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Chapter 1. Historical Introduction

To explain the origin of our ideas of right and wrong, and to find for them, if possible, a solid basis of authority, apart from their coincidence with the dogmas of theology, was the problem of moral philosophy which chiefly occupied the speculation of the last century, and to which Adam Smith'sTheory of Moral Sentiments was one of the most important contributions. His theory, like all others, must be understood as an answer to the question: How do we come to regard certain actions or states of mind with approval and to condemn their contraries, and on what grounds can we justify our judgments in such matters and hold them to accord universally with the moral judgments of mankind?

But in order to understand Adam Smith's answer to this question, and his position in the history of thought, it is necessary to refer briefly to the theories of his predecessors down to the time when he took up the thread of the speculation and offered his solution of the problems they had dealt with.

From the time when such problems first became popular in England, two main currents of thought may be detected running side by side in mutual antagonism to one another; and whilst according to the teaching of the one school the ultimate standard of morality was the interest of the individual himself or the community he belonged to, the aim of the opposite school was to find some basis for morality which should make it less dependent on changes of circumstance and give to its maxims the authority of propositions that should hold true of all times and places.

The names of Locke, Hobbes, Mandeville, and Hume, are associated with the former school; those of Clarke, Price, Lord Shaftesbury, Bishop Butler, and Hutcheson, with the latter; and the difference between them is generally ex- pressed by classing the former together as the Utilitarian, Selfish, or Sceptical School, and the latter as the school of Intuitionalists.

The doctrine of Hobbes, that morality was identical with the positive commands and prohibitions of the lawgiver, and that the law was thus the real ultimate source and standard of all right and wrong, gave rise to several systems which sought in different ways to find for our moral sentiments a less variable and unstable foundation than was implied by such an hypothesis. It was in opposition to such a theory that Clarke and Price, and other advocates of the so-called Rational or Intellectual system, attributed our perception of moral distinctions to intuitions of our intellect, so that the truths of morality might appear, like those of mathematics, eternal and immutable, independent of peculiarities of time and place, and with an existence apart from any particular man or country, just as the definitions of geometry are independent of any particular straight lines or triangles. To deny, for example, that a man should do for others what he would wish done for himself was, according to Clarke, equivalent to a contention that, though two and three are equal to five, yet five is not equal to two and three.

But the same foundation for an immutable morality that Clarke sought for in the human intellect, others sought for in a peculiar instinct of our nature. Thus Lord Shaftesbury postulated the existence of a moral sense, sufficient of itself to make us eschew vice and follow after virtue; and this moral sense, or primitive instinct for good, was implanted in us by nature, and carried its own authority with it. It judged of actions by reference to a certain harmony between our affections, and this harmony had a real existence, independent of' all fashion and caprice, like harmony in music. As symmetry and proportion were founded in nature, howsoever barbarous might be men's tastes in the arts, so, in morals, an equally real harmony always presented a fixed standard for our guidance.

This idea of a Moral Sense as the source and standard of our moral sentiments was so far developed by Hutcheson, that time Moral Sense theory of ethics had been more generally connected with his name than with that of its real originator. Hutcheson argued that as we have external senses which perceive sounds and colours, so we have internal senses which perceive moral excellence and the contrary. This moral sense had its analogues in our sense of beauty and harmony, our sympathetic sense, our sense of honour, of decency, and so forth. It was a primitive faculty of our nature, a factor incapable of resolution into simpler elements. It could not, for instance, be resolved into a perception of utility, for bad actions were often as useful as good ones and yet failed to meet with approbation, nor could it be explained as a mode of sympathy, for we might morally approve even of the virtues which our enemies manifested.

Bishop Butler, like his contemporary, Hutcheson, also followed Lord Shaftesbury in seeking in our natural instincts the origin of our moral ideas, Conscience with him taking the place of the Moral Sense, from its being possessed, as he thought, of a more authoritative character. Conscience, ac- cording to Butler, was a faculty natural to man, in virtue of which he was a moral agent; a faculty or principle of the human heart, in kind and nature supreme over all others, and bearing its own authority For being so. Using language about it, which we meet again in theTheory of Adam Smith, he spoke of it as "God's viceroy," "the voice of God within us," " the guide assigned to us by the Author of our nature." The obligation to obey it therefore rested in the fact of its being the law of our nature. It could no more be doubted that shame was given us to prevent our doing wrong than that our eyes were given us to see with.

It was at this point that Adam Smith offered his solution of the difficulty. For call it Conscience, Moral Sense, or what you will, such expressions are evidently only re-statements of the problem to be explained. To call the fact of moral approbation by such terms was simply to give it other names; and to say that our conscience or moral sense admitted of no analysis was equivalent to saying that our moral sentiments admitted of no explanation. Adam Smith's theory must therefore be understood as an attempt to explain what the Intuitionalist school really gave up as inexplicable; and it represents the reaction against thata priori method which they had employed in dealing with moral problems. In that reaction, and in his appeal to the facts of experience, Adam Smith followed the lead of both Hartley and Hume. Ten years before him, time former, in hisObservations on Man, had sought to explain the existence of the moral sense, by tracing it back to its lowest terms in the pleasures and pains of simple sensation, and marking its growth in the gradual association of our ideas. And Hume, a few years later, sought to discover "the universal principle from which all censure or approbation was ultimately derived" by the experimental method of inquiry ; by comparing, that is, a number of instances of qualities held estimable on the one hand and qualities held blameable on the other, and observing what was the common element of each. From such an inquiry he inferred that those acts were good which were useful and those bad which were injurious, and that the fact of their being useful or injurious was the cause of their goodness or badness.

Thus it will be seen that the question of chief interest in Adam Smith's time was widely different from that which had divided the schools of antiquity. The aim or chief good of life which chiefly occupied them had receded into the back- ground; and the controversy concerned, as Hume declared, "the general foundation of morals," whether they were derived from Reason or from Sentiment, whether they were arrived at by a chain of argument and process of reasoning or by a certain immediate feeling and internal sense.

But round this central question of the origin of our feelings of moral approbation other questions of considerable interest were necessarily grouped. There was the question of the authority and sanction of our moral sentiments, independently of their origin; and there was the question of the ultimate standard or test of moral actions. And these questions involved yet others, as for example: What was the relation of morality to religion? How far did they necessarily coincide, and how far were they independent of each other? Was human nature really corrupt, and to what degree were the ordinary sanctions of this life a sufficient safeguard for the existence of morality? Did happiness or misery, good or evil, really predominate in the world; and was there such a thing as disinterested benevolence, or might all virtue be resolved into self-love and be really only vice under cloak and concealment?

The latter alternative had been the thesis which Mandeville had partly made and partly found popular. In his view the most virtuous actions might be resolved into selfishness, and self-love was the starting-point of all morality. This became therefore, one of the favourite topics of speculation; but it is only necessary to notice Hume's treatment of it, inasmuch as it supplies the first principle of Adam Smith's theory. Hume assumed the existence of a disinterested principle underlying all our moral sentiments. He argued that "a natural principle of benevolence," impelling us to consider the interests of others, was an essential part of human nature. "The very aspect," he said, "of happiness, joy, prosperity, gives pleasure; that of pain, suffering, sorrow communicates uneasiness." And this fellow-feeling with others he had refused to resolve into any more general principle, or to treat as other than an original principle of human nature.

This phenomenon of Sympathy, or fellow-feeling, which we have by nature with any passion whatever of another person, is made by Adam Smith the cardinal point and distinctive feature of his theory of the origin of moral approbation; and the first sentence of his treatise contains therefore not only his answerone of flat contradictionto Mandeville, but the key-note to the whole spirit of his philosophy. "How selfish soever," he begins, "man may be supposed, there are evidently some principles in his nature which interest him in the fortune of others, and render their happiness necessary to him, though he derives nothing from it, except the pleasure of seeing it." So that pity or compassion, which Hobbes had explained as the consciousness of a possible misfortune to ourselves similar to that seen to befall another, is, with Adam Smith, a primary, not a secondary, emotion of our nature, an original and not a derivative passion, and one that is purely disinterested in its manifestation.

In the next chapter and the four succeeding ones we shall observe how on this basis of an original instinct of sympathy Adam Smith constructs his explanation of the origin of our moral ideas. With regard to the explanations already offered by previous writers, he believed that they all contained some portion of the truth from the particular point of view taken by each; and in the explanation which he himself elaborated, he thought that some part or other of his system embraced and coincided with whatever was true in the different theories of his predecessors.

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