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The Rationale of Copy-Text
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by
W. W. GREG
WHEN, IN HIS EDITION OF NASHE, McKERROW invented the term 'copy-text', he was merely giving a name to a conception already familiar, and he used it in a general sense to indicate that early text of a work which an editor selected as the basis of his own. Later, as we shall see, he gave it a somewhat different and more restricted meaning. It is this change in conception and its implications that I wish to consider.
The idea of treating some one text, usually of course a manuscript, as possessing over-riding authority originated among classical scholars, though something similar may no doubt be traced in the work of biblical critics. So long as purely eclectic methods prevailed, any preference for one manuscript over another, if it showed itself, was of course arbitrary; but when, towards the middle of last century, Lachmann and others introduced the genealogical classification of manuscripts as a principle of textual criticism, this appeared to provide at least some scientific basis for the conception of the most authoritative text. The genealogical method was the greatest advance ever made in this field, but its introduction was not unaccompanied by error. For lack of logical analysis, it led, at the hands of its less discriminating exponents, to an attempt to reduce textual criticism to a code of mechanical rules. There was just this much excuse, that the method did make it possible to sweep away mechanically a great deal of rubbish. What its more hasty devotees failed to understand, or at any rate sufficiently to bear in mind, was that authority is never absolute, but only relative. Thus a school arose, mainly in Germany, that
There is one important respect in which the editing of classical texts differs from that of English. In the former it is the common practice, for fairly obvious reasons, to normalize the spelling, so that (apart from emendation) the function of an editor is limited to choosing between those manuscript readings that offer significant variants. In English it is now usual to preserve the spelling of the earliest or it may be some other selected text. Thus it will be seen that the conception of 'copy-text' does not present itself to the classical and to the English editor in quite the same way; indeed, if I am right in the view I am about to put forward, the classical theory of the 'best' or 'most authoritative' manuscript, whether it be held in a reasonable or in an obviously fallacious form, has really nothing to do with the English theory of 'copy-text' at all.
I do not wish to argue the case of 'old spelling' versus 'modern spelling'; I accept the view now prevalent among English scholars. But I cannot avoid some reference to the ground on which
But the distinction has not been generally recognized, and has never, so far as I am aware, been explicitly drawn.[6] This is not surprising. The battle between 'old spelling' and 'modern spelling' was fought out over works written for the most part between 1550 and 1650, and for which the original authorities are therefore as a rule printed editions. Now printed editions usually form an ancestral series, in which each is derived from its immediate predecessor; whereas the extant manuscripts of any work have usually only a collateral relationship, each being derived from the original independently, or more or less independently, of the others. Thus in the case of printed books, and in the absence of revision in a later edition, it is normally the first edition alone that can claim authority, and this authority naturally extends to substantive readings and accidentals alike. There was, therefore,
The distinction I am proposing between substantive readings and accidentals, or at any
rate its relevance to the question of copy-text, was clearly not present to McKerrow's
mind when in 1904 he published the second volume of his edition of the Works of Thomas
Nashe, which included The Unfortunate Traveller. Collation of the
early editions of this romance led him to the conclusion that the second, advertised on
the title as 'Newly corrected and augmented', had in fact been revised by the author,
but at the same time that not all the alterations could with certainty be ascribed to
him.[8] He nevertheless
proceeded to enunciate the rule that 'if an editor has reason to suppose that a certain
text embodies later corrections than any other, and at the same time has no ground for
disbelieving that these corrections, or some of them at
In 1939 McKerrow published his Prolegomena for the Oxford Shakespeare, and he would not have been the critic he was if his views had not undergone some changes in the course of thirty-five years. One was in respect of revision. He had come to the opinion that to take a reprint, even a revised reprint, as copy-text was indefensible. Whatever may be the relation of a particular substantive edition to the author's manuscript (provided that there is any transcriptional link at all) it stands to reason that the relation of a reprint of that edition must be more remote. If then, putting aside all question of revision, a particular substantive edition has an over-riding claim to be taken as copy-text, to displace it in favour of a reprint, whether revised or not, means receding at least one step further from the author's original in so far as the general form of the text is concerned.[11] Some such considerations must have been in McKerrow's mind when he wrote (Prolegomena, pp. 17-18): 'Even if, however, we were to assure
McKerrow was, therefore, in his later work quite conscious
We may assume that neither McKerrow nor other editors of the conservative school imagined that such a procedure would always result in establishing the authentic text of the original; what they believed was that from it less harm would result than from opening the door to individual choice among variants, since it substituted an objective for a subjective method of determination. This is, I think, open to question. It is impossible to exclude individual judgement from editorial procedure: it operates of necessity in the all-important matter of the choice of copy-text and in the minor one of deciding what readings are possible and what not; why, therefore, should the choice between possible readings be withdrawn from its competence? Uniformity of result at the hands of different editors is worth little if it means only uniformity in error; and it may not be too optimistic a belief that the judgement of an editor, fallible as it must necessarily be, is likely to bring us closer to what the author wrote than the enforcement of an arbitrary rule.
The true theory is, I contend, that the copy-text should govern (generally) in the matter of accidentals, but that the choice between substantive readings belongs to the general theory of textual criticism and lies altogether beyond the narrow principle of the copy-text. Thus it may happen that in a critical edition the text rightly chosen as copy may not by any means be the one that supplies most substantive readings in cases of variation. The failure to make this distinction and to apply this principle has naturally led to too close and too general a reliance upon the text chosen as basis for an edition, and there has arisen what may be called the tyranny of the copy-text, a tyranny that has, in my opinion, vitiated much of the best editorial work of the past generation.
I will give a couple of examples of the sort of thing I mean that I have lately come across in the course of my own work. They are all the more suitable as illustrations since they occur in texts edited by scholars of recognized authority, neither of whom is particularly subject to the tyranny in question. One is from the edition of Marlowe's Doctor Faustus by Professor F. S. Boas (1932). The editor, rightly I think, took the so-called B-text (1616) as the basis of his own, correcting it where necessary by comparison with the A-text (1604).[13] Now a famous line in Faustus's opening soliloquy runs in 1604,
My other instance is from The Gipsies Metamorphosed as edited by Dr. Percy Simpson among the masques of Ben Jonson in 1941. He took as his copy-text the Huntington manuscript, and I entirely agree with his choice. In this, and in Simpson's edition, a line of the ribald Cock Lorel ballad runs (sir-reverence!),
I give these examples merely to illustrate the kind of error that, in modern editions of English works, often results from undue deference to the copy-text. This reliance on one particular authority results from the desire for an objective theory of text-construction and a distrust, often no doubt justified, of the operation of individual judgement. The attitude may be explained historically as a natural and largely salutary reaction against the methods of earlier editors. Dissatisfied with the results of eclectic freedom and reliance on personal taste, critics sought to establish some sort of mechanical apparatus for dealing with textual problems that should lead to uniform results independent of the operator. Their efforts were not altogether unattended by success. One result was the recognition of the general worthlessness of reprints. And even in the more difficult field of manuscript transmission it is true that formal rules will carry us part of the way: they can at least effect a preliminary clearing of the ground. This I sought to show in my essay on The Calculus of Variants (1927); but in the course of investigation it became clear that there is a definite limit to the field over which formal rules are applicable. Between readings of equal extrinsic authority no rules of the sort can decide, since by their very nature it is only to extrinsic relations that they are relevant. The choice is necessarily a matter for editorial judgement, and an editor who declines or is unable to exercise his judgement and falls back on some arbitrary canon, such as the authority of the copy-text, is in fact abdicating his editorial function. Yet this is what has been frequently commended as 'scientific'—'streng wissenschaftlich' in the prevalent
This by way, more or less, of digression. At the risk of repetition I should like to recapitulate my view of the position of copy-text in editorial procedure. The thesis I am arguing is that the historical circumstances of the English language make it necessary to adopt in formal matters the guidance of some particular early text. If the several extant texts of a work form an ancestral series, the earliest will naturally be selected, and since this will not only come nearest to the author's original in accidentals, but also (revision apart) most faithfully preserve the correct readings where substantive variants are in question, everything is straightforward, and the conservative treatment of the copy-text is justified. But whenever there is more than one substantive text of comparable authority,[16] then although it will still be necessary to choose one of them as copy-text, and to follow it in accidentals, this copy-text can be allowed no over-riding or even preponderant authority so far as substantive readings are concerned. The choice between these, in cases of variation, will be determined partly by the opinion the editor may form respecting the nature of the copy from which each substantive edition was printed, which is a matter of external authority; partly by the intrinsic authority of the several texts as judged by the relative frequency of manifest errors therein; and partly by the editor's judgement of the intrinsic claims of individual readings to originality—in other words their intrinsic merit, so long as by 'merit' we mean the likelihood of their being what the author wrote rather than their appeal to the individual taste of the editor.
Such, as I see it, is the general theory of copy-text. But there remain a number of subsidiary questions that it may be worth-while to discuss. One is the degree of faithfulness with which the copy-text should be reproduced. Since the adoption of a copy-text is a matter of convenience rather than of principle—being
Some minor points arise when it becomes necessary to replace a reading of the copy-text by one derived from another source. It need not, I think, be copied in the exact form in which it there appears. Suppose that the copy-text follows the earlier convention in the use of u and v, and the source from which the reading is taken follows the later. Naturally in transferring the reading from the latter to the former it would be made to conform to the earlier convention. I would go further. Suppose that the copy-text reads 'hazard', but that we have reason to believe that the correct reading is 'venture': suppose further that whenever this word occurs in the copy-text it is in the form 'venter': then 'venter', I maintain, is the form we should adopt. In like manner editorial emendations should be made to conform to the habitual spelling of the copy-text.
In the case of rival substantive editions the choice between
Much more important, and difficult, are the problems that arise in connexion with revision. McKerrow seems only to mention correction, but I think he must have intended to include revision, so long as this falls short of complete rewriting: in any case the principle is the same. I have already considered the practice he advocated (pp. 23-25)—namely that an editor should take the original edition as his copy-text and introduce into it all the substantive variants of the revised reprint, other than manifest errors—and have explained that I regard it as too sweeping and mechanical. The emendation that I proposed (p. 26) is, I think, theoretically sufficient, but from a practical point of view it lacks precision. In a case of revision or correction the normal procedure would be for the author to send the printer either a list of the alterations to be made or else a corrected copy of an earlier edition. In setting up the new edition we may suppose that the printer would incorporate the alterations thus indicated by the author; but it must be assumed that he would also introduce a normal amount of unauthorized variation of his own.[19] The problem that faces the editor is to distinguish between the two categories. I suggest the following frankly subjective procedure. Granting that the fact of revision (or correction) is established,
I will give one illustration of the procedure in operation, taken again from Jonson's Masque of Gipsies, a work that is known to have been extensively revised for a later performance. At one point the text of the original version runs as follows,
The Gypsies walke
With McKerrow's view that in all normal cases of correction or revision the original edition should still be taken as the copy-text, I am in complete agreement. But not all cases are normal, as McKerrow himself recognized. While advocating, in the passage already quoted (p. 25), that the earliest 'good' edition should be taken as copy-text and corrections incorporated in it, he added the proviso, 'unless we could show that the [revised] edition in question (or the copy from which it had been printed) had been gone over and corrected throughout by' the author (my italics). This proviso is not in fact very explicit, but it clearly assumes that there are (or at least may be) cases in which an editor would be justified in taking a revised reprint as his copy-text, and it may be worth inquiring what these supposed cases are. If a work has been entirely rewritten, and is printed from a new manuscript, the question does not arise, since the revised edition will be a substantive one, and as such will presumably be chosen by the editor as his copy-text. But short of this, an author, wishing to make corrections or alterations in his work, may not merely hand the printer a revised copy of an earlier edition, but himself supervise the printing of the new edition and correct the proofs as the sheets go through the press. In such a case it may be argued that even though the earlier edition, if printed from his own manuscript, will preserve the author's individual peculiarities more faithfully than the revised reprint, he must nevertheless be assumed
The classical example is afforded by the plays in the 1616 folio of Ben Jonson's Works. In this it appears that even the largely recast Every Man in his Humour was not set up from an independent manuscript but from a much corrected copy of the quarto of 1601. That Jonson revised the proofs of the folio has indeed been disputed, but Simpson is most likely correct in supposing that he did so, and he was almost certainly responsible for the numerous corrections made while the sheets were in process of printing. Simpson's consequent decision to take the folio for his copy-text for the plays it contains will doubtless be approved by most critics. I at least have no wish to dispute his choice.[20] Only I would point out—and here I think Dr. Simpson would agree with me—that even in this case the procedure involves some sacrifice of individuality. For example, I notice that in the text of Sejanus as printed by him there are twenty-eight instances of the Jonsonian 'Apostrophus' (an apostrophe indicating the elision of a vowel that is nevertheless retained in printing) but of these only half actually appear in the folio, the rest he has introduced from the quarto. This amounts to an admission that in some respects at least the quarto preserves the formal aspect of the author's original more faithfully than the folio.
The fact is that cases of revision differ so greatly in circumstances and character that it seems impossible to lay down any hard and fast rule as to when an editor should take the original edition as his copy-text and when the revised reprint. All that can be said is that if the original be selected, then the author's corrections must be incorporated; and that if the reprint be selected, then the original reading must be restored when that of the reprint is due to unauthorized variation. Thus the editor cannot escape the responsibility of distinguishing to the best of his ability between the two categories. No juggling with copy-text will relieve him of the duty and necessity of exercizing his own judgement.
In conclusion I should like to examine this problem of revision
This has a bearing upon another class of texts, in which a reprint was revised, not by the author, but through comparison with some more authoritative manuscript. Instances are Shakespeare's Richard III and King Lear. Of both much the best text is supplied by the folio of 1623; but this is not a substantive text, but one set up from a copy of an earlier quarto that had been extensively corrected by collation with a manuscript preserved in the playhouse. So great and so detailed appears to have been the revision that it would be an almost impossible task to distinguish between variation due to the corrector and that due to the compositor,[21] and an editor has no choice but to take the folio as copy-text. Indeed, this would in any case be incumbent upon him for a different reason; for the folio texts are in some parts connected by transcriptional continuity with the author's manuscript, whereas the quartos contain only reported texts, whose accidental characteristics can be of no authority whatever. At the same time, analogy with Every Man in his Humour suggests that even had the quartos of Richard III and King Lear possessed higher authority than in fact they do, the choice of copy-text must yet have been the same.
I began this discussion in the hope of clearing my own mind as well as others' on a rather obscure though not unimportant matter
Notes
The more naive the scribe, the more often will the assumption prove correct; the more sophisticated, the less often. This, no doubt, is why critics of this school tend to reject 'the more correct but the less sincere' manuscript in favour of 'the more corrupt but the less interpolated', as Housman elsewhere observes ('The Application of Thought to Textual Criticism', Proceedings of the Classical Association, 1921, xviii. 75). Still, any reasonable critic will prefer the work of a naive to that of a sophisticated scribe, though he may not regard it as necessarily 'better'.
I believe that an attempt has been made in the case of certain Old and Middle English texts, but how consistently and with what success I cannot judge. In any case I am here concerned chiefly with works of the sixteenth and seventeenth centuries.
It will, no doubt, be objected that punctuation may very seriously 'affect' an author's meaning; still it remains properly a matter of presentation, as spelling does in spite of its use in distinguishing homonyms. The distinction I am trying to draw is practical, not philosophic. It is also true that between substantive readings and spellings there is an intermediate class of word-forms about the assignment of which opinions may differ and which may have to be treated differently in dealing with the work of different scribes.
For the sake of clearness in making the distinction I have above stressed the independence of scribes and compositors in the matter of accidentals: at the same time, when he selects his copy-text, an editor will naturally hope that it retains at least something of the character of the original. Experience, however, shows that while the distribution of substantive variants generally agrees with the genetic relation of the texts, that of accidental variants is comparatively arbitrary.
Some discussion bearing on it will be found in the Prolegomena to my lectures on The Editorial Problem in Shakespeare (1942), 'Note on Accidental Characteristics of the Text' (pp. l-lv), particularly the paragraph on pp. liii-liv, and note 1. But at the time of writing I was still a long way from any consistent theory regarding copy-text.
A 'substantive' edition is McKerrow's term for an edition that is not a reprint of any other. I shall use the term in this sense, since I do not think that there should be any danger of confusion between 'substantive editions' and 'substantive readings'. I have above ignored the practice of some eccentric editors who took as copy-text for a work the latest edition printed in the author's lifetime, on the assumption, presumably, that he revised each edition as it appeared. The textual results were naturally deplorable.
He believed, or at least strongly suspected, that some were due to the printer's desire to save space, and that others were 'the work of some person who had not thoroughly considered the sense of the passage which he was altering' (ii.195).
Nashe, ii.197. The word 'reprint' really begs the question. If all an 'editor' aims at is an exact reprint, then obviously he will choose one early edition, on whatever grounds he considers relevant, and reproduce it as it stands. But McKerrow does emend his copy-text where necessary. It is symptomatic that he did not distinguish between a critical edition and a reprint.
Without the italicized phrase the statement would appear much more plausible (though I should still regard it as fallacious, and so would McKerrow himself have done later on) but it would not justify the procedure adopted.
This may, at any rate, be put forward as a general proposition, leaving possible exceptions to be considered later (pp. 33 ff.).
Again he speaks of a 'reprint' where he evidently had in mind a critical edition on conservative lines.
Boas's text is in fact modernized, so that my theory of copy-text does not strictly apply, but since he definitely accepts the B-text as his authority, the principle is the same.
Or consider the following readings: 1604, 1609 'Consissylogismes', 1611 'subtile sylogismes', 1616 'subtle Sillogismes'. Here 'subtile', an irresponsible guess by the printer of 1611 for a word he did not understand, was taken over in 1616. The correct reading is, of course, 'concise syllogisms'. Boas's refusal to take account of the copy used in 1616 led him here and elsewhere to perpetuate some of its manifest errors. In this particular instance he appears to have been unaware of the reading of 1611.
At another point two lines appear in an unnatural order in the manuscript. The genetic relation of the texts proves the inversion to be an error. But of this relation Simpson seems to have been ignorant. He was again content to rely on the copy-text.
The proviso is inserted to meet the case of the so-called 'bad quartos' of Shakespearian and other Elizabethan plays and of the whole class of 'reported' texts, whose testimony can in general be neglected.
That is, certainly not in the text, and probably not in the general apparatus: they may appropriately form the subject of an appendix.
This is the course I recommended in the Prolegomena to The Editorial Problem in Shakespeare (p. xxix), adding that it 'at least saves the trouble of tossing a coin'. What I actually wrote in 1942 was that in such circumstances an editor 'will naturally retain the reading of the copy-text, this being the text which he has already decided is prima facie the more correct'. This implies that correctness in respect of substantive readings is one of the criteria in the choice of the copy-text; and indeed I followed McKerrow in laying it down that an editor should select as copy-text the one that 'appears likely to have departed least in wording, spelling, and punctuation from the author's manuscript'. There is a good deal in my Prolegomena that I should now express differently, and on this particular point I have definitely changed my opinion. I should now say that the choice of the copy-text depends solely on its formal features (accidentals) and that fidelity as regards substantive readings is irrelevant—though fortunately in nine cases out of ten the choice will be the same whichever rule we adopt.
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