University of Virginia Library


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3 The effectiveness of
Brunelleschi's peepshow

Brunelleschi's friends were amazed at the compelling
impression of depth they experienced when they looked
at his panel through the peephole in its back. How compelling
could it have been? In this chapter, we will see that
Brunelleschi had discovered an almost optimal technique
to wrest an illusion of depth from a picture painted on a
flat surface.

If one wishes to gauge the intensity of an experience of
depth induced by a picture, it is best to compare it to the
most effective technique available: the stereoscope. Figure
3-1
shows a stereoscopic pair of drawings prepared by Sir
Charles Wheatstone in 1831 to demonstrate his discovery
of the basis of stereoscopic vision to the Royal Society
(Wheatstone, 1838). If you look at them as instructed in
the caption, only one picture will be seen by each eye, and
you will experience the full strength of the effect. To understand
the effect, hold an object in your hand and look
at it first with one eye and then with the other. Because
each eye sees the object from a slightly different vantage
point, the object casts a somewhat different image on the
retina of each eye. Nevertheless, when both eyes are open
we see only one object; we do not see double as we might
naively expect. Of course, the visual system cannot fuse
two images that are very different. To see how limited is
our ability to fuse disparate images, hold up your two
hands, side by side, a few inches apart, their backs facing
your eyes, index fingers pointing up, about half a foot
before your nose, and focus on one of your fingers. Make
sure that you can see both fingers clearly. If you can't,


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[ILLUSTRATION]

Figure 3-1. Wheatstone's stereoscopic
drawing. Take a piece of thin
cardboard (an index card will do)
roughly 4 by 6 in. (10 by 15 cm).
Place the book on a table, hold the
card vertically between the two pictures
(with its short dimension
against the page), touch your nose to
the card, and look at the right-hand
drawing with your right eye and at
the left-hand drawing with your left
eye. Relax. The two drawings will
appear to merge and you will see the
object in depth.

move them closer to each other. Now slowly move the
hand at which you were looking closer or further away.
Over a short distance, both fingers will remain in focus,
but after your hand has moved about an inch you will
notice that the finger at rest looks double. This is because
the visual system can only fuse the two disparate images
that a single object casts on the two retinae if the so-called
retinal disparity between these two images is not too large.
The retinal disparity of the finger you were looking at
remained zero while the retinal disparity of the other finger
grew as you moved it away. Wheatstone demonstrated
that if retinal disparity is small the two images not only
fuse but also give rise to a most compelling experience of
depth, called stereopsis.[1]

What is the function of stereoscopic vision? It gives us
the ability to accurately gauge and compare distances in
our immediate environment, approximately within range
of a long jump, that is, a range of a few yards. For instance,
you will find it extremely difficult — indeed almost impossible
— to perform a task requiring fine perceptual-motor
coordination at close range (such as threading a
needle) with one eye closed.

There was a time when psychologists, impressed with
the critical role played by stereoscopic vision in the performance
of such perceptual — motor skills, thought that the
world appeared flat when seen through one eye. The truth
is that one-eyed people are not really handicapped at all
when it comes to visual tasks that require them to aim
action toward long-range targets, such as throwing a ball
or landing an airplane. From this observation concerning
our ability to effectively gauge depth with one eye, we
might predict that a monocularly viewed picture that projects
onto the retina the same image as might be projected
by a three-dimensional scene would be seen in depth, because
the picture would then be a projective surrogate for the
scene. A projective surrogate was considered by Gibson


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(1954) to be a special case of the more general class of
surrogates:

A surrogate will be defined as a stimulus produced by another
individual which is relatively specific to some object, place, or
event not at present affecting the sense organs of the perceiving
individual. (pp. 5–6)

Surrogates fall into two classes: conventional and nonconventional.
The nonconventional surrogates can also be
subdivided:

Non-conventional, projective or replicative surrogates [are]
characterized by ... the theoretical possibility of the surrogate
becoming more and more like the original until it is undistinguishable
from it. (p. 11)

It is easy to create a projective surrogate: One draws a
picture in rigorous perspective and places the observer's
eye at the picture's center of projection. Unfortunately,
the expectation that an exact projective surrogate would
be seen in depth is not confirmed. Although we usually
interpret such a picture as the representation of a three-dimensional
scene when we view it from the appropriate
vantage point, the impression is no more compellingly
three-dimensional than if we viewed the picture from a
different vantage point. The vividness of stereopsis is absent
from this experience. Thus to view a rigorous perspective
picture from its center of projection is not enough
to transform our impression of a picture that represents
depth into an experience almost indistinguishable from the
perception of objects deployed in depth. At this point, we
might conclude that only disparate images seen by the two
eyes can produce the sort of vivid experience of depth we
are discussing. Such a conclusion would be premature, as
we shall presently see. Indeed, one might say that the reason
we do not see vivid depth in pictures (whether viewed
with one eye or two) is not because they fail to fulfill the
necessary conditions for such perception, but rather because
pictures bear two kinds of incompatible information,
namely, information about the three-dimensional scene they
represent, as well as information about their own two-dimensionality.
It follows that if we could rid ourselves of



No Page Number
[ILLUSTRATION]

Figure 3-2. Fra Andrea Pozzo,
Saint Ignatius Being Received
into Heaven (1691–4). Fresco.
Ceiling of the Church of
Sant'Ignazio, Rome.


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the latter, the former information should produce a vivid
and compelling experience of depth, as striking as stereopsis.

One way to reduce the noticeability of the surface of a
picture is to have the spectator view the picture from a
long distance away. If the picture is so large as to enable
the spectator to view the picture from afar, stereoscopic
vision, which can under some conditions diminish the experience
of depth by supplying us with information regarding
the flatness of the picture plane, is ineffectual
because of the distance. Indeed, it is unlikely that stereoscopic
cues can tell us much about the flatness or the orientation
of a picture that is more than 200 cm. (about 2
yd.) away from us (Ono and Comerford, 1977). So if the
spectator's eyes are approximately at the center of projection
of the picture and the picture plane is distant, we
should perceive the picture in vivid depth. The typical
work of art based on this principle is a wall or ceiling
painting. It represents a scene in an architectural setting
that, even though imaginary, is a continuation of the real
architecture of the hall. The best example is Pozzo's ceiling
fresco in the Church of Sant'Ignazio in Rome (Figure 32).
The painting is a very precise central projection of an
imaginary architecture onto the hemicylindrical ceiling of
the church, which uses a center of projection at the eye
level of a person standing on a yellow marble disc in the
middle of the nave.[2] Maurice Henri Pirenne in his important


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book Optics, Painting, and Photography (1970) writes
about Pozzo's ceiling:

The photograph, taken from the relevant yellow marble disc,
shows the painting as it is meant to be seen. It shows little of
the real architecture of the church, except the windows. To the
spectator standing on the marble disc, the painted architecture
appears in three dimensions as an extension of the real architecture.
This photograph fails to give the overwhelming impression thus
produced in the spectator by this vast painting. ...

The result of all this work is striking ... from the floor, the
spectator is unable to see the painted surface, qua surface. It is
impossible to determine where the ceiling surface actually is.
From the position marked by the yellow marble disc, the arches
supported by columns at both ends of the ceiling are seen to
stand upright into space. They are seen in three dimensions, with
a strength of illusion similar to that given by the stereoscope.
... (Caption of Fig. 7.5, p. 81; p. 84)

The Pozzo ceiling is the culmination of a tradition of
illusionistic painted architectures begun by Mantegna.[3] In
the Ducal Palace in Mantua (Figure 3-3), he had painted
an illusionistic parapet that appears to break through the
ceiling. Around it, in extreme foreshortening, we see several
putti[4] precariously perched on a narrow ledge and other
figures peering down over the parapet. Almost half a century
later, Peruzzi undertook a far more ambitious exercise
in illusionistic imaginary architecture. On the walls of a
room on the second floor of the Roman villa he designed
for Agostino Chigi, the Pope's banker, he painted frescoes
that represent balconies from which one can see beautiful
views of Rome (Figure 3-4).

[Most of the published photographs of this wall fresco do not do justice
to the power of the illusion it imparts, because they are not taken from
the center of projection, which is not in the middle of the room, but
in the doorway across the room from the right-hand door seen in Figure
3-4
. For this reason, the imaginary architecture looks in these photographs
as if it were askew with respect to the rest of the room. An
exception is shown in Figure 3-5. See also Footnote 3, Chapter 4.]


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Neither of these works is extensive enough to provide an
illusion as powerful as Pozzo's, nor did either artist prescribe
an ideal vantage point from which the painting ought
to be seen.

A second way to diminish the impact of cues for flatness
was discovered about the middle of the seventeenth century
when there flourished in the Netherlands a popular
art — the “perspectyfkas,” the perspective cabinet. Some
of its practitioners were major artists of the Delft School,
such as Pieter de Hooch and Jan Vermeer.[5] Pirenne describes
one of them:

There is in the National Gallery in London a cabinet containing
two peep-shows painted by S. van Hoogstraten (1627–1678).
One of these peep-shows [reproduced in Mastai, 1975, plate 197]
represents a seventeenth century Dutch interior consisting of a
hall with a black and white tiled pavement, opening on two


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[ILLUSTRATION]

Figure 3-5. Peruzzi, fresco. Same
as
Figure 3-4, except that photograph
was taken from center of projection
of painting.

furnished rooms with a view of a street and a canal. All this
appears in three dimensions when viewed through the peep-hole.
This peep-show looks very much like a real interior, extending
far beyond the dimensions of the cabinet. The scene is painted
in perspective on the inside surface of the box, from one single
centre of projection, the centre of the peep-hole. The painting
is carried over in a continuous fashion from one wall of the box
to another. In the hall the tiles, two chairs and a dog are painted
partly on the wall, and partly on the floor of the box. It is hardly
possible to tell on which surface of the cabinet the various parts
are painted. When something of the actual wall of the cabinet
can be distinguished, the painted view is seen 'through' the wall.
(1970, p. 85, footnote 1; see also Wheelock, 1977)


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Why is it “hardly possible to tell on which surface of the
cabinet the various parts are painted”? Is it only due to the
removal of stereoscopic cues to the disposition of the internal
walls of the box? We should also consider the possibility
that it is due to the peephole itself.

To understand peepholes, we must first deal with certain
properties of lenses, which also apply to the lens of the
eye. Consider a lens and a film (Figure 3-6). Consider also
a field of object points (the gray region in panel A of Figure
3-6
), the images of which are formed on the film by the
lens. Even the best of lenses introduces some blur; in other
words, the image of a point on an object is a circular region
called the circle of confusion. The object points for which
the circle of confusion is minimal are said to be in the focus
plane.
Object points that are less in focus than those in the
focus plane, but are not objectionably blurred, are said to
be in focus (panels B and C of Figure 3-6). The distance
between the nearest object point that is in focus and the
farthest object point that is in focus is called the depth of
field
of that lens.

Just as the distance of the focal plane of most camera
lenses can be varied from infinity to a few feet, the visual
system can change the shape of the eye's lens (a process
called accommodation) and thereby vary the distance of the
focal plane of the eye (over a greater range than most
camera lenses). If an object is fairly close to the eye (say,
less than 10 ft. away), the accommodation of the eye can
be a source of information regarding the distance of the
object; that is, the accommodation of the eye can serve as
a range finder.

Cameras have diaphragms that make it possible to mask
off part of the lens, to change the aperture size; similarly,
the iris can change the size of the pupil. The smaller the
aperture or pupil size, the less light hits the film or the
retina. Changing the aperture size also affects depth of
field. The smaller it is, the greater the depth of field (see
Figure 3-6, panels D and E). Now if a peephole is so small
that it effectively reduces the size of the pupil, it is called
an artificial pupil. An artificial pupil can enhance pictorial
depth by increasing depth of field and thus minimizing the



No Page Number
[ILLUSTRATION]

Figure 3-6. Focus and depth of field


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value of information about distance derived from accommodation.
For instance, when one looks into a relatively
small perspective cabinet (as most are), the eye must focus
on the painted surfaces inside the box; because the range
is small, one might expect accommodation to disclose the
distance of the painted surfaces and thereby diminish the
illusion. This may be so, but if the peephole is very small,
we should expect the viewer's depth of field to be increased.
In such a case, the painting would be nicely in
focus even if the eye accommodated so that its focus plane
would be at the distance one might expect the walls of a
real room to be.

In addition to affecting the depth of field, a peephole can
also reduce information about the flatness of a painting just
by truncating the visual field — by removing from sight
the immediate foreground, surrounding objects, the picture's
margin, and the unfocused (but possibly important)
sight of one's nose (see Schlosberg, 1941, and Hagen and
Jones, 1978).

So Brunelleschi's use of a peephole in his first demonstration
was instrumental in producing a compelling experience
of depth for two reasons: First, it increased the
effectiveness of the illusion by forcing the viewer to place
his or her eye at the center of projection of the perspective
(thus making the picture a projective surrogate for the
scene); second, it reduced the viewer's information regarding
the flatness of the picture plane.

[The relative importance of these two factors is not known. For instance,
we do not know the extent to which the apparent three-dimensionality
of a display is diminished by the presence of stereoscopic cues to flatness.
This question could be resolved by comparing the apparent three-dimensionality
of a perspective painting seen monocularly through one
peephole at the center of projection to the apparent three-dimensionality
of the same painting seen binocularly through two peepholes on either
side of the center of projection. An experiment by Adams (1972) compares
these two conditions and includes a third: viewing through an
artificial pupil. Although his data show no effect of the three modes of
viewing, I do not consider the experiment definitive on this issue because
of the method Adams used in determining perceived depth: He presented
a picture representing a floor consisting of rectangular tiles, and
a wall parallel to the picture plane that is the far wall of the room into


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which the spectator is gazing. This wall was also divided into a row of
tiles. The observers were asked to vary the height of the tiles on the
far wall until they matched the depth of the floor tiles. Subjects systematically
underestimated the depth of these foreshortened floor tiles
by matching them to wall tiles that were always shorter in height than
in breadth, whereas geometric considerations would predict the floor
tiles to appear elongated in depth under certain conditions, square under
other conditions, and elongated in width under a third set of conditions.
This result could be accounted for by the subjects having performed a
task that was a compromise between the task they were expected to
perform, which required a judgment of depth (but may be difficult),
and a comparison of the two-dimensional forms of the foreshortened
tiles on the floor and the frontal tiles on the wall (which is likely to be
easy). If the task that the subjects performed did not involve the judgment
of depth to the extent anticipated, one cannot infer much about
the different modes of viewing from the negative results reported.]

There is another aspect of Brunelleschi's technique that
merits discussion. Although Brunelleschi's peepshow was
similar to seventeenth-century perspective cabinets, it appears
to have anticipated certain techniques for the enhancement
of depth in monocularly viewed pictures that
were not discovered until the first two decades of this
century. Here is Harold Schlosberg's (1941) summary of
these discoveries:

In the period around 1910, when interest in stereoscopy was
high, it was widely known that the “plastic” effect could be
obtained almost as well by viewing a single picture through a
lens as by the use of disparate pictures in the binocular stereoscope.
... The plastic depth that can be obtained monocularly is
very striking, and must be seen to be appreciated. For optimal
results the viewing lens should have the same focal length as the
camera lens with which the picture was taken, but any ordinary
reading glass works fairly well on pictures from 1–3 in. in size.
In a typical snapshot of a person against a mixed background,
the person stands out clearly, and plastic space can be seen between
him and the background. In a good picture the person
takes on solidity and roundness, with the slope of the lapel and
the angle of the arms clearly in three dimensions. (p. 601)

For our purposes, it is most important to note that a similar
effect can be achieved by “looking at a picture monocularly
in a mirror. The mirror seems to break up the surface cues
and may well have less obvious effects, such as destroying


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[ILLUSTRATION]

Figure 3-7. Experimental apparatus
for Smith and Smith's experiment.

orientation” (Schlosberg, 1941, p. 603). This is exactly what
Brunelleschi did.

In addition to all this nonexperimental evidence regarding
the impact of Brunelleschi's peepshow, it has been
shown in experiments that a proper central projection can
be mistaken for a real scene if viewed monocularly from
the center of projection. For instance, Smith and Smith
(1961) asked subjects to throw a ball at a target in a room
that they could view through a peephole (see Figure 3-7).
Two groups of subjects threw the ball at a target in a real
room. The subjects in one group were actually able to see
the room through the peephole, whereas the subjects in
the other group thought they were looking at the room
but actually were looking at a photograph of the room.
When subjects looked through the peephole at the real
room, their throws were on the average quite accurate;
when subjects looked through the peephole at a photograph
of the room, the average throw was not systematically
longer or shorter, but it was considerably more
variable.[6] But what is more important than the similar
accuracies of the throws was the absence of any awareness
on the part of subjects that they had been seeing photographs
in the viewing apparatus. In other words, neither
in their performance of the ball-throwing task nor in their
interpretation of the situation did the participants show
any sign that the picture looked different from an actual
room. And this implies that the Brunelleschi peephole can
give rise to an illusion so strong that it could properly be
called a delusion. We will return to this point in
Chapter 5.

 
[1]

The theory underlying stereoscopy was known to Leonardo. See Leonardo
da Vinci, 1970, §534, p. 323.

[2]

It is rather easy to dismiss this ceiling as kitsch, an example of the
“enticing and popular iconography of sentimental baroque” that, according
to Wylie Sypher (1978, p. 246), “accompanied a decay in rational
theology and the rise of mere dogma in its place. The sensorium
in its most literal activity became the instrument of faith. As the baroque
imagination materialized itself at the familiar level, illusion became mere
deception whenever the artist gave up the double world courageously
erected by high-baroque art, and tried to obliterate entirely the distinction
between the heavenly realm and the world of the worshipper.
... Heaven is entirely accessible in Fra Andrea Pozzo's ceiling (1685 ff.)
in Sant' Ignazio, where the majestic soaring architecture, itself painted,
is almost obliterated by the swarming angelic hosts flying about the
very windows of the clerestory and obscuring the values of both illusion
and reality by their facile descent. This art makes transubstantiation
'easy' and credible.”

[3]

A survey of perspective paintings on nonvertical surfaces, which includes
many of the works in this tradition, is Santapà (1968).

[4]

Plural of putto, which is the Italian term for “cherub.”

[5]

See Koslow (1967) for a review of perspective cabinets. Illustrations of
all of them may be found in Leeman, Ellfers, and Schuyt (1976).

[6]

The authors speculate that direct view of the targets permitted some
monocular parallax and thus reduced the variability of the throws.