University of Virginia Library

IV.
THE POSTULATES OF EMPIRICAL THOUGHT.

1. That which agrees with the formal conditions (intuition and conception) of experience, is possible.

2. That which coheres with the material conditions of experience (sensation), is real.

3. That whose coherence with the real is determined according to universal conditions of experience is (exists) necessary.

Explanation.

The categories of modality possess this peculiarity, that they do not in the least determine the object, or enlarge the conception to which they are annexed as predicates, but only express its relation to the faculty of cognition. Though my conception of a thing is in itself complete, I am still entitled to ask whether the object of it is merely possible, or whether it is also real, or, if the latter, whether it is also necessary. But hereby the object itself is not more definitely determined

in thought, but the question is only in what relation it, including all its determinations, stands to the understanding and its employment in experience, to the empirical faculty of judgement, and to the reason of its application to experience.

For this very reason, too, the categories of modality are nothing more than explanations of the conceptions of possibility, reality, and necessity, as employed in experience, and at the same time, restrictions of all the categories to empirical use alone, not authorizing the transcendental employment of them. For if they are to have something more than a merely logical significance, and to be something more than a mere analytical expression of the form of thought, and to have a relation to things and their possibility, reality, or necessity, they must concern possible experience and its synthetical unity, in which alone objects of cognition can be given.

The postulate of the possibility of things requires also, that the conception of the things agree with the formal conditions of our experience in general. But this, that is to say, the objective form of experience, contains all the kinds of synthesis which are requisite for the cognition of objects. A conception which contains a synthesis must be regarded as empty and, without reference to an object, if its synthesis does not belong to experience— either as borrowed from it, and in this case it is called an empirical conception, or such as is the ground and a priori condition of experience (its form), and in this case it is a pure conception, a conception which nevertheless belongs to experience, inasmuch as its object can be found in this alone. For where shall we find the criterion or character of the possibility of an object which is cogitated by means of an a priori synthetical conception, if not in the synthesis which constitutes the form of empirical cognition of objects? That in such a conception no contradiction exists is indeed a necessary logical condition, but very far from being sufficient to establish the objective reality of the conception, that is, the possibility of such an object as is thought in the conception. Thus, in the conception of a figure which is contained within two straight lines, there is no contradiction, for the conceptions of two straight lines and of their junction contain no negation of a figure. The impossibility in such a case does not rest upon the conception in itself, but upon the

construction of it in space, that is to say, upon the conditions of space and its determinations. But these have themselves objective reality, that is, they apply to possible things, because they contain a priori the form of experience in general.

And now we shall proceed to point out the extensive utility and influence of this postulate of possibility. When I represent to myself a thing that is permanent, so that everything in it which changes belongs merely to its state or condition, from such a conception alone I never can cognize that such a thing is possible. Or, if I represent to myself something which is so constituted that, when it is posited, something else follows always and infallibly, my thought contains no self—contradiction; but whether such a property as causality is to be found in any possible thing, my thought alone affords no means of judging. Finally, I can represent to myself different things (substances) which are so constituted that the state or condition of one causes a change in the state of the other, and reciprocally; but whether such a relation is a property of things cannot be perceived from these conceptions, which contain a merely arbitrary synthesis. Only from the fact, therefore, that these conceptions express a priori the relations of perceptions in every experience, do we know that they possess objective reality, that is, transcendental truth; and that independent of experience, though not independent of all relation to form of an experience in general and its synthetical unity, in which alone objects can be empirically cognized.

But when we fashion to ourselves new conceptions of substances, forces, action, and reaction, from the material presented to us by perception, without following the example of experience in their connection, we create mere chimeras, of the possibility of which we cannot discover any criterion, because we have not taken experience for our instructress, though we have borrowed the conceptions from her. Such fictitious conceptions derive their character of possibility not, like the categories, a priori, as conceptions on which all experience depends, but only, a posteriori, as conceptions given by means of experience itself, and their possibility must either be cognized a posteriori and empirically, or it cannot be cognized at all. A substance which is permanently present in space, yet without filling it (like that tertium quid between matter and the thinking subject which some have tried to introduce into

metaphysics), or a peculiar fundamental power of the mind of intuiting the future by anticipation (instead of merely inferring from past and present events), or, finally, a power of the mind to place itself in community of thought with other men, however distant they may be— these are conceptions the possibility of which has no ground to rest upon. For they are not based upon experience and its known laws; and, without experience, they are a merely arbitrary conjunction of thoughts, which, though containing no internal contradiction, has no claim to objective reality, neither, consequently, to the possibility of such an object as is thought in these conceptions. As far as concerns reality, it is self—evident that we cannot cogitate such a possibility in concreto without the aid of experience; because reality is concerned only with sensation, as the matter of experience, and not with the form of thought, with which we can no doubt indulge in shaping fancies.

But I pass by everything which derives its possibility from reality in experience, and I purpose treating here merely of the possibility of things by means of a priori conceptions. I maintain, then, that the possibility of things is not derived from such conceptions per se, but only when considered as formal and objective conditions of an experience in general.

It seems, indeed, as if the possibility of a triangle could be cognized from the conception of it alone (which is certainly independent of experience); for we can certainly give to the conception a corresponding object completely a priori, that is to say, we can construct it. But as a triangle is only the form of an object, it must remain a mere product of the imagination, and the possibility of the existence of an object corresponding to it must remain doubtful, unless we can discover some other ground, unless we know that the figure can be cogitated under the conditions upon which all objects of experience rest. Now, the facts that space is a formal condition a priori of external experience, that the formative synthesis, by which we construct a triangle in imagination, is the very same as that we employ in the apprehension of a phenomenon for the purpose of making an empirical conception of it, are what alone connect the notion of the possibility of such a thing, with the conception of it. In the same manner, the possibility of continuous quantities, indeed of quantities in general, for the

conceptions of them are without exception synthetical, is never evident from the conceptions in themselves, but only when they are considered as the formal conditions of the determination of objects in experience. And where, indeed, should we look for objects to correspond to our conceptions, if not in experience, by which alone objects are presented to us? It is, however, true that without antecedent experience we can cognize and characterize the possibility of things, relatively to the formal conditions, under which something is determined in experience as an object, consequently, completely a priori . But still this is possible only in relation to experience and within its limits.

The postulate concerning the cognition of the reality of things requires perception, consequently conscious sensation, not indeed immediately, that is, of the object itself, whose existence is to be cognized, but still that the object have some connection with a real perception, in accordance with the analogies of experience, which exhibit all kinds of real connection in experience.

From the mere conception of a thing it is impossible to conclude its existence. For, let the conception be ever so complete, and containing a statement of all the determinations of the thing, the existence of it has nothing to do with all this, but only with thew question whether such a thing is given, so that the perception of it can in every case precede the conception. For the fact that the conception of it precedes the perception, merely indicates the possibility of its existence; it is perception which presents matter to the conception, that is the sole criterion of reality. Prior to the perception of the thing, however, and therefore comparatively a priori, we are able to cognize its existence, provided it stands in connection with some perceptions according to the principles of the empirical conjunction of these, that is, in conformity with the analogies of perception. For, in this case, the existence of the supposed thing is connected with our perception in a possible experience, and we are able, with the guidance of these analogies, to reason in the series of possible perceptions from a thing which we do really perceive to the thing we do not perceive. Thus, we cognize the existence of a magnetic matter penetrating all bodies from the perception of the attraction of the steel—filings by the magnet, although the constitution

of our organs renders an immediate perception of this matter impossible for us. For, according to the laws of sensibility and the connected context of our perceptions, we should in an experience come also on an immediate empirical intuition of this matter, if our senses were more acute— but this obtuseness has no influence upon and cannot alter the form of possible experience in general. Our knowledge of the existence of things reaches as far as our perceptions, and what may be inferred from them according to empirical laws, extend. If we do not set out from experience, or do not proceed according to the laws of the empirical connection of phenomena, our pretensions to discover the existence of a thing which we do not immediately perceive are vain. Idealism, however, brings forward powerful objections to these rules for proving existence mediately. This is, therefore, the proper place for its refutation.

REFUTATION OF IDEALISM.

Idealism— I mean material* idealism— is the theory which declares the existence of objects in space without us to be either () doubtful and indemonstrable, or (2) false and impossible. The first is the problematical idealism of Descartes, who admits the undoubted certainty of only one empirical assertion (assertio), to wit, I am. The second is the dogmatical idealism of Berkeley, who maintains that space, together with all the objects of which it is the inseparable condition, is a thing which is in itself impossible, and that consequently the objects in space are mere products of the imagination. The dogmatical theory of idealism is unavoidable, if we regard space as a property of things in themselves; for in that case it is, with all to which it serves as condition, a nonentity. But the foundation for this kind of idealism we have already destroyed in the transcendental æsthetic. Problematical idealism, which makes no such assertion, but only alleges our incapacity to prove the existence of anything besides ourselves by means of immediate experience, is a theory rational and evidencing a thorough and philosophical mode of thinking, for it observes the rule not to form a decisive judgement before

sufficient proof be shown. The desired proof must therefore demonstrate that we have experience of external things, and not mere fancies. For this purpose, we must prove, that our internal and, to Descartes, indubitable experience is itself possible only under the previous assumption of external experience.

THEOREM.

The simple but empirically determined consciousness of my own
existence proves the existence of external objects in space.

PROOF.

I am conscious of my own existence as determined in time. All determination in regard to time presupposes the existence of something permanent in perception. But this permanent something cannot be something in me, for the very reason that my existence in time is itself determined by this permanent something. It follows that the perception of this permanent existence is possible only through a thing without me and not through the mere representation of a thing without me. Consequently, the determination of my existence in time is possible only through the existence of real things external to me. Now, consciousness in time is necessarily connected with the consciousness of the possibility of this determination in time. Hence it follows that consciousness in time is necessarily connected also with the existence of things without me, inasmuch as the existence of these things is the condition of determination in time. That is to say, the consciousness of my own existence is at the same time an immediate consciousness of the existence of other things without me.

Remark I. The reader will observe, that in the foregoing proof the game which idealism plays is retorted upon itself, and with more justice. It assumed that the only immediate experience is internal and that from this we can only infer the existence of external things. But, as always happens, when we reason from given effects to determined causes, idealism bas reasoned with too much haste and uncertainty, for it is quite possible that the cause of our representations may lie in ourselves, and that we ascribe it falsely to external things. But our proof shows that external experience is properly

immediate,* that only by virtue of it— not, indeed, the consciousness of our own existence, but certainly the determination of our existence in time, that is, internal experience— is possible. It is true, that the representation I am, which is the expression of the consciousness which can accompany all my thoughts, is that which immediately includes the existence of a subject. But in this representation we cannot find any knowledge of the subject, and therefore also no empirical knowledge, that is, experience. For experience contains, in addition to the thought of something existing, intuition, and in this case it must be internal intuition, that is, time, in relation to which the subject must be determined. But the existence of external things is absolutely requisite for this purpose, so that it follows that internal experience is itself possible only mediately and through external experience.

Remark II. Now with this view all empirical use of our faculty of cognition in the determination of time is in perfect accordance. Its truth is supported by the fact that it is possible to perceive a determination of time only by means of a change in external relations (motion) to the permanent in space (for example, we become aware of the sun's motion by observing the changes of his relation to the objects of this earth). But this is not all. We find that we possess nothing permanent that can correspond and be submitted to the conception of a substance as intuition, except matter. This idea of permanence is not itself derived from external experience, but is an a priori necessary condition of all determination of time, consequently also of the internal sense in reference to our own existence, and that through the existence of external things. In the representation "I," the consciousness of myself is not an intuition,

but a merely intellectual representation produced by the spontaneous activity of a thinking subject. It follows, that this I has not any predicate of intuition, which, in its character of permanence, could serve as correlate to the determination of time in the internal sense— in the same way as impenetrability is the correlate of matter as an empirical intuition.

Remark III. From the fact that the existence of external things is a necessary condition of the possibility of a determined consciousness of ourselves, it does not follow that every intuitive representation of external things involves the existence of these things, for their representations may very well be the mere products of the imagination (in dreams as well as in madness); though, indeed, these are themselves created by the reproduction of previous external perceptions, which, as has been shown, are possible only through the reality of external objects. The sole aim of our remarks has, however, been to prove that internal experience in general is possible only through external experience in general. Whether this or that supposed experience be purely imaginary must be discovered from its particular determinations and by comparing these with the criteria of all real experience.

Finally, as regards the third postulate, it applies to material necessity in existence, and not to merely formal and logical necessity in the connection of conceptions. Now as we cannot cognize completely a priori the existence of any object of sense, though we can do so comparatively a priori, that is, relatively to some other previously given existence— a cognition, however, which can only be of such an existence as must be contained in the complex of experience, of which the previously given perception is a part— the necessity of existence can never be cognized from conceptions, but always, on the contrary, from its connection with that which is an object of perception. But the only existence cognized, under the condition of other given phenomena, as necessary, is the existence of effects from given causes in conformity with the laws of causality. It is consequently not the necessity of the existence of things (as substances), but the necessity of the state of things that we cognize, and that not immediately, but by means of the existence of other states given in perception, according to

empirical laws of causality. Hence it follows that the criterion of necessity is to be found only in the law of possible experience— that everything which happens is determined a priori in the phenomenon by its cause. Thus we cognize only the necessity of effects in nature, the causes of which are given us. Moreover, the criterion of necessity in existence possesses no application beyond the field of possible experience, and even in this it is not valid of the existence of things as substances, because these can never be considered as empirical effects, or as something that happens and has a beginning. Necessity, therefore, regards only the relations of phenomena according to the dynamical law of causality, and the possibility grounded thereon, of reasoning from some given existence (of a cause) a priori to another existence (of an effect). Everything that happens is hypothetically necessary, is a principle which subjects the changes that take place in the world to a law, that is, to a rule of necessary existence, without which nature herself could not possibly exist. Hence the proposition, Nothing happens by blind chance (in mundo non datur casus), is an a priori law of nature. The case is the same with the proposition, Necessity in nature is not blind, that is, it is conditioned, consequently intelligible necessity (non datur fatum). Both laws subject the play of change to a nature of things (as phenomena), or, which is the same thing, to the unity of the understanding, and through the understanding alone can changes belong to an experience, as the synthetical unity of phenomena. Both belong to the class of dynamical principles. The former is properly a consequence of the principle of causality— one of the analogies of experience. The latter belongs to the principles of modality, which to the determination of causality adds the conception of necessity, which is itself, however, subject to a rule of the understanding. The principle of continuity forbids any leap in the series of phenomena regarded as changes (in mundo non datur saltus); and likewise, in the complex of all empirical intuitions in space, any break or hiatus between two phenomena (non datur hiatus)— for we can so express the principle, that experience can admit nothing which proves the existence of a vacuum, or which even admits it as a part of an empirical synthesis. For, as regards a vacuum or void, which we may cogitate as out and beyond the field of possible experience (the world), such a question cannot come before the tribunal of mere understanding, which decides only upon questions that concern the employment of given phenomena for the construction of empirical cognition. It is rather a problem for ideal reason, which passes beyond the sphere of a possible experience and aims at forming a judgement of that which surrounds and circumscribes it, and the proper place for the consideration of it is the transcendental dialectic. These four propositions, In mundo non datur hiatus, non datur saltus, non datur casus, non datur fatum, as well as all principles of transcendental origin, we could very easily exhibit in their proper order, that is, in conformity with the order of the categories, and assign to each its proper place. But the already practised reader will do this for himself, or discover the clue to such an arrangement. But the combined result of all is simply this, to admit into the empirical synthesis nothing which might cause a break in or be foreign to the understanding and the continuous connection of all phenomena, that is, the unity of the conceptions of the understanding. For in the understanding alone is the unity of experience, in which all perceptions must have their assigned place, possible.

Whether the field of possibility be greater than that of reality, and whether the field of the latter be itself greater than that of necessity, are interesting enough questions, and quite capable of synthetic solution, questions, however, which come under the jurisdiction of reason alone. For they are tantamount to asking whether all things as phenomena do without exception belong to the complex and connected whole of a single experience, of which every given perception is a part which therefore cannot be conjoined with any other phenomena— or, whether my perceptions can belong to more than one possible experience? The understanding gives to experience, according to the subjective and formal conditions, of sensibility as well as of apperception, the rules which alone make this experience possible. Other forms of intuition besides those of space and time, other forms of understanding besides the discursive forms of thought, or of cognition by means of conceptions, we can neither imagine nor make intelligible to ourselves; and even if we could, they would still not belong to experience, which is the only mode of cognition by which objects are presented to us. Whether

other perceptions besides those which belong to the total of our possible experience, and consequently whether some other sphere of matter exists, the understanding has no power to decide, its proper occupation being with the synthesis of that which is given. Moreover, the poverty of the usual arguments which go to prove the existence of a vast sphere of possibility, of which all that is real (every object of experience) is but a small part, is very remarkable. "All real is possible"; from this follows naturally, according to the logical laws of conversion, the particular proposition: "Some possible is real." Now this seems to be equivalent to: "Much is possible that is not real." No doubt it does seem as if we ought to consider the sum of the possible to be greater than that of the real, from the fact that something must be added to the former to constitute the latter. But this notion of adding to the possible is absurd. For that which is not in the sum of the possible, and consequently requires to be added to it, is manifestly impossible. In addition to accordance with the formal conditions of experience, the understanding requires a connection with some perception; but that which is connected with this perception is real, even although it is not immediately perceived. But that another series of phenomena, in complete coherence with that which is given in perception, consequently more than one all—embracing experience is possible, is an inference which cannot be concluded from the data given us by experience, and still less without any data at all. That which is possible only under conditions which are themselves merely possible, is not possible in any respect. And yet we can find no more certain ground on which to base the discussion of the question whether the sphere of possibility is wider than that of experience.

I have merely mentioned these questions, that in treating of the conception of the understanding, there might be no omission of anything that, in the common opinion, belongs to them. In reality, however, the notion of absolute possibility (possibility which is valid in every respect) is not a mere conception of the understanding, which can be employed empirically, but belongs to reason alone, which passes the bounds of all empirical use of the understanding. We have, therefore, contented ourselves with a merely critical remark, leaving the subject to be explained in the sequel.

Before concluding this fourth section, and at the same time the system of all principles of the pure understanding, it seems proper to mention the reasons which induced me to term the principles of modality postulates. This expression I do not here use in the sense which some more recent philosophers, contrary to its meaning with mathematicians, to whom the word properly belongs, attach to it— that of a proposition, namely, immediately certain, requiring neither deduction nor proof. For if, in the case of synthetical propositions, however evident they may be, we accord to them without deduction, and merely on the strength of their own pretensions, unqualified belief, all critique of the understanding is entirely lost; and, as there is no want of bold pretensions, which the common belief (though for the philosopher this is no credential) does not reject, the understanding lies exposed to every delusion and conceit, without the power of refusing its assent to those assertions, which, though illegitimate, demand acceptance as veritable axioms. When, therefore, to the conception of a thing an a priori determination is synthetically added, such a proposition must obtain, if not a proof, at least a deduction of the legitimacy of its assertion.

The principles of modality are, however, not objectively synthetical, for the predicates of possibility, reality, and necessity do not in the least augment the conception of that of which they are affirmed, inasmuch as they contribute nothing to the representation of the object. But as they are, nevertheless, always synthetical, they are so merely subjectively. That is to say, they have a reflective power, and apply to the conception of a thing, of which, in other respects, they affirm nothing, the faculty of cognition in which the conception originates and has its seat. So that if the conception merely agree with the formal conditions of experience, its object is called possible; if it is in connection with perception, and determined thereby, the object is real; if it is determined according to conceptions by means of the connection of perceptions, the object is called necessary. The principles of modality therefore predicate of a conception nothing more than the procedure of the faculty of cognition which generated it. Now a postulate in mathematics is a practical proposition which contains nothing but the synthesis by which we present an object to ourselves, and produce the conception of it, for example— "With a given line, to describe a circle upon a plane, from

a given point"; and such a proposition does not admit of proof, because the procedure, which it requires, is exactly that by which alone it is possible to generate the conception of such a figure. With the same right, accordingly, can we postulate the principles of modality, because they do not augment* the conception of a thing but merely indicate the manner in which it is connected with the faculty of cognition.