University of Virginia Library

THE DEATH OF EMPRESS ZHEN: A CASE STUDY

The previous section described how the political context in which
Chen Shou wrote may have impinged upon his history. One of the
biographies translated herein provides an excellent example of how
various influences operated on him, while also giving some insight into
the interplay between Chen's work and that of other historians of
the period. These forces and the historiographical tendencies of Chen
and others, which can be appreciated thanks to Pei Songzhi's commentary,
are particularly evident in the biography of Empress Zhen the
Illustrious of the Civilizing Emperor (Wen Zhao Zhen huanghou [OMITTED]
[OMITTED]).[81]

The essential outlines of the story are as follows: Empress Zhen was
initially the wife of Yuan Xi. When her husband went off to govern
You province [OMITTED], she stayed behind in Ji province [OMITTED] to care for
her mother-in-law. When the Cao armies captured Ye [OMITTED], the seat of
Ji province, she was discovered by and subsequently married to Cao


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Pi, the future Emperor Wen of Wei. She bore Cao Rui, who would
become Emperor Ming. After Cao Pi acceded to the imperial throne,
Zhen gradually fell out of favor and was replaced by Lady Guo, who
was later named empress in her stead. Empress Zhen was unhappy with
this turn of events and apparently became increasingly difficult.
Emperor Wen grew angry with her and ordered her to commit suicide.
Subsequently, Cao Rui came to the throne. He had her reinterred in
a more lavish tomb and bestowed extensive honors on her family, in
some cases posthumously.

The body of Records of the Three States contains a fairly complete
though terse version of the story, while Pei's commentary cites
sometimes fuller, sometimes alternative versions. The works Pei cites
include two that antedate Chen's work, as well as some written not
long after his death. The first of these is Wang Chen's Wei History,
which deals with the later part of the Zhen story, the events surrounding
her death:

The officials concerned memorialized the throne about naming a
Palace of Prolonged Autumn [i.e., an empress]. The emperor sent a
letter bearing his seal inviting the empress to come to him. The
empress sent up a memorial stating:

I have heard that, from the beginning of the earliest
dynasties, the perpetuation of sacrifices to the state and the
handing down of blessings to descendants all were due to
empresses and consorts. Therefore, you must carefully select
such women in order to make moral education thrive in the
palace. Now, when you have just assumed the imperial
throne, you really should raise and promote a worthy and
good woman to take overall charge of the Six Palaces. I
consider myself ignorant and lowly; not up to the offerings
of grain-filled vessels. Besides, I am sick in bed and dare not
maintain the slightest aspirations.

The sealed letter came three times and the empress thrice declined,
her words being very sincere. At the time it was the height of summer,
so the emperor wanted to wait until the coolness of autumn before
again inviting the empress. But it happened that her illness became
grave, and that summer, on the dingmao day of the sixth month
[4 August 221], she died in Ye. The emperor sighed in sorrow and
pain and issued a patent bestowing on her the seal and ribbon of
empress.[82]

Wang's account of the events surrounding Empress Zhen's death
seems almost perfunctory. From it one gains the impression that,


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contrary to being unhappy with Empress Zhen, the emperor wanted
to honor her, and it was only her reluctance that prevented him from
doing so. Even so, he did not entirely give up and and planned to pursue
the matter again later, being thwarted only by the empress's death.
According to Wang, Cao Pi was anguished by the passing of a devoted
spouse and posthumously bestowed the honors of an empress on her.
As we shall see, this version is quite at odds with other accounts of
the empress's death.

The second text that contributes a passage to the story of Empress
Zhen is the Wei Epitome. It describes the initial encounter between Cao
Pi and the future Empress Zhen:

Xi went out to run You province, and the empress remained behind
to wait on her mother-in-law. When Ye's city-wall was breached,
Shao's wife and the empress sat together in the main hall. Emperor
Wen entered Shao's residence and saw Shao's wife and the empress.
As the empress, terrified, put her head on her mother-in-law's lap,
Shao's wife instinctively clutched her with her hands. Emperor Wen
said, "Lady Liu [OMITTED], what makes her thus? Have your daughter-in-law
lift her head." The mother-in-law then supported her and made
her look up. Emperor Wen approached and looked at her. Seeing that
she was extraordinary, he sang her praises. When Cao Cao learned
how he felt, he brought her back as Emperor Wen's wife.[83]

There is another fragment from Yu Huan's Wei Epitome quoted by
Pei Songzhi concerning events following the death of Empress Zhen:

After Emperor Ming ascended the throne, he was pained by the
memory of Empress Zhen's death; therefore, Empress Dowager [Guo]
died unexpectedly from worry. When Empress Zhen was near death,
she had placed the emperor under the care of Lady Li [OMITTED]. Once
the empress dowager had died, Lady Li explained the harm done by
Empress Zhen's being slandered, that she was not properly coffined,
and that her disheveled hair covered her face. The emperor shed tears
in his sorrow and regret and commanded that in the funeral and
burial of the empress dowager all be done as in the case of Empress
Zhen.[84]

Yu Huan's account here is fairly straightforward, and though clearly
embellished, it is no more so than normal among historical texts of
the period, including the official histories.

Chen Shou's account, written sometime after 265, is the only one
extant that covers Empress Zhen's entire life. It comprises three parts:


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The first discusses the empress's family antecedents, tells us that she lost
her father at an early age, and offers a formulaic anecdote that
demonstrates her precocity. The second part, which is of about equal
length to the first, is a terse recounting of her marriage to Yuan Xi and
then to Cao Pi, her giving birth to Cao Rui and the Princess of
Dongxiang (Dongxiang gongzhu [OMITTED]), and then her loss of favor
and death. These latter are described in the following terms:

In the tenth month of Huangchu 1 [October / November 220], the
emperor ascended the throne as emperor. Afterward, the Duke of
Shanyang presented two daughters in marriage to the Wei ruling
house. Empress Guo and the Honorable Ladies Li [OMITTED] and Yin [OMITTED] were
all loved and favored. Empress Zhen was increasingly discouraged
and had fractious words. The emperor became irate, and in the sixth
month of the second year, he sent an envoy to order her to commit
suicide. She was buried in Ye.[85]

The third part of her biography, which is three times the combined
length of the first two sections, describes the events after her death,
primarily her reinterment and the honors granted her relatives. In
contrast to the preceding sections, this one is rather detailed.
Considerable space is devoted to the erection of a temple in her memory,
and the memorial proposing it is quoted in full. This is followed by
still further description of the honors bestowed on the empress's
relatives, a number of whom were made marquises. Interestingly,
Emperor Ming made Empress Guo's younger cousin Guo De [OMITTED] the
posthumous son of Empress Zhen's deceased grandnephew Zhen
Huang [OMITTED] and had him take the surname Zhen.

At first glance, Chen's account of all this seems straightforward
enough. But on reexamination, one is struck by the juxtaposition of,
on the one hand, the favor shown Lady Guo and the Ladies Li and
Yin and, on the other hand, Empress Zhen's behavior, which led to
the emperor's dissatisfaction with her and his ordering her to commit
suicide. Add to this the lengthy description of Emperor Ming's
rehabilitation of his mother and her relatives, which clearly gives the
impression of the rectification of an injustice, and it seems clear that
Chen is conveying a discreet message. This becomes even more certain
when he writes in the biography of Empress Guo that "the death of
Empress Zhen resulted from the favor shown Empress Guo."[86] His
assertion is echoed by Xi Zuochi's Han-Jin Spring and Autumn Annals:

Earlier, the killing of Empress Zhen stemmed from the favoritism
shown Empress Guo, and when she was buried, they let her


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disheveled hair cover her face and stuffed her mouth with chaff.
Subsequently Empress Guo was made empress and charged with
raising Emperor Ming. The emperor was aware of this, and in his
heart always harbored resentment. He often tearfully inquired about
the circumstances of Empress Zhen's demise. Empress Guo replied,
"The late emperor killed her. Why blame me? Besides, may a
child carry a grudge against his deceased father and wrongly kill
his stepmother because of his natural mother?" Emperor Ming
was angry and subsequently hounded her to death. In ordering
her funeral, he had them do as previously in the case of Empress
Zhen.[87]

Xi wrote during the Eastern Jin, and there is always the possibility
that distance from the actual event encouraged a certain amount of
distortion and elaboration. But we need only recall the passage from
the Wei Epitome cited earlier to realize that the shift in Emperor Wen's
favor to Empress Guo entailed more than a new attraction piqued by
the infusion of fresh blood into the seraglio: Empress Guo had actively
undermined Empress Zhen's position. There can be no question that
Xi's account is close to the truth. But what does that suggest about
Chen's version?

The two quotations from the Wei Epitome provided by Pei Songzhi
are just snippets from what was a complete text, and on reading them,
one is certain that Yu Huan might very well have included an account
of Empress Guo's actions against Empress Zhen. After all, the Epitome
does refer to Empress Zhen's having been slandered, to her having been
improperly coffined, and to her disheveled hair covering her face. As
indicated earlier, the Epitome was one of the sources available at the
time Chen Shou was writing Records of the Three States, and he is
assumed to have consulted it.[88] There can be no doubt, then, that he
intentionally muted his account of Empress Guo's treatment of Empress
Zhen. Unlike Wang Chen, however, he did not suppress it entirely. He
left the alert reader clues to what had actually occurred; if necessary,
his account might be fleshed out by recourse to unofficial works such
as the Wei Epitome.

Even so, the question remains: Why did Chen Shou decide not to
use all that was available to him and write the complete story of the
events surrounding Empress Zhen's death? The Qing scholar He Zhuo
speculates that Chen was reluctant because the Guos were still influential
when Chen was writing.[89] This would probably have made any
reasonable person cautious. But Chen's situation was further complicated
by policy differences in the government. Let us recall that Chen
was a protégé of Zhang Hua. Although Zhang was widely respected


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for his abilities, his own origins were relatively humble, and his power
to protect Chen would have been limited. When it came to one of the
most important issues of the day—whether or not to attempt the
conquest of Wu—Zhang was in opposition to both Xun Xu, as noted
earlier, and Jia Chong. In 265, Shu had been defeated and absorbed
by Wei, but Wu was still independent more than ten years later.
Emperor Wu of Jin (Sima Yan) wanted to attack the southern state.
A number of high-ranking officials—including Jia and Xun—were
opposed, while Zhang and others strongly endorsed the plan. In a
memorial to the emperor, Jia and Xun insisted that such an effort was
doomed to failure. The emperor apparently did not agree, for he
ordered Jia to lead the attack. When the campaign experienced logistical
difficulties, Jia and Xun unsuccessfully called for Zhang's execution
because he was responsible for planning grain transport. The Jin
armies were ultimately victorious, however, much to the chagrin of Jia
Chong, who feared that he would now fall into disfavor.[90] Even though
the emperor seems to have been willing to overlook Jia's behavior, this
surely did little to improve Jia or Xun's feelings toward Zhang and
Chen.

In addition to policy differences, there were deeper and more
intensely personal differences that could have affected Chen's work.
Zhang and Chen found themselves embroiled in bitter factional
struggles at court revolving around Jia Chong and his daughter, Jia
Nanfeng [OMITTED] (d. 300), the consort of the future Emperor Hui [OMITTED]
(Sima Zhong [OMITTED]).[91] Xun Xu and his father, Xun Yi, were closely
allied with Jia. Both father and son had proposed that Jia's daughter
be married to the mentally deficient heir apparent Sima Zhong, an idea
for which Xun Yi was widely ridiculed.[92] Zhang Hua, in contrast, later
supported Empress Dowager Yang when Empress Jia sought to have
her executed.[93] As Zhang's protégé, Chen would have found himself
willy-nilly in opposition to the Jia family and its supporters.[94]

Given the context in which Chen wrote his history, then, he could
have expected his work to be carefully scrutinized by people who were
not entirely sympathetic to him.[95] Although according to one account
Xun Xu praised Chen's Record of Ancient States, the same source says
that something in Chen's history of the Wei displeased Xun and led
him to prevent Zhang's gaining Chen an appointment at court.[96] As
noted earlier, considering the prominence of the Xun family in the work,
there were probably numerous opportunities for Xun Xu to take
offense. Even so, what irritated Xun may well have been Chen's treatment
of Empresses Zhen and Guo. Although the details differ, this
episode is in many ways analogous to Empress Jia's treatment of
Empress Yang, and Chen's account could be taken as an implied criticism


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of Empress Jia. Moreover, his lengthy description of the honors
bestowed on the Zhen family by Emperor Ming might be seen as a
hint that members of the Yang family deserved similar consideration.[97]
Chen's handling of the Empress Guo affair could also have been
interpreted as being critical of Xun's father, Xun Yi, who had
collaborated with Wang Chen on the Wei History.[98] As we have seen,
the Wei History omitted any mention of Empress Guo's treatment of
Empress Zhen.[99] Chen's circumspection notwithstanding, under such
circumstances his account could not have avoided offending Xun.

Of course, we can never know for certain Chen's reasons for writing
as he did. But the contexts and constraints with which he had to deal
are clear. In hindsight, it would be easy to fault him for not living up
to ideal historiographical standards. But it should be remembered that,
in addition to the political context in which he wrote, history as a field
was still developing and had not come completely into its own.[100] In
any case, Chen did not do all that badly. Despite the pressures and
limitations to which he was subject, he managed to give sufficient
information and leave adequate clues to enable his readers to discern
the truth. This at least seems to have been Pei Songzhi's conclusion when
he compared Chen's version of the Empress Zhen story with that of
Wang Chen:

Your servant Songzhi understands the principles of the Spring and
Autumn Annals
to be that great evils within the palace are concealed,
while lesser evils are recorded. We have clear knowledge of the fact
that Emperor Wen did not make Madam Zhen empress and went
so far as to kill her. If the Wei historians considered this to be a great
evil, they should have concealed it and not spoken of it. If they
considered it a lesser evil, then they should not have written falsely
about it. Such revering of embellished and untrue texts is alien to what
we learn from the old historians. If we were to judge from this, then
whenever the historians praised the goodness of the words and deeds
of the empresses Bian and Zhen, they would be difficult to find
credible. Chen Shou's abridgements and omissions truly have some
basis.[101]

Fang Xuanling [OMITTED] (578-648) and the other compilers of the Jin
History
agreed. They noted that the Wei History by Wang Chen (and
Xun Yi) had covered up a great deal and that it "was not like the true
record of Chen Shou."[102] Fang and his collaborators may indeed have
been thinking in part of Chen's treatment of Empress Zhen when they
wrote in their appreciation of Chen and other Jin historians:


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The ancient kings all established historians; they illuminated the
models and set up patterns, but none approached these. In tracing
origins and seeking denouements, chronicling emotions and taking
the measure of human nature, their words are subtle yet apparent,
their intentions pure and enlightened, and so they were able to
establish persons of distinction[103] as standards for distant generations.
After [Zuo] Qiuming [OMITTED] had passed away, Ban Gu and Sima
Qian rose, one after the other, wielding their magnificent writing
brushes in the Western Capital, giving free rein to candid words in
the Eastern Lodge. From that time on down, did not Chen Shou attain
the status of one who clarified things, was frank, and could carry
on and illuminate the former canons![104]

In summary, although Records of the Three States has some
shortcomings—shortcomings that led Pei Songzhi to compile his
commentary—as early as the late Six Dynasties and Tang, Chen Shou
was recognized as an outstanding historian who had succeeded, under
difficult circumstances, in preserving his integrity by producing an artful
history that withheld little from the accomplished reader.

 
[81]

On the lore surrounding Empress Zhen's death, see also Cutter, "The Death
of Empress Zhen." The present treatment attempts to account more fully for
the forces working on Chen Shou as he wrote his account.

[82]

See Fascicle 5 at commentary [J] below.

[83]

See Fascicle 5 at commentary [I] below. It is quite possible that the encounter
occurred much as Yu Huan described it, for a surviving fragment of Cao Pi's
Dian lun [OMITTED] [Exemplary Essays], which has been preserved in Wei Zheng's
[OMITTED] (580-643) Qunshu zhiyao [OMITTED] [Essentials of Governing from
Divers Books], mentions his stay in Yuan Shao's house: "When the emperor
pacified Ji province and garrisoned Ye, I put up at Shao's mansion. I personally
strolled his courtyards, ascended his halls, roamed his pavilions, and lay down
in his rooms. The buildings had not yet collapsed and the stairs were intact"
(Wei, Qunshu zhiyao, 46.30b). See also Zhang, San Cao nianpu, 86. There
is a similar account in the Wei Jin shi yu [OMITTED] [Conversations of the Eras
of Wei and Jin], by Guo Ban [OMITTED] cited in Pei's commentary, Fascicle 5.160,
commentary [I].

[84]

See Fascicle 5, commentary [P] below.

[85]

See Empress Zhen's biography in Fascicle 5 below, just before commentary
[I].

[86]

See the biography of Empress Guo at the end of Fascicle 5.164 below.

[87]

See Fascicle 5, commentary [P] below.

[88]

Leban, "Ts'ao Ts'ao and the Rise of Wei," 15; Zhonghua shuju bianji bu, "San
guo zhi
chuban shuoming," 1.

[89]

Sgz jijie, 5.21a.

[90]

Js, 36.1070, 40.1169-1170.

[91]

Jia Chong's wife's maiden name was Guo, and she was the niece of one of
Cao Cao's trusted supporters, Guo Huai. There is no evidence of a direct tie
to the family of Empress Guo, though the possibility cannot be ruled out. Liu
Zenggui apparently did not consider them to be related, since the table of the
lineage of Jia Chong's wife's family in Han dai hunyin zhidu, 239 shows no
link to Empress Guo.

[92]

Js, 39.1152, 40.1167-1168. The reason for Xun Xu's recommendation sheds
some light on the factionalism at court. Jia Chong, who was at the time prefect
of the masters of writing, had been ordered to the Northwest to deal with
rebellions of the Di [OMITTED] and Qiang [OMITTED], non-Chinese peoples active in the region.
This appointment was proposed by Palace Attendant (shizhong [OMITTED]) Ren Kai
[OMITTED], an "upright" official who greatly disliked Jia. Jia's confederate Xun saw
that if Jia were removed from the capital, their influence would decline. Xun
thus proposed that Jia's daughter be married to the heir apparent, and Xun's
father and the Empress Yang, who was apparently bribed, supported the idea.
The emperor agreed, and when a heavy snowfall prevented the army from
setting out, he ordered Jia to remain in his original posts (Js, 39.1153, 40.1167-1168).

[93]

Concerned by Jia Nanfeng's extreme jealousy, Emperor Wu wanted to remove
her as wife to the heir apparent. Empress Yang argued for retaining her (as
did Xun Xu), citing her father Jia Chong's contributions to the state. Empress
Yang did, however, chastise Jia Nanfeng, who, not being aware of Empress
Yang's support, hated her. When Emperor Wu died, the newly installed
Empress Jia resented the power held by Empress Dowager Yang's father, Yang
Jun [OMITTED] (d. 291), accused him of plotting a revolt, and fabricated a decree
to have him executed. When she then charged Empress Yang with complicity
in the plot, Zhang Hua rose to the latter's defense (Js, 31.955-956, 963). See
also Pease, "Kuo P'u's Life and Five-Colored Rhymes," 27 and Fascicle 5, note
94 below.

[94]

Later, however, Zhang Hua rose to high position through the auspices of
Empress Jia and served the state loyally under her direction. This shift cost
him his life when Sima Lun [OMITTED] (d. 301) overthrew Empress Jia in 300.
See de Crespigny, "The Three Kingdoms and Western Jin," 154-155, and
Fairbank, "Kingdom and Province in the Western Chin," 128-129. On
Zhang's relations with Empress Jia and the changes in his personality that led
to his willingness to serve her, see Straughair, Chang Hua, 3-11.

[95]

Ban Gu faced an analogous problem in writing about Emperor Ming's Empress
Ma, whose ancestors had been implicated in a plot to assassinate Emperor
Wu of the Former Han. See Bielenstein, "The Restoration of the Han Dynasty,"
4:122.

[96]

Hygz, 11.849.

[97]

The correlation of events taking place at the Jin court and Chen's writing of
the different sections of Records of the Three States is impossible to determine
with any precision. The Wei section was surely written after Chen came to
Luoyang following the fall of Shu in 265, and it may have been put into final
form as late as after the conquest of Wu in 280, as is suggested by Chang
Qu [OMITTED] (Hygz, 11.849). See note 20 above. Given the charged atmosphere
at the Jin court, however, it probably would not have mattered if Chen's history
had been written before Jia Nanfeng was wed to the heir apparent. Xun Xu
and others would still have sensed an implied criticism in the text.

[98]

Js, 39.1143.

[99]

The Tang historiographer Liu Zhiji cited Wang Chen's "false recounting of
the decree dismissing [Empress] Zhen" as the first in his list of examples of
historians covering up or falsifying events for their own purposes (St, 7.94).
Liu gives Wei Chronicle (Wei lu [OMITTED]) rather than Wei History as the title
of Wang's work.

[100]

Qian, "Zonglun Dong Han dao Sui de shixue yanjin," 123-140.

[101]

See Fascicle 5, commentary [J] below.

[102]

Js, 39.1143.

[103]

The phrase yin ai ti you [OMITTED] is translated here as "persons of distinction."
A ti you was an orange oilcloth fender or mudguard installed on a person's
carriage as a mark of virtue (Hs, 89.3629; HHs, zhi 29.3652-3653, Xue Zong's
[OMITTED] [d. 243] commentary). Since an yin is a carriage seat cushion (Sj,
122.3135-3136, Sima Zhen's [OMITTED] [fl. 745] commentary), the phrase seems
to mean "cushions thick and orange mudguards" as marks of distinction. The
phrase is, therefore, a metonymical usage referring to distinguished personages.

[104]

Js, 52.2159. The Eastern Lodge was the imperial library in which Ban Gu and
others, using archival records, compiled the Dongguan Han ji [OMITTED] [Han
Record of the Eastern Lodge].