he did not
look around, he did not speak hastily, he did not
point with his hands.'[426] When he attended court,
he was profound and silent, dignified and grave like
a god, so that it might be [truly] said, Majestic is the
bearing of the Son of Heaven.[427] He read widely on
[both] ancient and present [matters], and received
frank discourses indulgently." His ministers were
worthy of their positions, and their memorials and
discussions are worthy of being transmitted [to
posterity].

16b
He happened upon an age which inherited a peaceful
condition, when the superior and his inferiors
were in concord. Yet he gave himself up to wine
and women. The Chao clan caused disorder within
[the palace] and his maternal relatives made themselves
masters in the court. In saying this, I cannot
but feel oppressed. From [the period] Chien-shih
32 B.C.
onwards,[430] the Wang clan first grasped the
power of the state. [Emperors] Ai and P'ing had
[only] short lives, and [Wang] Mang thereupon
usurped the throne. In fact his [usurpation of the
imperial power, thereby enabling him to grant]
severity or favor, came about [very] gradually.[431]

 
[1]

For these places, cf. Glossary sub Heir-apparent's Palace.

[2]

Hsün Yüeh (148-209), in his Han-chi 24: 1a, repeats the statement in HS 98: 3a
that Emperor Hsüan himself gave to the future Emperor Ch'eng the name Ao and his
tzu [OMITTED] was T'ai-sun, so that this passage was early interpreted as recording the Emperor's
`style'. But Chou Shou-ch'ang (1814-1884) points out that T'ai-sun [OMITTED] is an appellation
analogous to Heir-apparent [OMITTED], just as in the time of Emperor Wu the son
of Heir-apparent Li was called the Imperial Grandson [OMITTED], and his son (the future
Emperor Hsüan), was called the Imperial Great-grandson [OMITTED]. This interpretation
is confirmed by the statement in 98: 3a, that after Emperor Yüan ascended the throne,
he "[OMITTED], established the Heir-apparent of the Heir-apparent as his Heir-apparent,"
in which [OMITTED] seems plainly to be a title (cf. HS 8: 1a and Glossary,
sub vocibus).

[6]

Cf. 9: 4a.

[8]

Ying Shao (ca. 140-206) comments, "The ch'ih-tao [OMITTED] is the road on which
the Son of Heaven travels, like the present central path." Cf. Glossary sub Imperial
pathway.

[9]

A quotation from Analects XVI, v, where Confucius condemns these enjoyments.
Yen Shih-ku (581-645) remarks that in his time the vulgar copies did not have the second
[OMITTED], which was excised because people did not understand that this phrase was a
quotation. From the comment of Chin Shao (fl. ca. 275), his copy evidently also did not
have this character.

[13]

HS 9: 13a.

[15]

Han-chi 24:1a reads yi-wei instead of chi-wei, and Ch'ien Ta-chao (1744-1813)
hence says that the HS here is mistaken; but Hüang's Concordance des Chronologies
néoméniques
puts a chi-wei but no yi-wei day in this month, so that the text seems correct.
Tzu-chih T'ung-chien (1084) 29: 21b reads chi-wei. The enthronement occurred
27 days after Emperor Yüan's death and 27 days before his burial.

[18]

Wang Hsien-ch'ien (1842-1918) remarks, "The Wang clan secured its power for
the first [time] from this [appointment]."

[19]

Yi-wei is a mistake, for there was no such day in the sixth month. These words
seem to be either an erroneous dittography, an interpolation for the preceding chi-wei,
or a mistake for yi-ch'ou, which was Aug. 10.

[22]

The name of this year-period plainly means "to establish a beginning," and is
appropriate for the first year-period in a reign.

[26]

HS 27 A: 15a also lists this fire (with lacunae).

[27]

HS 27 Cb: 23a adds, "It was bluish white in color, sixty or seventy feet (degrees)
long, and more than a foot (degree) broad." J. Williams, Observations of Comets, lists
it as no. 50. Dio Cassius (Hist. Roman., L [Loeb ed., V, 451]) also mentions it; cf.
Chambers, Descriptive Astronomy, I, 556, [72].

[31]

Han-chi 24: 1b reads "more than ten," instead of "seven."

[33]

Book of History IV, ix, 2 (Legge, p. 264).

[36]

A reference to the famous phrase in Analects, IV, xv, 2.

[38]

HS 27 Ca: 6a says, "In [the period] Chien-shih, the first year, the fourth month,
on [the day] hsin-ch'ou [May 13], in the night, to the northwest, there was light as of a
fire; on [the day] jen-yin [May 14], at dawn, a great wind arose from the northwest,
and the clouds of emanations were red and yellow on [all] four [sides] of the empire for a
whole day and night. What came down and lay upon the earth was yellow earthen dust."
The portent is blamed on the immediately preceding enfeoffments of imperial relatives.
W. Eberhard says it may have been a distant volcanic eruption; it might also have been
an unusual dust-storm; cf. his "Beiträge z. Kosmol. Spekulation in d. Han-Zeit." p.
30-31. It was later instanced by Li Hsün, cf. 75: 23a.

Wang Hsien-ch'ien suggests that the words jen-yin must have dropped out of the text
in ch. 10 after the words for "fourth month."

[41]

Fu Ch'ien (ca. 125-195) says, "They were the places [for standing] for the ministers
and lower [officials] at the court gatherings." Blue flies were symbolic of calumny
(Book of Odes, II, vii, v; Legge, p. 394).

[46]

HS 27 Cb: 16a says, "In the eighth month, on [the day] mou-wu [Sept. 27], at dawn,
when the clepsydra had not yet emptied itself by three marks, there were two moons
shining together." Wang Hsien-ch'ien says that the words mou-wu have dropped out
after the words for "the eighth month", since otherwise the passage would mean that
two moons appeared every night. Ying Shao quotes Ching Fang's (i cent. B.C.)
Yi-chuan (this passage is not found in the present book by that name, but quoted from
that source, in HS 27 Cb: 16b) in explanation, "When a prince is as weak as a woman,
so that he is led by the Yin (female [influence]), then two moons appear."

[50]

For its significance, cf. Introduction to this chapter, pp. 362-365.

[54]

Wang Hsien-ch'ien remarks that this abolition and that of the other places for
sacrifice in the preceding year were all due to the suggestion of K'uang Heng, q. v. in
Glossary. These other places for sacrifice were reestablished in 14 B.C. and abolished
again in 7 B.C., after Emperor Ch'eng's death; cf. 10: 12a, b, 16a; Introduction, p. 362.

[57]

The Sung Ch'i ed. said that the Yao text (possibly x cent.) contained a note saying,
"Every time the Han [Emperors] went to Yung or sacrificed at Kan-ch'üan [Palace,
the people of those places] were put to the trouble of provisioning a thousand chariots
and ten thousand horsemen. Now the sacrifices were changed to the places for the
suburban sacrifice south and north [of Ch'ang-an], hence the [people] had [not] the trouble
of furnishing tents and forced service." (The interpretation of [OMITTED] as meaning [OMITTED] is
made by Chang Yen [prob. iii cent.] in a note to Pan Ku's "Fu on the Eastern Capital"
in the Wen-hsüan [ca. 530]. Wang Hsien-ch'ien says that the [OMITTED] in Sung Ch'i's quotation
should be [OMITTED] and the first [OMITTED] should be [OMITTED].)

[59]

Ying Shao explains, "The place for the suburban sacrifice to Heaven was south
of the city of Ch'ang-an and the place for the suburban sacrifice to Earth was north of
the city of Ch'ang-an within the borders of Ch'ang-ling [prefecture. These] two prefectures
had the care of upholding the suburban sacrifices, hence they were both granted an
amnesty at the same time."

[60]

Meng K'ang (ca. 180-260) comments, "Originally the poll-tax was 120 [cash].
Now it was reduced forty [cash] and became eighty [cash]." But S. Kato comes to a
different conclusion. Cf. Glossary sub "poll-tax."

[66]

HS 27 Ba: 26a says, "In the third month, on [the day] mou-tzu [Apr. 25], the spring
in a well within the Northern Palace sprang up considerably, overflowed, and [water]
came out, flowing southwards."

[70]

He had murdered his divorced concubine, who had given information that he had
failed to fast and abstain during the period of mourning for Emperor Yüan. Cf. Glossary,
sub voce.

[78]

HS 27 A: 22a says, "In [the period] Chien-shih, the third year, in the summer, there
was a flood. In the three capital commanderies, there was a prolonged rain for more than
thirty days and in nineteen commanderies and kingdoms there was rain. Streams issued
from the valleys of the mountains, killing altogether more than four thousand persons and
destroying more than eighty-three thousand government buildings and houses of the
common people." This visitation was blamed upon the change in the suburban sacrifices
made in the preceding two years. This prolonged rain for more than thirty days is
also noted in 27 Ba: 9b.

[81]

HS 27 Ca: 21a says, "In the third year of [the period] Chien-shih, the seventh
month [the text reads the "tenth" month, but the day shows this numeral is an error],
on [the day] ting-wei, [Sept. 6], in the imperial capital, [people] terrified each other, saying
that a flood was coming. A little girl of Szu-shang on the Wei River, Ch'en Ch'ih-kung,
who was in the ninth year of her age, ran, entered the Kuang city-gate, and entered
the side gate of the Master of Recipes in Wei-yang Palace. The guards at the gates
and doors of the Hall did not see her. She reached the forbidden apartments [in the
care of] the Intendant of the [Imperial] Palace Parks, and was then discovered and
arrested." This passage explains the event as portending the entrance of the Wang
clan into the imperial inheritance through imperial favor shown to female relatives.
Wang Feng had advised that the Emperor and his harem should take to boats and the
people should take refuge on the city walls. Wang Shang1a opposed this advice and the
rumor of a flood proved groundless; cf. 82: 1b.

Ying Shao says, "To enter into a palace by fraud without any credentials or registration
[at the palace gate] is called lan [OMITTED]."

He also says, "The Yi-men [OMITTED] are small gates at the side of the main gates."
Yen Shih-ku adds, "The yi-men are on the two sides. It means that they are like a
man's armpits (yi)."

[87]

Cf. the Appendix for eclipses. The interpreters of portents made much of this combination
of eclipse and earthquake, alleging that it was due to intrigues in the harem.
Cf. 27 Cb: 15a, b.

[88]

The Official ed. (1739) reads [OMITTED] instead of the text's [OMITTED].

[89]

The Appendix to the Official ed. says that the Sung Ch'i ed. (xi or xii cent.) omits
the words [OMITTED], but the other editions have them. The passage that follows is probably
a reference to Book of Changes, App. III, ii, 15 (Legge, 383).

[91]

Yen Shih-ku says, "K'un [OMITTED] [means] a crowd [OMITTED], and k'un-ch'ung [OMITTED] means the
numberless insects [OMITTED]. Moreover Hsü Shen [d. 121] in his Shuo-wen [13 B: 1a; A. D.
100] says, `Two ch'ung are [OMITTED] . . . . [This word] is read the same as k'un.' It means
that it is a general term for ch'ung. The two ideas are interchanged. Cheng Hsüan
[127-200, in a note to Li-ki 12: 3b] considered, however, that k'un-ch'ung means `insects
born under the influence of the Yang principle [OMITTED]', in which he was mistaken.
Ch'ung is pronounced [OMITTED] [pres. hui]."

[92]

A quotation from Book of History II, iv, i, 5 (Legge, p. 81), where this statement is
put into the mouth of Shun.

[95]

For [OMITTED], the Official ed. reads [OMITTED].

[96]

HS 27 Cb: 25a says, "In Chien-shih IV, i, on kuei-mao [Feb. 29], four meteorites
fell in Kao-[ch'eng], and one in Fei-lei."

[99]

Cf. Glossary, sub Masters of Writing.

[102]

HS 27 Bb: 13b adds, "In the kingdom of Yen, many died." (The context shows
that the date there given [Chien-chao, IV, iii] was probably originally the same as that
here.) This portent was interpreted as presaging the dismissal of the Empress nee Hsü.

[104]

Ying Shao explains, "[Yüan] Feng had been the Prefect of Ch'ang-an and had attained
a reputation for able rule, so he was selected and installed as Colonel Director of
the Retainers. [Ch'en] Lin had held a long-standing grudge against [Yüan] Feng.
When he saw that the latter was to be honored and distinguished, he feared that [the
latter] would injure or kill him. After the installation had ended, before [Yüan Feng]
had gone out, [Ch'en Lin] sent a man to stab and kill him."

[106]

Cf. HS 29: 14b.

[110]

The edict explains the name of this year-period as meaning, "The [Yellow] River is
peaceful."

[113]

HS 27 Cb: 17a, b says, "In Ho-p'ing I, the first month, on [the day] jen-yin [Feb.
22], the first day of the month, when the sun and moon were both in [the constellation]
Ying-shih, the sun came up red. In the second month, on [the day] kuei-wei [Apr. 4],
the sun was red in the morning and when it went down it was also red. At night the moon
was red. On [the day] chia-shen [Apr. 5], the sun came up as red as blood, without any
brilliance. When the clepsydra marked four divisions and a half, [the sun] had some
light, and lighted up the earth red and yellow. After breakfast, [the sun] recovered [its
natural light]. . . . In the third month, on [the day] yi-wei [probably a mistake for chi-wei,
May 10], the sun came up yellow with a black emanation as large as a cash right in
the center of the sun," [probably a sun-spot].

[115]

This edict is also quoted in 29: 15a; the added detail there seems to show that the
quotation there represents the original, which Pan Ku has condensed and polished for
his "Annals."

[122]

This restoration was at the request of P'ing Tang. The Temple had been abolished
in 33 B.C. Cf. 9: 13a.

[126]

HS 27 A: 13b says, "In Ho-p'ing II, i, at the office for iron in P'ei Commandery,
[at present P'ei, northwestern Kiangsu], when iron was being cast, it would not come
down. There was a rumbling like the noise of thunder and also like the sound of drums,
and the thirteen workmen were frightened and fled. When the sounds stopped, they
returned and looked at the earth. The earth had opened up several feet, the furnace had
divided into eleven [pieces], and from inside the furnace, the iron had scattered like shooting
stars and had all gone up and out [of the furnace. It was] a phenomenon similar to
that in Cheng-ho II." HS 27 A: 13a says, "In Cheng-ho II, [91 B.C.], in the spring,
when, at the office for iron in Cho Commandery, they were casting iron, the iron melt all
flew up and out. In this [case, the element] fire constituted the unhappy vicissitude and
caused it to act thus."

Professor Thomas T. Read of the Columbia University School of Mines points out
that the above phenomena were what we would now call furnace break-outs, and that
the description is exceedingly important in the history of iron technology, because such
an accident could only happen in a furnace of the cupola type, which has been supposed
to be a much later development. Cf. T. T. Read, "The Earliest Industrial Use of Coal,"
Transactions, Newcomen Soc'y of England, v. 20 (1939-40), pp. 119-133.

[128]

HS 27 Bb: 16a says, "In Ho-p'ing II, iv [May/June], in the kingdom of Ch'u, it
rained hail as large as axe [heads], and flying birds were killed."

[130]

Su Yü (fl. 1913) points out that, according to HS 18: 19b-20b, these brothers were
all enfeoffed on the same day, and suggests that the day should have been mentioned in
the text here, "yi-hai," July 20. They were commonly called "The Five Marquises."

[136]

HS 27 Ca: 10b says, "In Ho-p'ing III, ii, on ping-hsü, in Chien-wei [Commandery],
Po-chiang Mountain collapsed and Chüan-chiang Mountain collapsed, both blocking the
water of the [Min] River, so that the water of the [Min] River flowed backwards, injuring
city-walls and killing thirteen persons. The earthquake shocks continued for twenty-one
days, 124 shocks." Except for a statement in the Comment on the Shui-ching (by
Li Tao-yüan, d. 527), 33: 10a, locating this earthquake in Nan-an Prefecture, there seems
to be no information about the location of these mountains. Nan-an was located, according
to the Yi-t'ung Chih 405: 3a, 20 li northeast of the present Chia-chiang [OMITTED]
Hsien, in the Ch'ing Dynasty's Chia-ting Fu, Szechuan. This potent is grouped in HS
ch. 27 with those due to lack of perspicacious thinking.

Anciently, what is now called the Min River was considered to be the upper course
of the Yangtze (Book of History, III, i, ii, 9 [Legge, 137]; HS 28 Aiii: 71a), hence the text
states that the Yangtze River was blocked. In this and other cases, I have used the
modern name.

[139]

Liu Hsiang4 not only published new editions of the ancient classics (cf. the preface
to his edition of Hsün-Tzu, in Hsün-tzu 20: 26a ff; trans. in Dubs, Hsüntze, p. 28 ff),
but also, with his son, Liu Hsin1a, made a catalog of the Palace Private Library, which is
to be found in HS ch. 30. Feng Yu-lan says that the "Ancient text" classics and explanations
must have entered the imperial private library at this time; Cf. his Chung-kuo
Chê-hsüeh Shih,
2nd. ed., II, p. 575f.

[143]

Cf. HS 94 B: 10a = de Groot, Die Hunnen, p. 249.

[148]

The sentences following are evidently taken from the edict commissioning the
legates; in order to translate them in direct discourse, instead of the indirect form in the
Chinese, I have added the words in brackets.

[149]

Yen Shih-ku says that [OMITTED] is the same as [OMITTED] and means "to measure their degree
[of need]." Ch'ien Ta-chao corroborates the fact that these two words were anciently
interchanged by quoting SC 28: 38, which uses the first word, and then pointing out that
where this sentence is quoted in HS 25 A: 19a, the second word is used.

[151]

This sentence may be translated, "In Ch'ang-ling and Lin-ching [prefectures],"
but Lin-ching was, according to the Ta-ch'ing Yi-t'ung Chih, located 2 li west of
the present Chen-yüan, Kansu, near the headwaters of a branch of the Ching River
(cf. HS 28 Bi: 21a), so that an avalanche there would seem of little importance.

[156]

Dr. D. Bodde suggests that this passage is an early reference to coal. Professor
Thomas T. Reed of the Columbia University School of Mines adds that this is probably
the earliest account of a coal seam on fire.

Ying Shao explains this name as follows: "At that time the Yin [principle] was flourishing
and the Yang [principle] was weak, hence [the Emperor] changed the year-period and
called it Yang-so (the beginning of the Yang), [meaning that] he wished the Yang [principle]
to revive and grow." Yen Shih-ku replies, "Ying [Shao's] explanation is mistaken.
So [means] beginning. Because the fire [i.e., a Yang manifestation and in Shan-yang
Commandery] started among stones, it means that it was `a beginning of the Yang's
manifestations.' "

[162]

Wang Chang had outspokenly criticized Wang Feng, who had him imprisoned;
cf. Glossary, sub voce.

[166]

Book of History I, i, 2 (Legge, p. 17, translates differently). The present text of
the Book of History has pien [OMITTED] instead of the HS's fan [OMITTED]. Ying Shao explains fan by
pien, but Wei Chao says that fan means to [OMITTED]. Yen Shih-ku notes the difference and
says that both are correct. Tuan Yü-ts'ai (1735-1815), in his Ku-wen Shang-shu Hsüan-yi
(in the Huang-ch'ing Ching-chieh, 567: 10b, 11a), says that the `modern text' of the
Book of History read fan and the `ancient text' pien. Ying Shao followed the `ancient
text' to read fan as pien, whereas Wei Chao explained fan as to, so that the interpretation
of this sentence by the modern text school did not change the reading.

Ying Shao says that the li in li-min [OMITTED] means [OMITTED]. Yen Shih-ku repeats this
interpretation in a note to 5: 10b10.

In the Book of History, the sentence here quoted refers to the actions of Yao and comes
before the appointment of the Hsi and the Ho, whereas the edict here makes it the consequence
the appointment of the Hsi and the Ho.

[169]

On the "orders for the months or yüeh-ling" cf. Ku Chieh-kang Han-tai-Hsüeh-shu
Shih-lüeh
[OMITTED], pp. 40, 41. Tung Chung-shu was largely responsible for
this cult.

[172]

The Sung Ch'i ed. notes that the Ancient Text (before vii cent.) did not have the
word for "summer."

[174]

Li Ch'i (fl. ca. 200) says, "[The rank] of eight hundred [piculs] was eliminated and
[the former occupants of that rank] were given [the rank of] six hundred [piculs; the
rank] of five hundred [piculs] was eliminated and [the former occupants of that rank]
were given [the rank of] four hundred [piculs]." Cf. Glossary, sub "Salaries."

[176]

Wang Hsien-ch'ien suggests that the word [OMITTED] has dropped out at this point.
Since the edict is not quoted in full, possibly Pan Ku purposely omitted this word.

[180]

Hoang lists no chia-shen day in the eighth month. Chia-shen may have been a
mistake for chia-tzu, which was Oct. 16.

[182]

Wang Hsien-ch'ien notes that the foregoing statement has nothing to do with the
rest of the entries for this month, and says that such a general statement is not paralleled
elsewhere. Hence he suggests that it has been displaced from the end of the statement
just above, concerning the appointment of Grandee-remonstrants and Erudits. It
seems as if something has been omitted at this point.

[183]

A quotation from Analects II, xi.

[185]

A quotation from Analects XV, ix.

[188]

He died some time before May 28th, which was the day when his successor, Wang
Yin, was installed; cf. 19 B: 43a. Yen Shih-ku remarks that the annalist upon whom
Pan Ku depended for the events of this "Annals" probably did not know in what month
Chang Chung died, so noted his death at the end of the chronicle for the year, just as
with Wang Chün (10: 12a). Pan Ku did not compile the HS "Tables," which record
the dates of official appointments.

[190]

The text reads "third month," but HS 27 Cb: 25a says, "In Yang-so III, the second
month, on [the day] jen-hsü, eight meteorites fell in Po-ma [a prefecture of Tung Commandery]."
According to Hoang, there was no jen-hsü day in the third month (which
is the reading in the present text of the "Annals"). Hence I have emended "third" to
"second" in my translation. Han-chi 25: 9b reads "third month," showing that the
"Annals" was already mistaken in the second century. The peculiar style in recording
meteorites is copied from the Spring and Autumn. It is also used throughout the catalogue
of meteorites in HS 27 Cb: 25a. Cf. Hu Shih, The Development of Logical Method in
Ancient China,
p. 49.

[194]

The text reads "commanderies" instead of "prefectures"; Chou Shou-ch'ang
remarks that the rebellion was put down within a month, which would have been difficult
or impossible if the rebellion had extended to nine commanderies; the names of these
commanderies are moreover not given. Hence "commanderies" is a mistake for "prefectures."
In 17 B.C., the rebellion of Cheng Kung lasted over a year, although he
disturbed only four prefectures (10: 10a,b). Hsün Yüeh seems to have followed a text
which read "commanderies" and also to have felt that it was doubtful, for his Han-chi
25: 9b reads, "He overran commanderies and kingdoms." HS 28 Ai: 91a notes an office
for iron in Yang-ch'eng of Ying-ch'uan Commandery.

[195]

SC 117: 61 quotes a note of Hsü Hung-chün (fl. dur. 1875-1908), "In my opinion,
chün-hsing [OMITTED] was the name of a Han [dynasty] law. The Chou-li 16: [1a = Biot, I,
357, says], `He equitably distributes [the grain] which has been collected and stored up,'
and Cheng Hsüan [127-200] comments, `When the imperial government levies and
gathers goods, [this levy] is called hsing. What today is called chün-hsing is the same
[as this].' " Hence chün-hsing was a technical term for levying an army and military
supplies, and not an error for [OMITTED], as it is said to be in the Tz'u-t'ung, vol. II, ch. 24,
p. 151. This phrase is also found in HS 57 B: 1a; 99 B: 14b; etc. For other examples,
cf. Han-lü-k'ao 3: 11a. Cf. also the technical name for the crime connected with this
law, in HS 99 C: 15b.

[200]

Ch'ien Ta-hsin remarks that deaths of Commanders-in-chief are recorded beginning
with 117 B.C. (6: 17b), but their surnames are omitted, just as in the case of Lieutenant
Chancellors, except in 22 B.C. (10: 7b), 15 B.C. (10: 11b), and 11 B.C. (10: 14a).

[204]

The "Great Plan" is Bk. iv of Part V in the Book of History; the allusion is to verse
7 (Legge, p. 327), which enumerates the eight concerns of government.

[205]

Ying Shao glosses, "The work of spring is plowing." This phrase is an allusion to
Book of History, I, ii, 4 (Legge, p. 19).

[206]

Yen Shih-ku explains, "The ch'ien-mo [OMITTED] were the roads between the cultivated
fields. Those north and south were called ch'ien; those east and west were
called mo. They were probably those opened by Shang Yang in the Ch'in period."
On these paths, cf. the illuminating remarks by Dr. Duyvendak in his Book of Lord
Shang,
p. 18, n. 3; p. 45, n. 1 and the notes in HS 24 A: 8b & 28 Bii: 51a.

[209]

Book of History, IV, vii, i, 9 (Legge, p. 226f).

[210]

For [OMITTED] (which is in Wang Hsien-ch'ien's text and in the Official ed. [1739], and
which is not found in the dictionaries), the Ching-yu ed. (1034) and the Chi-ku Ko ed.
(1642) read [OMITTED].

[212]

HS 27 Bb: 14a says, "In Yang-so IV, the fourth month [May], snow fell, and in
[the kingdom of] Yen, birds died."

[219]

Book of History, V, xxviii, 2 (Legge, p. 617). In the present text of that Book,
three characters are different from those in the quotation here. Instead of the HS
text's [OMITTED], it reads [OMITTED]; instead of [OMITTED], it reads [OMITTED]; and instead of [OMITTED], it reads [OMITTED]; thus
giving an entirely different meaning to the last two clauses. Wen Ying (fl. ca. 196-220)
comments, "It says, [putting the words into the mouth of King P'ing of the Chou dynasty],
that my Chou dynasty has not been able to secure, as those employed [in charge
of] affairs, [officials] who are aged and capable, [thereby] causing the state to be in danger
and ruin. The blame lies upon those employed [to be in charge of] affairs." Su Yü
(fl. 1913) says that Wen Ying's explanation, "the blame lies upon those employed [to be
in charge of] affairs," interprets exactly chüeh-kung [OMITTED], which are the last two
words of the quotation in the edict, and that if this clause were interpreted to mean
"the blame lies upon myself," as Yen Shih-ku (and Legge, loc. cit.) interprets it, [OMITTED]
would have to be written instead of chüeh. He also remarks that the HS text is probably
from the "modern text" of the Book of History.

In spite of the text, the sense would, however, seem to require Yen Shih-ku's interpretation,
but of course chüeh does not bear that interpretation. Dr. Duyvendak has
called my attention to Karlgren's article on the pronoun chüeh in the Book of History,
(Göteborgs Högskolas Årsskrift, 39 [1933]: 2, pp. 29-38) in which he argues that, for paleological
reasons, chüeh was sometimes confused with nai [OMITTED], both in the sense of "then"
and as the second personal pronoun. But even nai would not give a suitable meaning
here.

[226]

Chang Yen (iii cent.) says, "He went out by a rear gate, followed by Gentlemen
Attendants at the Gates, together with his private slaves and guests, [in all] ten-odd
persons. They were [clothed] in white garments with a girdle and turban, and [rode]
one-[horse chariots] or [were all] on horses, going in and out of the markets and wards
without again ordering a clearing of the roads. This was like the conduct of an unimportant
and humble [person], hence it was called wei-hsing [OMITTED] (traveling [like] an
unimportant [person])." Tzu-chih T'ung-Chien 31: 2 a,b quotes the above comment
in its text and adds that the Emperor went as far as the prefectures neighboring on
Ch'ang-an and to Kan-ch'üan, Ch'ang-yang, and Wu-tso Palaces, to see cock-fights and
horse-races. It adds that he called himself a member of the household of the Marquis
of Fu-p'ing, Chang Fang, whose mother was Emperor Ch'eng's aunt, the Princess of
Ching-wu, and who had himself married a younger sister of Emperor Ch'eng's Empress
nee Hsü and was in high favor with the Emperor. The above information is taken
largely from HS 97 B: 16a and 27 Ba: 11a, b.

[228]

Yen Shih-ku implies that it was the prefecture of Chen-ting (q.v. in Glossary),
but I have preferred to take the larger unit, which included that prefecture.

[233]

HS 27 Bb: 9a says, "The Erudits performed the rites of the great archery [contest]."
Han-chi 25: 11a says, "The Erudits performed the rites for the district drinking of wine."
For these rites, cf. Li-chi, ch. XLIII. These three statements all refer to the same rites;
the first sentence in Li-chi XLIII (Legge, XXVIII, 446; Couvreur, II, 668) is, "Anciently,
when the feudal nobles would practise archery, they always first performed the ceremonies
of the banquet. When the ministers, grandees, and gentlemen would practise
archery, they always first performed the ceremonies of the district drinking of wine."
Cheng Hsüan (127-200), in a comment to the title of Li-chi XLIII, says that this chapter
records the rites of (1) the banquet and archery [contest] and (2) the great archery
[contest], (which two were probably the same thing, for only one performance is discussed
in the chapter).

[234]

The Sung Ch'i ed. says that the T'ang text (before xi cent.) read [OMITTED] for the
chieh [OMITTED] of the text; but HS 27 Bb: 9a (which repeats this statement), Han-chi 25:
11b, and Tzu-chih T'ung-chien 31: 3a all read chieh, so that the T'ang text must have
been mistaken.

[237]

HS 27 Bb: 9a specifies them as the yamens of the Grand Master of Ceremonies,
the Superintendent of the Imperial House, the Lieutenant Chancellor, the Grandee
Secretary, and the Commander-in-chief and General of Chariots and Cavalry.

[238]

A quotation from Book of History II, i, iii, 9 (Legge, p. 37).

[240]

Yen Shih-ku says, "Ling [OMITTED] [means] ch'iu [OMITTED]-ling (a mound); yi [OMITTED] [means]
p'ing [OMITTED] (level or calm). It says that it decays [OMITTED] as a mound gradually becomes
level." He also says, "Ling-ch'ih [OMITTED] also means [to decay], as a mound's sinuosities
gradually become lower." This statement is repeated in MH III, p. 122, n. 2. But
Wang Nien-sun (1744-1832) replies, "[Yen] Shih-ku is mistaken in considering that
ling [in ling-yi] means a mound. Ling and yi both [mean] p'ing (level). In a note to
Wen-hsüan [9: 9a sub] the "Ch'ang-yang Fu," [Li Shan (649-689) quotes] Hsieh [Han's
(fl. ca. 25-60)] Han-shih Chang-chü [as saying], `Ling means to be p'ing in [all] four
[directions].' Hence the ling of ch'iu-ling (a tomb-mound) originally took its meaning
from ling-yi; ling-yi did not take its meaning from ch'iu-ling. SC 18: [2 (Mh III, 121 f),
says], `At first [the Emperor] has never failed to want to strengthen [a noble clan's]
trunk and roots, yet its branches and leaves little by little ling-ch'ih shuai-wei [OMITTED]
[OMITTED] (decay and weaken).' The four words ling-ch'ih and shuai-wei are precisely parallel.
Ling-yi cannot be interpreted as the yi of a ling any more than shuai-wei can be interpreted
as the shuai of a wei.

"Ling-yi is related to ling-ch'ih as wei [OMITTED]-yi is related to wei-ch'ih. Hence Wang Su
[159-256], in a comment on the [K'ung-tzu] Chia-yü [(prob. written by Wang Su),
1: 7a], says, `Ling-ch'ih is like an inclined declivity [OMITTED].' Huai-nan-tzu [ii cent.
B.C.], "T'ai-ts'u Hsün," [20: 6b, says], `Because the [Yellow] River is tortuous (wei-yi
[OMITTED]), it is able to extend far; because the mountains decline (ling-ch'ih), they are able
to be high.' Wei-yi and ling-ch'ih are parallel expressions; ling-ch'ih cannot be understood
as the ch'ih (decline) of a ling (mound), any more than wei-yi can be understood
as the wei (tortuousness) of a yi (serpent).' . . . Then it is quite clear that [the ling of
ling-yi and ling-ch'ih] is not the ling of ling-ch'iu."

[243]

HS 27 Cb: 25a says, "In Hung-chia II, v, on [the day] kuei-wei [June 16], three
meteorites fell in Tun-yen [in Nan-yang Commandery]."

[246]

Ch'ien Ta-hsin (1728-1804) points out that the word [OMITTED] (younger brother) has
dropped out at this point, and should be read, as in 53: 12b. Cf. Glossary sub Liu
Yün-k'o. HS 14: 16b dates his appointment in the eighth month (Sept./Oct.).

[253]

The first mention of selling noble ranks is in 243 B.C. (Mh II, 103), when one step
was sold for a thousand piculs of grain. This enactment may, however, have been
merely making uniform a practise dating from the time of Shang Yang (cf. Duyvendak,
The Book of Lord Shang, pp. 64f, 236, 253, 304). In 195 B.C., the price of noble ranks
was still high, for those Gentlemen who were not awarded a step in noble rank were
given ten thousand cash (HS 2: 1b), so that a step was worth more than ten thousand
cash. HS 24 A: 14b, 15a says that in the time of Emperor Wen, when grain was lacking
for the border military colonies, those who contributed six hundred piculs were given
the second noble rank, Superior Accomplished; those who contributed four thousand
piculs were given the ninth rank, Fifth Rank Grandee; and those who contributed twelve
thousand piculs were given the eighteenth rank, Great Chief of the Multitude. Ch'en
Shu-yung (fl. 1887), in his Han-kuan Ta-wen 5: 1a, calculates that at 40 cash per picul
of grain (an average price), the second rank was worth twenty-four thousand cash, so
that one step was worth more than ten thousand cash. In 123 B.C., Emperor Wu sold
a specially created hierarchy of military noble ranks at the rate of 170,000 cash for the
first step (with succeeding ranks seemingly at a higher rate, cf. Mh III, 555f; HS 24 B:
8a, b). Evidently with the amelioration of the laws and government policies after the
time of Emperor Wu, the exemptions given by noble rank were not needed so much.
As a result, noble ranks lost their appeal, so that Emperor Ch'eng finally had to reduce
the price drastically.

[254]

HS 27 A: 18b says, "In the fifth month, on [the day] yi-hai [June 3], in the Southern
Mountains of Chi [prefecture] in T'ien-shui [Commandery], a great stone cried out. Its
sound was rumbling like thunder, and in a moment it stopped sounding." For the
interpretation of this portent (the people are complaining), cf. Eberherd, "Beiträge,"
p. 19.

[256]

Wang Nien-sun points out that the word [OMITTED] has dropped out at this point.
It is found in HS 27 A: 15a and in Han-chi 25: 12b. In similar notations of previous
fires at temple portals, in HS 4: 13a, 5: 7a, and 9: 9b, the name of the portal is always
given. In subsequent notations, the name of the portal is, as here, sometimes omitted.
yet in each case ch. 27 specifies the particular portal affected. Cf. 10: 11a, 13a.

The fire and the dismissal of Empress nee Hsü are also coupled in ch. 27.

[261]

HS 27 A: 18b describes those events slightly differently: "In Kuang-han [Commandery,
the convicts] with iron collars plotted [together], attacked the jail, and took
by force a prisoner [sentenced for] a capital crime, Cheng Kung, and others. They
robbed arms from the arsenal, and pillaged and overran the officials and people. [Cheng
Kung] clothed [himself] in embroidered garments and called himself the Lord of the
Mountains. His party gradually increased. The next year, however, in the winter,
he suffered execution. Those who gave themselves up [numbered] more than three
thousand persons." On the significance of this and other rebellions, cf. Introduction
to this chapter, pp. 362-363.

[268]

HS 27 Bb: 17 b says, "In Hung-chia IV, in the autumn, in Hsin-tua [Commandery].
it rained fish that were as long as five inches and less."

[270]

HS 19 B: 46b records the appointment of Chao Hu as Chief of Palace Police in
the Capital under the date 12 B.C., and Chu Yi-hsin (1846-1894) explains the discrepancy
by saying that Pan Ku merely notes this event here in order to complete his account
of the rebellion.

[278]

HS 27 A: 15a notes these two fires with the same wording, adding that it was the
Southern Portal; cf. n. 10.4. These fires are there likewise coupled with the elevation
of Chao Fei-yen.

HS 27 Bb: 17b says, "In Yung-shih I, in the spring, in Po-hai [Commandery, the
ocean] produced four large fish, sixty feet long [45 ft. Eng. meas.] and ten feet high
[7½ ft. Eng. meas.]." These fish were probably stranded whales.

[281]

P. Hoang, Concordance des chronologies néoméniques, contains an unnoticed typographical
error in this year. His lunar months, 5, 6, 7, 8, and 9 should have been set
to correspond with the solar months, 6, 7, 8, 9, and 10 respectively. Otherwise the
table for this year seems correct.

[284]

Ju Shun (fl. dur. 189-265) explains, "Within the Tomb there were Majors' Gates
to its Hall, just as [is the case] in the buildings [occupied by the Emperor] during his
lifetime." But Fu Tsan (fl. ca. 285) replies, "Within the grave-pit that held the Son
of Heaven there were no Majors' Gates to its Hall. This [passage] denotes the Funerary
Chamber and Hall above the Tomb, [not in the grave itself], together with their Majors'
Gates. At that time they had not all been built." Yen Shih-ku approves Fu Tsan's
explanation and adds that the chung-ling [OMITTED] was the [OMITTED] (Main Funerary Chamber)
of the central Tomb. Cf. Glossary sub Funerary Chamber of Emperor Kao.

[287]

A saying of Confucius, from Analects XV, xxix.

[288]

Ch'en Ching-yün (1670-1747) suggests emending chi [OMITTED] to fan [OMITTED]. Liu Hsiang
had admonished the Emperor against the Ch'ang Tomb (cf. HS 36: 19b-24a). HS 10:
12a says that Shun-yü Chang advised the Emperor that the people should be prevented
from moving to Ch'ang1-ling and that the Emperor's tomb "should be returned
(fan) to its former location," i. e., to the Yen Tomb. A note to Hsi-Han Nien-chi
(printed 1221) 26: 16b, by Wang Yi-chih, says that Wang Yi-chih's Hsi-Han Nien-chi
K'ao-yi
remarks that the then current copies and the Academy ed. (1124) write chi,
but that Wang Yen-chang (1079-1154), who collated an edition of the Southern T'ang
period (937-975), wrote this phrase with fan instead of chi.

[289]

Hu San-hsing (1230-1287), in a note to Tzu-chih T'ung-chien 31: 12a, explains,
"At the former Tomb they were not to build a town for the Tomb and move officials
and common people [there]."

[290]

The Official ed. reads [OMITTED] for the [OMITTED] of the text.

[296]

HS 19 B: 45b notes this death on the day yi-szu, Feb. 17.

[300]

HS 27 Cb: 19a says, "In Yung-shih, II, ii, on kuei-wei, after midnight, stars fell
like rain, ten or twenty feet (degrees) long. [They appeared] continuously and were
extinguished before they reached the earth. At cockcrow they stopped." This meteoric
shower was that of the Lyrids, which is now dated on Apr. 20, because of precession.

[302]

Ju Shun explains, "[The Emperor] granted them noble ranks and exempted them
from the land-tax and capitation taxes, considering [the foregoing] as the value [of their
charitable contributions]." But Yen Shih-ku replies, "This explanation is mistaken. . . .
It means that the offices had [already] granted them the value of their expense. Only
at this time did he add noble ranks, together with exemption from capitation taxes."

Senior Chieftain of Conscripts was the fourteenth rank; Fifth Rank Grandee was the
ninth rank; cf. Glossary, sub vocibus.

[306]

Ho Ch'uo (1661-1722) remarks that this practise was not as bad as that
of Emperors An and Huan in the Later Han Dynasty, who sold these official positions
and noble ranks for money. Cf. HHS An. 5: 6b; 7: 10b.

[309]

These altars had been abolished in Jan./Feb. 31 B.C. (Cf. 10: 3a & n. 3.4). Ho
Ch'uo says that they were now restored. He is however probably mistaken. HS 25 B:
15b-16a quotes the Empress Dowager's edict (cf. 10: 12b), which shows that these altars
were not reestablished as regular places of imperial sacrifice until Nov. 14, 14 B.C.
Liu Hsiang4 had told Emperor Ch'eng that these ancient places were extremely honorable
and important; the Emperor was probably experimenting to see whether he wanted to
reestablish these altars permanently.

[313]

Li Tz'u-ming (1829-1894) remarks that the word [OMITTED] should be inserted before
the [OMITTED].

[314]

According to 19 B: 44a, 45b, he died before Apr. 10, 15 B.C., when Chai Fang-chin
became Grandee Secretary.

[320]

HS 27 Ba: 24b says, "In Yung-shih, III and IV, in the summer, there was a great
drought."

[323]

Some copies of the Official ed. have [OMITTED] instead of [OMITTED]. The sacrifices in the Southern
and Northern Suburbs were reestablished in 7 B.C.; cf. 10: 16a. For these gods, cf.
Glossary, sub vocibus.

[327]

This man's name is found in HS 26: 58b. (From Ch'ien Ta-chao.)

[328]

HS 17: 31b-32b enumerates only four: Li T'an, Cheng Chung, Chung Tsu, and
Tzu Shun. Szu-ma Kuang (1019-1086), in his Tzu-chih T'ung-chien K'ao-yi, 1: 15b,
accordingly says that the "Annals" is mistaken in saying "five." But as Pan Ku did
not compile the "Tables," that reasoning is far from conclusive.

[331]

HS 26: 58b, in recounting this rebellion, says "By the next year they had passed
through more than forty commanderies and kingdoms." HS 27 A: 18b also reads
"forty"; Chou Shou-ch'ang, however, remarks that there were only 103 commanderies
and kingdoms in the empire, hence "forty" would mean that about half the country was
in revolt. Such a great rebellion could not be put down so quickly. Chou Shou-ch'ang
suggests that the word "four" is an interpolation in these two passages, and that they
should read "more than ten commanderies and kingdoms."

[340]

HS 27 A: 15b contains the same recording of these three fires, specifying, in the
case of the last one, that it was the southern part of the Eastern Portal; cf. n. 10.4. These
fires were blamed upon the fact that the control of the government was in the hands of
the Wang clan.

[341]

It was then thirty-five years after the death of Emperor Hsüan; more than a
century previously, Emperor Wen had ordered that his inferior concubines were to be
sent back home immediately after his death. Cf. 4: 20b.

[345]

Book of Odes, II, iv, vii, 1 (Legge, p. 309).

[346]

Yen Shih-ku notes the implication that red, purple, etc. are forbidden to the
common people.

[355]

This event was probably a freak thunderstorm just over the horizon.

[357]

This was Halley's comet, for which Cowell and Crommelin (Monthly Notices of
the Royal Astronomical Society,
68: 669) calculate a perihelion for Oct. 8, 12 B.C. HS
27 Cb: 23a, b, says, "In Yüan-yen, I, vii, on hsin-wei, [Aug. 26], a comet appeared in
[the constellation] Tung-ching [μ, ν, γ, ξ, λ, ζ, 36, ε Gem], and marched over the Five
Nobles [θ, ι, τ, γ, κ Gem]. It rose north of the [two] Ho-shu [the same as the Nan and
Po-ho, ρ, α, β Gem and ε, β, α C Min] and directed itself towards and traversed Hsien-yüan
[35 Lyn; 10 U Ma; 38, α Lyn; 59, ι, ξ Cnc; λ, ε, μ, ζ, γ, η, α, ο, 31 Leo] and T'ai-wei
[δ, θ, ι, σ Leo; β, η, γ, δ, ε Vir; α Com]. It daily progressed six degrees [of equatorial
longitude] or more. At dawn it rose in the eastern quarter. On the thirteenth day
[Sept. 7], at evening, it appeared in the western quarter. It invaded the Second Consort
[ζ Scr (cf. SC 27: 14 notes)], the Harem [another name for Wei3 (ε, μ, ζ, η, θ, ι, κ,
λ, γ Scr) and Chi (γ, δ, ε, η Sgr; cf. HS 26: 8b, 9a)], the Bushel [ζ, τ, σ, ϕ, λ, μ Sgr], and
Saturn. [On Sept. 7, Saturn was in R. A. 283.5°.]

"The point of its flame [its tail] penetrated twice through the Tzu-kung [a circle of
stars about the north polar regions: 6, λ Dra; Piazzi 10h 126, 27 U Ma; Piazzi 7h 187,
48 H Cep; 19 H Cam; α, ι, η, ζ, δ, ε Dra; β, γ Cep]. Its great fire [head?] later reached to
the Milky Way and swept [away evils] in the Region of the Consorts and Empress
[U Mi?], went south, moved on, and invaded Ta-chio [Arcturus], the [two] Shê-t'i [η, τ,
ν and ο, π, ζ Boo], and went to the Heavenly Market-place [four stars of the six in Ch'i
(cf. HS 26: 7b), i.e., γ, ρ, 43, π, ο, ν Sgr], where it stopped for a lunation, traveling slowly.
Its flame [tail] entered into the Market-place for ten days and later went west and left.
On the fifty-sixth day [Oct. 20], it hid itself together with the Azure Dragon [the same
as the Eastern Palace (cf. 26: 7a), one-quarter of the zodiac, including Chio, K'ang,
Ti, Fang, Hsin, Wei3, and Chi (Vir, Lib, Scr, and part of Sgr)]." E. Biot, in Connaissance
des temps,
1846, app., pp. 83 f, and J. Williams, Observations of Comets, pp.
9 f, have not translated this difficult passage in full. Cf. also J. H. Hind, in Monthly
Notices of the Royal Astronomical Society,
10: 58. Wen Shion Tsu, "The Observations
of Halley's Comet in Chinese History," Popular Astronomy 42: (1934) 193, has translated
part of this passage, but with errors. The recording he takes for the appearance of
Halley's comet in 163 B.C., taken from HS 26: 49b, is a blunder; the date there given is
Feb. 6, 162 B.C., a year different from that calculated for Halley's comet. The return
of 87 B.C. is dated in HS 7: 1b (cf. my note 1.4), which Mr. Wen seems not to have seen.

[361]

The Sung Ch'i ed. says that the T'ang text (before xi cent.) and the Chiang-nan
text (x cent.) write Hsiao Hsi3's personal name as "Chia," which was the name of a man
who was a grandson of Hsiao Ho and who was marquis 155-149 B.C. HS 16: 12b dates
Hsiao Hsi3's appointment in Yung-shih I, four years before Yüan-shih I, and notes that
his son succeeded him in Yung-shih IV, so that the notation of Hsiao Hsi3's appointment
here in the "Annals" cannot be correct.

[364]

For this sensational imperial infanticide, cf. Glossary, sub Chao, Brilliant Companion
née, and the Introduction to this chapter, pp. 369-372 ff. HS 27 Cb: 23b, after the
account of Halley's comet, says, "In this year, the Brilliant Companion [née] Chao killed
the two Imperial Sons and the fifth year afterwards Emperor Ch'eng died"; Pan Ku
in his "Annals" may hence be referring to both infanticides. But the dates he gives in
ch. 97 show that only one babe was killed in 12 B.C.

[371]

The Sung Ch'i ed. said that the Ching-tê ed. (1004-5), the Text in the Historiographer's
Office (before xi cent.), and the T'ang ed. (before xi cent.) all write [OMITTED] instead of
Shou. Han-chi 27: 7a writes Hsien [OMITTED]. HS 14: 20b and 63: 17b write Shou; Tzu-chih
T'ung-chien
32: 8b follows suit.

[374]

Ju Shun explains the meaning of the word chiao [OMITTED] (translated "contest") by
quoting Chou-li 33: 1a (Biot, II, 254) to the effect that the Hsiao- (or Chiao-)jen [OMITTED] had
charge of the imperial horses. Yen Shih-ku says he is mistaken, and that chiao here
means a wooden fence enclosing the animals to be hunted. Liu Pin (1022-1088), however,
explains that chiao here has the meaning it has in Analects VIII, v, viz., "contesting,"
which interpretation is approved by Wang Hsien-ch'ien.

For a brilliant description of this hunt, cf. Yang Hsiung's Yü-lieh (or Chiao-lieh) Fu
and his Ch'ang-yang Fu; HS 87 A: 23a-33a; 87 B: 1b; Wen-hsüan 8: 20a-33a; trans. in
von Zach, Uebersetzungen aus dem Wen Hsüan, pp. 14-16.

There has been a misunderstanding concerning the dating of this hunt. HS 87 A:
19b, 23a dates the presentation of Yang Hsiung's Yü-lieh Fu in 11 B.C., while 87 B:
1a dates in the next year the presentation of his Ch'ang-yang Fu (the introduction to
which describes the gathering of the animals for the hunt, and their being freed and
being chased by the Hu barbarians with their bare hands). Szu-ma Kuang, in his Tzu-chih
T'ung-chien K'ao-yi
1: 16a, hence argues that the hunting contest happened in
Yüan-yen III, and dates it thus in his Tzu-chih T'ung-chien 32: 11a. But, as Shen
Ch'in-han explains in a note to HS 87 B: 1a, Yüan-yen III is merely the date of the
Ch'ang-yang Fu's presentation to the Emperor; the Yü-lieh Fu and the Ch'ang-yang Fu
both refer to the same event. Hence the dating of this hunt here in 10: 14b must be
correct.

Wang Hsien-ch'ien thinks that [OMITTED] should be read as [OMITTED], interpreting the passage
to mean, "He set free [animals and birds for] his Hu guests to hold a great hunting
contest," as in HS 87 B: 1b9.

[380]

HS 27 Ca: 10b repeats most of this passage, saying that "the water of the River
flowed backwards to the third day and then it flowed on." Liu Hsiang4 interpreted this
event to mean that it is to be feared the Han dynasty would soon end.

[388]

HS 27 Cb: 25a says, "In Yüan-yen IV, the third month, two meteorites fell in
Tu-kuan [of Shan-yang Commandery]."

[396]

The Ching-yu ed. and the Official ed. read Yi-hsiang [OMITTED], so does 18: 23b and 79:
10a. Wang Hsien-ch'ien reads Yi-ch'ing, with a note that this reading is erroneous.
Liu Hsing was the rival candidate for the position of Heir-apparent.

[397]

Yen Shih-ku explains the "Three Beginnings (san-t'ung [OMITTED])" as "Heaven,
Earth, and Man." This phrase also refers to the Three Dynasties: the Hsia, the Yin,
and the Chou dynasties. The phrase was used by Tung Chung-shu in his cyclical theory
of history to denote these three dynasties with their respective colors, black, white, and
red, which three principles he asserted would succeed each other in a ceaseless round.
Cf. Fung Yu-lan, A History of Chinese Philosophy, p. 27, n. 1; Chung-kuo Chê-hsüeh
Shih,
vol. II, ch. II, sect. 11, pp. 532-537.

Ch'ien Ta-hsin points out that at this time only the descendants of the Yin and Chou
dynasties were enfeoffed, and no search was made for any descendants of the Hsia
dynasty, so concludes that the term, "the three dynasties (san-tai [OMITTED])" here, contrary
to its meaning elsewhere, refers to the Yin, Chou, and Han dynasties. Emperor Ch'eng
is however merely quoting from a memorial of K'uang Heng, presented about 44 B.C.
to Emperor Yüan (67: 12b-13a), which begins, "The [true] kings, [referring to the Chou
dynasty], `preserved the descendants of the two [preceding] kingly [dynasties,' i.e., the
Hsia and Yin dynasties (a quotation from Tung Chung-shu's Ch'un-ch'iu Fan-lu, 7: 4b,
"San-tai Kai-chih Chih-wen," in which section this clause appears several times)], in
order to honor their own deceased [ancestral] kings and `connect themselves with the
Three Beginnings' [another quotation from Tung Chung-shu, ibid., 7: 6b]." This
memorial went on to recommend enfeoffing a descendant of Confucius in order to carry
on the sacrifices to the Yin dynasty. Emperor Yüan had considered that this recommendation
was not classical, so had laid the memorial aside. Recently, Mei Fu had
memorialised Emperor Ch'eng, making the same recommendation (67: 11a-12b). Because
Mei Fu also attacked the Wang clan, his memorial was rejected. Emperor Ch'eng's
attention was however drawn to K'uang Heng's memorial, and it was acted upon, in
accordance with the principles of "the Tso-chuan, the Ku-liang Commentary, the Geneological
Origins
(Shih-pen), and the Book of Rites" (67: 13a). A descendant of the Chou
dynasty had been enfeoffed by Emperor Wu; Emperor Ch'eng was only interested further
in honoring the descendants of the two preceding dynasties, in accordance with Tung
Chung-shu's principle, hence he did not feel it encumbent upon him to enfeoff any
descendants of the Hsia dynasty. Cf. Po-hu-t'ung, 7: 8a, "San-cheng." Since the
Chou dynasty enfeoffed the descendants of the two preceding dynasties, Confucian
authorities held that other dynasties need support only the scions of the two preceding
dynasties. It is noteworthy that in so doing, the Ch'in dynasty was neglected—it was
treated as a usurping dynasty, not in the true succession.

[404]

Shen Ch'in-han remarks that the word [OMITTED] at this point is an interpolation. It
is lacking in HS 19 B: 47b and in Han-chi 27: 8b.

[406]

Later Grand Ministers of Works, e. g. Chu Po, were not ipso facto ennobled.

[407]

Ju Shun says, "According to the Code, the salaries of the Lieutenant Chancellor
and of the Commander-in-chief and General-in-chief were 60,000 cash per month. The
salary of the Grandee Secretary was 40,000 cash per month." Hung Liang-chi (17461809)
remarks, "If the salary of the Commander-in-chief was really like that of the
Lieutenant Chancellor, why does this [passage] say `increased'? I suspect that since in
67 B.C. Emperor Hsüan established a Commander-in-chief without concurrently making
him a general and without a seal, seal-ribbon, or official subordinates, his emolument
was probably also reduced; hence this [edict] increased it to be the same grade as that
of the Lieutenant Chancellor. [Ju Shun's] comment quotes `the Code', which must
be the Code of the time of Emperor Wu." Cf. also 19 A: 4b, 5a.

[410]

Liu Ch'ing3b was to continue the ancestral sacrifices to Liu K'ang, King Kung
of Ting-t'ao, since King Kung's son had been made the Imperial Heir-apparent and
should therefore maintain the sacrifices to Emperor Ch'eng, and not to his natural
father. Cf. Glossary sub Hsiao-Ai, Emperor.

[412]

The lady née Hsü was the former Empress. Shen Ch'in-han remarks that the
first [OMITTED] is an interpolation. I have retained it in the translation. For this incident, cf.
Introduction to this chapter, p. 361, and Glossary, sub vocibus.

[422]

The text writes chi-mao, but if there was a ping-hsü day in the third month, as
stated above, there could hardly have been a chi-mao day in the fourth month. Hoang
gives none. Chi [OMITTED] is almost certainly an error for yi [OMITTED], a common copyist's mistake.
This mistake must have occurred early, for Fu Tsan (fl. ca. 285), in a note, says that
from the death to the burial was to the fifty-fourth day, which is the number of days
from a ping-hsü to a chi-mao day, inclusive. Han-chi 27: 11b, 12a, dates the death
in the third month on the day ping-wu and the burial in the fourth month on the day
chi-mao, and says specifically that the interval was to the thirty-fourth day, which
number is obtained by using these cyclical days. But Hoang gives neither a ping-wu
day in the third month nor a chi-mao day in the fourth month. Hence the error in the
text of the HS must date at least to the second century, when the Han-chi was written,
for the Han-chi is plainly correcting the date of the Emperor's death to correspond to
the interval of a month. It puts the death on the day of Emperor Ai's accession to the
throne, according to Han-chi 28: 1a and HS 11: 2a. HS 97 B: 10b and 81: 17a inform
us that K'ung Kuang was made Lieutenant Chancellor and Marquis on the day of
Emperor Ch'eng's death, and HS 19 B: 48b and 18: 24a both date those events in the
third month on the day ping-hsü, so that Emperor Ch'eng certainly died on that day.
The alternative possibility, that the burial occurred in the fifth month on the day chi-mao,
is not at all likely, because both the HS and the Han-chi date the burial in the fourth
month, while the latter has plainly made a correction to bring the burial into the fourth
month.

[424]

This was the Favorite Beauty nee Pan (cf. Glossary sub voce) who was the paternal
aunt of Pan Piao; hence Pan Piao wrote this part of the eulogy.

[426]

A quotation from a description of Confucius in Analects X, xvii, here used to
praise Emperor Ch'eng.

[427]

An allusion to Book of Odes, IV, i, ii, vii, 1 (Legge, p. 589) or to Li-chi XV, 23
(Legge, II, 73; Couvreur, II, 12).

[430]

The beginning of Emperor Ch'eng's reign.

[431]

T'ai-p'ing Yü-lan (978-983) 89: 7b quotes this sentence with [OMITTED] instead of [OMITTED].