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CHAPTER XIV.
CONCLUDING REMARKS AND SUMMARY.
The three leading principles which have determined the
chief movements of expression — Their inheritance — On
the part which the will and intention have played in
the acquirement of various expressions — The instinctive
recognition of expression — The bearing of our subject
on the specific unity of the races of man — On the successive
acquirement of various expressions by the progenitors
of man — The importance of expression — Conclusion.
I HAVE now described, to the best of my ability, the chief expressive actions in man, and in some few of the lower animals. I have also attempted to explain the origin or development of these actions through the three principles given in the first chapter. The first of these principles is, that movements which are serviceable in gratifying some desire, or in relieving some sensation, if often repeated, become so habitual that they are performed, whether or not of any service, whenever the same desire or sensation is felt, even in a very weak degree.
Our second principle is that of antithesis. The habit of voluntarily performing opposite movements under opposite impulses has become firmly established in us by the practice of our whole lives. Hence, if certain actions have been regularly performed, in accordance with our first principle, under a certain frame of mind,
Our third principle is the direct action of the excited nervous system on the body, independently of the will, and independently, in large part, of habit. Experience shows that nerve-force is generated and set free whenever the cerebro-spinal system is excited. The direction which this nerve-force follows is necessarily determined by the lines of connection between the nerve-cells, with each other and with various parts of the body. But the direction is likewise much influenced by habit; inasmuch as nerve-force passes readily along accustomed channels.
The frantic and senseless actions of an enraged man may be attributed in part to the undirected flow of nerve-force, and in part to the effects of habit, for these actions often vaguely represent the act of striking. They thus pass into gestures included under our first principle; as when an indignant man unconsciously throws himself into a fitting attitude for attacking his opponent, though without any intention of making an actual attack. We see also the influence of habit in all the emotions and sensations which are called exciting; for they have assumed this character from having habitually led to energetic action; and action affects, in an indirect manner, the respiratory and circulatory system; and the latter reacts on the brain. Whenever these emotions or sensations are even slightly felt by us, though they may not at the time lead to any exertion, our whole system is nevertheless disturbed through the force of habit and association. Other emotions and sensations are called depressing, because they have not habitually led to energetic action, excepting just at first, as in the
On the other hand, many of the effects due to the excitement of the nervous system seem to be quite independent of the flow of nerve-force along the channels which have been rendered habitual by former exertions of the will. Such effects, which often reveal the state of mind of the person thus affected, cannot at present be explained; for instance, the change of colour in the hair from extreme terror or grief, — the cold sweat and the trembling of the muscles from fear, — the modified secretions of the intestinal canal, — and the failure of certain glands to act.
Notwithstanding that much remains unintelligible in our present subject, so many expressive movements and actions can be explained to a certain extent through the above three principles, that we may hope hereafter to see all explained by these or by closely analogous principles.
Actions of all kinds, if regularly accompanying any state of the mind, are at once recognized as expressive. These may consist of movements of any part of the body, as the wagging of a dog's tail, the shrugging of a man's shoulders, the erection of the hair, the exudation of perspiration, the state of the capillary circulation, laboured breathing, and the use of the vocal or other sound — producing instruments. Even insects express anger, terror, jealousy, and love by their stridulation. With
Few points are more interesting in our present subject than the extraordinarily complex chain of events which lead to certain expressive movements. Take, for instance, the oblique eyebrows of a man suffering from grief or anxiety. When infants scream loudly from hunger or pain, the circulation is affected, and the eyes tend to become gorged with blood: consequently the muscles surrounding the eyes are strongly contracted as a protection: this action, in the course of many generations, has become firmly fixed and inherited: but when, with advancing years and culture, the habit of screaming is partially repressed, the muscles round the eyes still tend to contract, whenever even slight distress is felt: of these muscles, the pyramidals of the nose are less under the control of the will than are the others and their contraction can be checked only by that of the central fasciæ of the frontal muscle: these latter fasciæ draw up the inner ends of the eyebrows, and wrinkle the forehead in a peculiar manner, which we instantly recognize as the expression of grief or anxiety. Slight movements, such as these just described, or the scarcely perceptible drawing down of the corners of the mouth, are the last remnants or rudiments of strongly marked and intelligible movements. They are as full of significance to us in regard to expression, as are ordinary rudiments to the naturalist in the classification and genealogy of organic beings.
That the chief expressive actions, exhibited by man and by the lower animals, are now innate or inherited, — that is, have not been learnt by the individual, — is admitted by every one. So little has learning or imitation to do with several of them that they are from the
We are so familiar with the fact of young and old animals displaying their feelings in the same manner, that we hardly perceive how remarkable it is that a young puppy should wag its tail when pleased, depress its ears and uncover its canine teeth when pretending to be savage, just like an old dog; or that a kitten should arch its little back and erect its hair when frightened and angry, like an old cat. When, however, we turn to less common gestures in ourselves, which we are accustomed to look at as artificial or conventional, — such as shrugging the shoulders, as a sign of impotence, or the raising the arms with open hands and extended fingers, as a sign of wonder, — we feel perhaps too much surprise at finding that they are innate. That these and some
Certain other gestures, which seem to us so natural that we might easily imagine that they were innate, apparently have been learnt like the words of a language. This seems to be the case with the joining of the uplifted hands, and the turning up of the eyes, in prayer. So it is with kissing as a mark of affection; but this is innate, in so far as it depends on the pleasure derived from contact with a beloved person. The evidence with respect to the inheritance of nodding and shaking the head, as signs of affirmation and negation, is doubtful; for they are not universal, yet seem too general to have been independently acquired by all the individuals of so many races.
We will now consider how far the will and consciousness have come into play in the development of the various movements of expression. As far as we can judge, only a few expressive movements, such as those just referred to, are learnt by each individual; that is, were consciously and voluntarily performed during the early years of life for some definite object, or in imitation of others, and then became habitual. The far greater number of the movements of expression, and all the more important ones, are, as we have seen, innate or inherited; and such cannot be said to depend on the will of the individual. Nevertheless, all those included under our first principle were at first voluntarily performed for a
With respect to the expressive movements due to the principle of antithesis, it is clear that the will has intervened, though in a remote and indirect manner. So again with the movements coming under our third principle; these, in as far as they are influenced by nerve-force readily passing along habitual channels, have been determined by former and repeated exertions of the will. The effects indirectly due to this latter agency are often combined in a complex manner, through the
Some expressive movements may have arisen spontaneously, in association with certain states of the mind, like the tricks lately referred to, and afterwards been inherited. But I know of no evidence rendering this view probable.
The power of communication between the members of the same tribe by means of language has been of paramount importance in the development of man; and the force of language is much aided by the expressive movements of the face and body. We perceive this at once when we converse on an important subject with any person whose face is concealed. Nevertheless there are no grounds, as far as I can discover, for believing that any muscle has been developed or even modified exclusively for the sake of expression. The vocal and other sound-producing organs, by which various expressive noises are produced, seem to form a partial exception; but I have elsewhere attempted to show that these organs were first developed for sexual purposes, in order that one sex might call or charm the other. Nor can I discover grounds for believing that any inherited movement, which now serves as a means of expression, was at first voluntarily and consciously performed for this special purpose, — like some of the gestures and the finger-language
It is perhaps worth consideration whether movements at first used only by one or a few individuals to express a certain state of mind may not sometimes have spread to others, and ultimately have become universal, through the power of conscious and unconscious imitation. That there exists in man a strong tendency to imitation, independently of the conscious will, is certain. This is exhibited in the most extraordinary manner in certain brain diseases, especially at the commencement of inflammatory softening of the brain, and has been called the "echo sign." Patients thus affected imitate, without understanding every absurd gesture which is made, and every word which is uttered near them, even in a foreign language.[1] In the case of animals, the jackal
In the course of the foregoing remarks and throughout this volume, I have often felt much difficulty about the proper application of the terms, will, consciousness, and intention. Actions, which were at first voluntary, soon became habitual, and at last hereditary, and may then be performed even in opposition to the will. Although they often reveal the state of the mind, this result was not at first either intended or expected. Even such words as that "certain movements serve as a means of expression" are apt to mislead, as they imply that this was their primary purpose or object. This, however, seems rarely or never to have been the case; the movements having been at first either of some direct use, or the indirect effect of the excited state of the sensorium. An infant may scream either intentionally or instinctively to show that it wants food; but it has no wish or intention to draw its features into the peculiar form which so plainly indicates misery; yet some of the most characteristic expressions exhibited by man are derived from the act of screaming, as has been explained.
Although most of our expressive actions are innate or instinctive, as is admitted by everyone, it is a different question whether we have any instinctive power of recognizing them. This has generally been assumed to be the case; but the assumption has been strongly
As most of the movements of expression must have been gradually acquired, afterwards becoming instinctive, there seems to be some degree of à priori probability that their recognition would likewise have become instinctive. There is, at least, no greater difficulty in believing this than in admitting that, when a female quadruped first bears young, she knows the cry of distress of her offspring, or than in admitting that many animals instinctively recognize and fear their enemies; and of both these statements there can be no reasonable
M. Lemoine argues that, if man possessed an innate knowledge of expression, authors and artists would not have found it so difficult, as is notoriously the case, to describe and depict the characteristic signs of each particular state of mind. But this does not seem to me a valid argument. We may actually behold the expression changing in an unmistakable manner in a man or animal, and yet be quite unable, as I know from experience, to analyse the nature of the change. In the two photographs given by Duchenne of the same old man (Plate
I have endeavoured to show in considerable detail that all the chief expressions exhibited by man are the same throughout the world. This fact is interesting, as it affords a new argument in favour of the several races being descended from a single parent-stock, which must have been almost completely human in structure, and to a large extent in mind, before the period at which the races diverged from each other. No doubt similar structures, adapted for the same purpose, have often been independently acquired through variation and natural
It is a curious, though perhaps an idle speculation, how early in the long line of our progenitors the various expressive movements, now exhibited by man, were successively acquired. The following remarks will at least serve to recall some of the chief points discussed in this volume. We may confidently believe that laughter, as a sign of pleasure or enjoyment, was practised by our progenitors long before they deserved to be called human; for very many kinds of monkeys, when pleased, utter a reiterated sound, clearly analogous to our laughter, often accompanied by vibratory movements of their jaws or lips, with the corners of the mouth drawn backwards and upwards, by the wrinkling of the cheeks, and even by the brightening of the eyes.
We may likewise infer that fear was expressed from an extremely remote period, in almost the same manner as it now is by man; namely, by trembling, the erection of the hair, cold perspiration, pallor, widely opened
Suffering, if great, will from the first have caused screams or groans to be uttered, the body to be contorted, and the teeth to be ground together. But our progenitors will not have exhibited those highly expressive movements of the features which accompany screaming and crying until their circulatory and respiratory organs, and the muscles surrounding the eyes, had acquired their present structure. The shedding of tears appears to have originated through reflex action from the spasmodic contraction of the eyelids, together perhaps with the eyeballs becoming gorged with blood during the act of screaming. Therefore weeping probably came on rather late in the line of our descent; and this conclusion agrees with the fact that our nearest allies, the anthropomorphous apes, do not weep. But we must here exercise some caution, for as certain monkeys, which are not closely related to man, weep, this habit might have been developed long ago in a sub-branch of the group from which man is derived. Our early progenitors, when suffering from grief or anxiety, would not have made their eyebrows oblique, or have drawn down the corners of their mouth, until they had acquired the habit of endeavouring to restrain their screams. The expression, therefore, of grief and anxiety is eminently human.
Rage will have been expressed at a very early period by threatening or frantic gestures, by the reddening of the skin, and by glaring eyes, but not by frowning. For the habit of frowning seems to have been acquired chiefly from the corrugators being the first muscles to contract round the eyes, whenever during infancy pain, anger, or distress is felt, and there consequently is a near approach to screaming; and partly from a frown serving
Our early progenitors, when indignant or moderately angry, would not have held their heads erect, opened their chests, squared their shoulders, and clenched their fists, until they had acquired the ordinary carriage and upright attitude of man, and had learnt to fight with their fists or clubs. Until this period had arrived the antithetical gesture of shrugging the shoulders, as a sign of impotence or of patience, would not have been developed. From the same reason astonishment would not then have been expressed by raising the arms with open hands and extended fingers. Nor, judging from the actions of monkeys, would astonishment have been exhibited by a widely opened mouth; but the eyes would have been opened and the eyebrows arched. Disgust would have been shown at a very early period by movements round the mouth, like those of vomiting, — that is, if the view which I have suggested respecting the source of the expression is correct, namely, that our progenitors had the power, and used it, of voluntarily and quickly rejecting any food from their stomachs which they disliked. But the more refined manner of showing contempt or disdain, by lowering the eyelids, or turning away the eyes and face, as if the despised person were
Of all expressions, blushing seems to be the most strictly human; yet it is common to all or nearly all the races of man, whether or not any change of colour is visible in their skin. The relaxation of the small arteries of the surface, on which blushing depends, seems to have primarily resulted from earnest attention directed to the appearance of our own persons, especially of our faces, aided by habit, inheritance, and the ready flow of nerve-force along accustomed channels; and afterwards to have been extended by the power of association to self-attention directed to moral conduct. It can hardly be doubted that many animals are capable of appreciating beautiful colours and even forms, as is shown by the pains which the individuals of one sex take in displaying their beauty before those of the opposite sex. But it does not seem possible that any animal, until its mental powers had been developed to an equal or nearly equal degree with those of man, would have closely considered and been sensitive about its own personal appearance. Therefore we may conclude that blushing originated at a very late period in the long line of our descent.
From the various facts just alluded to, and given in the course of this volume, it follows that, if the structure of our organs of respiration and circulation had differed in only a slight degree from the state in which they now exist, most of our expressions would have been wonderfully different. A very slight change in the course of the arteries and veins which run to the head, would probably have prevented the blood from accumulating in our eyeballs during violent expiration; for this occurs in extremely few quadrupeds. In this case we should not have displayed some of our most characteristic
The movements of expression in the face and body, whatever their origin may have been, are in themselves of much importance for our welfare. They serve as the first means of communication between the mother and her infant; she smiles approval, and thus encourages her child on the right path, or frowns disapproval. We readily perceive sympathy in others by their expression; our sufferings are thus mitigated and our pleasures increased; and mutual good feeling is thus strengthened. The movements of expression give vividness and energy to our spoken words. They reveal the thoughts and intentions of others more truly than do words, which may be falsified. Whatever amount of truth the so-called science of physiognomy may contain, appears to depend, as Haller long ago remarked,[4] on different persons bringing into frequent use different facial muscles, according
Hamlet, act ii. sc. 2.
We have seen that the study of the theory of expression confirms to a certain limited extent the conclusion that man is derived from some lower animal form, and supports the belief of the specific or sub-specific unity of the several races; but as far as my judgment serves, such confirmation was hardly needed.