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The conquest of the old Southwest

the romantic story of the early pioneers into Virginia, the Carolinas, Tennessee, and Kentucky, 1740-1790
  
  
  
  
  
  
  
  
  
  

 I. 
 II. 
 III. 
 IV. 
 V. 
 VI. 
 VII. 
 VIII. 
 IX. 
 X. 
 XI. 
 XII. 
 XIII. 
 XIV. 
 XV. 
 XVI. 
 XVII. 
 XVIII. 
 XIX. 
 XX. 

  
LIST OF NOTES
  
  
  

351

Page 351

LIST OF NOTES

[1]

Roosevelt's The Winning of the West, a stirring recital
with chief stress thrown upon the militant characteristics of
the frontiersmen, is open to grave criticism because of failure
to give adequate account of social and economic tendencies,
the development of democracy, and the evolution of government
under the pressure of frontier conditions.

[2]

Johnson MSS., xii, No. 127.

[3]

Journal of a Tour in Unsettled Parts of North America
in 1796 and 1797,
217.

[4]

Turner: "Significance of the Frontier in American History,"
American Historical Association Report, 1893.

[1]

Hugh Williamson: History of North Carolina (1812), ii,
71-2.

[2]

Virginia Historical Magazine, xiii, 133; William and Mary
Quarterly,
ix, 132.

[3]

Virginia Historical Magazine, op. cit. Cf. also West Virginia
Historical Magazine,
April, 1903.

[4]

Bernheim: The German Element and the Lutheran Church
in the Carolinas.

[5]

For this and other Moravian diaries, see Virginia Historical
Magazine,
vols. xi and xii.

[6]

Original diary in German in Archives of the Moravian
Church, Winston-Salem, N. C. Cf. Mereness, Travels in the
American Colonies 1690-1783,
327-356.

[1]

Cf. original minutes of Abington and Gwynedd Monthly
Meetings, Pa.

[2]

MS. History of Bryan family, compiled by Col. W. L.
Bryan, Boone, N. C.

[3]

Ely: The Finleys of Bucks (Publications, Bucks County
Historical Society); also "Historic Associations of Neshaminy
Valley," Daily Intelligencer (Reading, Pa.), July 29, 1913.
See also Wisconsin State Historical Society, Draper MSS.,
2 B 161.


352

Page 352
[4]

"The Creative Forces in Westward Expansion," American
Historical Review,
xx, 1.

[5]

North Carolina Colonial Records, vii, 100-101.

[6]

Magazine of American History, November, 1881.

[7]

Foote: Sketches of North Carolina, xiii.

[1]

Howe: History of the Presbyterian Church in South
Carolina.

[2]

Virginia Historical Magazine, xiii, 127-8-9.

[3]

Draper: MS. Life of Boone; Draper Collection, Wisconsin
State Historical Society.

[4]

Rowan County Records, Salisbury, N. C.

[5]

Rumple: History of Rowan County.

[6]

Logan: History of Upper South Carolina.

[7]

"Diary of Bishop Spangenberg" (1752), North Carolina
Colonial Records,
v.

[8]

Sheets: History of Liberty Baptist Association.

[9]

Moravian Community Diary, preserved at Winston-Salem,
N. C.

[10]

North Carolina Colonial Records, v, 6.

[11]

J. F. D. Smyth: A Tour in the United States of America
(London: 1784), vol. 1. Chapter xxiii.

[12]

Unpublished MS.: "In the Olden Time."

[13]

Margry: Navigation of the Mississippi, iv, 322.

[14]

Raunié: Chansonnier historique du xviiie siècle, iii, 132-3.
This translation is by Barbara Henderson.

[15]

J. Haywood: Natural and Aboriginal History of Tennessee
(1823), 223.

[16]

Byrd: History of the Dividing Line.

[1]

North Carolina Colonial Records, v, 25.

[2]

D. D. Wallace: The Life of Henry Laurens, Appendix
iv.

[3]

See also Hewit in Carroll's Collections, i, 435. Fort Prince
George was located in the fork of the Six Mile Creek and
Keowee River, in the southwestern part of Pickens County,
and was completed probably by the end of 1753 (South
Carolina Gazette,
December 17, 1753).

[4]

North Carolina Colonial Records, v, 140.

[5]

Cited in Channing, History of the United States, ii, 5-73 n.

[6]

North Carolina Colonial Records, v, 333, 357.


353

Page 353
[7]

Moravian Community Diary.

[8]

North Carolina Colonial Records, v, 849.

[9]

Virginia Historical Magazine, xiii, 225-264. North Carolina
Colonial Records,
v, 560, 617.

[10]

North Carolina Colonial Records, v, 579.

[11]

North Carolina Colonial Records, v, 641, 742, 849. Cf. also
Hunter: Sketches of Western North Carolina, 325.

[12]

North Carolina Colonial Records, v, 604, 639.

[1]

Virginia Historical Magazine, xiii, 263; North Carolina
Colonial Records,
v, 606, 609, 613.

[2]

North Carolina Colonial Records, v, 585, 612-4, 635, 637.

[3]

North Carolina Colonial Records, v, 610; Cf. Timberlake's
"A Draught of the Cherokee Country" in Avery's History of
the United States,
iv, facing p. 347; Ramsey, History of Tennessee,
57.

[4]

Summers: Southwest Virginia, 57-60.

[5]

Virginia Historical Magazine, xv, 254-7; Waddell, Augusta
County
(second edition), 115-6, 150-1.

[6]

North Carolina Colonial Records, v, 606-8.

[7]

Summers: Southwest Virginia, 60-1.

[8]

Williamson: History of North Carolina, ii, 37, footnote.

[9]

North Carolina Colonial Records, viii, 563; xi, map facing
p. 80, and p. 227.

[10]

North Carolina Colonial Records, v, Introduction, pp. xxx-xxxi.


[11]

Carroll's Collections, i, 433; ii, 519-20; Draper's MS. Life
of Boone, iii, 65-6.

[12]

Sparks: Washington, ii, 322.

[13]

Journal: "Concerning a March that Capt. Robt. Wade
took to the New River," in Summers, Southwest Virginia.
62-66.

[14]

Carroll's Collections, i, 443-4.

[15]

South Carolina Gazette, May 12, 1759.

[16]

South Carolina Gazette, July 14, 1759.

[17]

South Carolina Gazette, Aug. 4, Sept. 22, 1759.

[18]

North Carolina Colonial Records, vi, 221.

[1]

Draper: MS. Life of Boone, iii, 75.

[2]

North Carolina Colonial Records, vi, 229-230.

[3]

For a full account of the part which Fort Dobbs played


354

Page 354
in this Indian warfare see the monograph, Fort Dobbs, by
Mrs. M. H. Eliason.

[4]

Maryland Gazette, May 8, 1760; Haywood; Natural and
Aboriginal History of Tennessee,
239-40; North Carolina Colonial
Records,
xxii, 822.

[5]

"Notes on the Indians and the Early Settlers of Western
North Carolina," Collections of the North Carolina Historical
Commission. Printed in Papers of A. D. Murphy, ii, 380
et seq.

[6]

Maryland Gazette, May 8, 1760.

[7]

South Carolina Gazette, Dec. 23, 1760; Feb. 28, April 11,
1761.

[8]

North Carolina Colonial Records, vi, 622.

[1]

J. S. Johnston: The First Explorations of Kentucky.
Filson Club Publications, No. 13.

[2]

William and Mary College Quarterly, xii, 129-134; Young:
Genealogical Narrative of the Hart Family (1882); Nash:
"History of Orange County," North Carolina Booklet; Henderson:
"A Federalist of the Old School," North Carolina Booklet.

[3]

North Carolina Colonial Records, ix, 349.

[4]

Turner: "The Old West," Wisconsin Historical Society
Proceedings, 1908.

[5]

Cf. "Memoir of Pleasant Henderson," Draper MSS. 2CC2123;
W. H. Battle: "A Memoir of Leonard Henderson," North
Carolina University Magazine,
Nov., 1859; T. B. Kingsbury:
"Chief Justice Leonard Henderson," Wake Forest Student,
November, 1898.

[6]

"The Life and Times of Richard Henderson," in the
Charlotte Observer, March 9 to June 1, 1913; Draper's MS.
Life of Boone; Morehead's Address at Boonesborough, 105 n.

[7]

C. W. Alvord: "The Genesis of the Proclamation of
1763," Michigan Pioneer and Historical Collections, xxxvi.

[8]

Sparks: Works of Franklin (1844), iii, 69-77.

[9]

J. M. Peck to L. C. Draper, May 15, 1854.

[10]

Washington to Crawford, September 21, 1767, in Sparks:
Life and Writings of Washington, ii, 346-50.

[11]

Haywood: Civil and Political History of Tennessee
(1823), 35.

[12]

Ramsey: Annals of Tennessee (1853), 69-70.


355

Page 355
[13]

Ramsey: Annals of Tennessee, 69.

[14]

Cf. C. W. Alvord: "The British Ministry and the Treaty
of Fort Stanwix," Wisconsin Historical Society Proceedings,
1908.

[15]

North Carolina Colonial Records, vii, 851-855. For Tryon's
line, ibid., 245, 460, 470, 508.

[16]

Johnson to Gage, December 16, 1768.

[17]

Jefferson MSS. Department of state. Cf. also Weeks:
General Joseph Martin.

[1]

Hanna: The Wilderness Trail, ii, 216, 230, 255; Darlington:
Journals of Gist, 131.

[2]

"Narrative of General William Hall," Draper MSS., Wisconsin
State Historical Society.

[3]

Draper: MS. Life of Boone, viii, 238.

[1]

Summers: Southwest Virginia, 76.

[2]

Papers of A. D. Murphy, ii, 386.

[3]

Pennsylvania Journal, October 29, 1769.

[1]

Compare "John Finley; and Kentucky before Boone,"
being chapter seven in volume two of C. A. Hanna's The Wilderness
Trail
(1911).

[2]

J. W. Monette: History of the Discovery and Settlement
of the Valley of the Mississippi
(1846), ii, 53.

[3]

Court Records of Rowan County.

[4]

Cf. "The Pioneers of the West" in Missouri Republican
(1847). Cf. also Putnam: Middle Tennessee, 20.

[5]

J. M. Peck to L. C. Draper, May 15, 1854.

[6]

Missouri Republican (1847).

[7]

A Memorial to the Legislature of Kentucky (1812).

[8]

Deposition Book No. 1, p. 156, Clark County Court, Kentucky.


[9]

Cf. "Daniel Boone and the Wilderness Trail," Bristol
(Tennessee-Virginia) Herald Courier, Boone Trail Edition,
April, 1917.

[10]

Hall: The Romance of Western History (1857), 150-1,
158-9.

[1]

North Carolina Colonial Records, vii, 713.

[2]

Martin: History of North Carolina, ii, 191.

[3]

"The Origin of the Regulation in North Carolina," American
Historical Review,
xxi, No. 2.

[4]

North Carolina Colonial Records, vii, 14-31, 32-4, 37.


356

Page 356
[5]

Raleigh (N. C.) Register, June 2, 1825.

[1]

Cf. Tryon's Journal, North Carolina Colonial Records, vii,
819-838.

[2]

Tryon to Hillsborough, December 24, 1768.

[3]

North Carolina Colonial Records, viii, 231-4.

[4]

North Carolina Colonial Records, viii, 241-244.

[5]

North Carolina Colonial Records, viii, 241-244.

[6]

North Carolina Colonial Records, viii, 236-240.

[7]

Cf. J. S. Bassett: "The Regulators of North Carolina
(1765-1771)", American Historical Association Report for
1894.

[8]

North Carolina Colonial Records, x, 1019-1022; Caruthers:
Life of Caldwell, 145-158.

[9]

North Carolina Colonial Records, vi, 250.

[10]

Alderman: "The Baptists at the Forks of the Yadkin,"
in Baptist Historical Papers.

[11]

North Carolina Colonial Records, viii, 70-80.

[12]

The discovery of an immense quantity of contemporary
documents, since Roosevelt's The Winning of the West was
written, betrays the numerous inaccuracies of that fascinating
work, as well as the imperfect perspective in the picture of
the westward expansionist movement. Mr. Roosevelt's virile
apotheosis of the strenuous pioneer seems today almost as
old-fashioned in its method and outlook as is Draper's work
on King's Mountain.

[13]

Bancroft Transcripts, Library of Congress.

[14]

Purefoy: History of Sandy Creek Baptist Association
(1859).

[15]

Cf. "Pioneer Contributions of North Carolina to Kentucky,"
Charlotte (N. C.) Observer, November 10, 1913.

[16]

Summers: Southwest Virginia, 616-8.

[17]

North Carolina Colonial Records, xiv, 314. Cf. Farrand:
"The Indian Boundary Line," American Historical Review, x.

[18]

Dunmore to Hillsborough, March, 1772. Cf. also Draper,
MS. Life of Boone, Draper MSS., 3 B 87, 88.

[19]

North Carolina Colonial Records, x, 885-6.

[1]

Moses Fisk: "A Summary Notice of the First Settlements
made by White People within the Limits which Bound the


357

Page 357
State of Tennessee," in Massachusetts Historical Collections,
1st series (1816).

[2]

Dunmore to Dartmouth, May 16, 1774.

[3]

North Carolina Colonial Records, ix, 825-6, 982. MS.
Copy in Minutes of Council, Public Record Office, Colonial Office,
5:355.

[4]

Haywood: Civil and Political History of Tennesses
(1823), 40.

[5]

Butler: History of Kentucky (1836), p. lxvii, note. Also
Draper MSS., 2 CC 34.

[6]

Wharton: Plain Facts (1781), 9.

[7]

Alvord: The Illinois-Wabash Land Company Manuscript.

[8]

A copy of the opinion, bearing this date, is in the Henderson
papers, Draper collection, Wisconsin Historical Society.

[9]

Extended investigation establishes beyond question that
Judge Henderson was proceeding in strict accordance with
law in seeking to acquire title by purchase from the Cherokees
instead of applying to the royal government for a grant.
When Virginia's sea-to-sea charter was abrogated in 1624,
Virginia became a royal province and the settlement of boundaries
a royal prerogative. Of the three presumed Indian
claimants to the trans-Alleghany region, viz., the Iroquois,
Shawanoes, and Cherokees, the Iroquois by defeating the
Shawanoes and their confederates in the Ohio Valley at the
battle of Sandy Island in 1672 acquired title, as understood
by the Indians, to this region. By the treaties of Lancaster
(1744), Loggstown (1752), and Fort Stanwix (1768), the
claims of the Shawanoes and the Iroquois to the transAlleghany
territory were ceded to the crown. While the
Shawanoes and the Cherokees acquiesced in the Treaty of
Fort Stanwix, the crown fully acknowledged the claim of
the Cherokees to the trans-Alleghany region; and by the
treaties of Hard Labor (1768) and Lochaber (1770) confirmed
them in possession of this region to the west of the
boundary line (See Chapter XII). The sovereignty of England
extended over this territory, the right of eminent domain
being vested in the crown. Henderson was legally justified
in disregarding the royal proclamation of 1763 which was


358

Page 358
largely in the nature of a temporary expedient, and in purchasing
the title to the trans-Alleghany region from the
Cherokees in 1775. The right of eminent domain over the
trans-Alleghany region still vested in the crown after the treaty
of Sycamore Shoals.

[10]

MS. Journals of James and Robert McAfee. Durrett
Collection, University of Chicago. These journals are printed
in Woods-McAfee Memorial.

[11]

Hening: Virginia Statutes at Large, x, 558.

[12]

Wharton: Plain Facts, 96 et seq. See also text ff.

[13]

Alvord: The Mississippi Valley in British Politics, ii,
ch. 7; Cotterill: History of Pioneer Kentucky, 65-66.

[14]

T. Wharton to Walpole, September 23, 1774, in "Letter
Book of Thomas Wharton," Pennsylvania Magazine of History
and Biography,
xxxiii (October, 1909).

[15]

For ample materials, cf. Thwaites and Kellogg: Documentary
History of Dunmore's War—1774.

[16]

Cf. "The Inauguration of Westward Expansion," News
and Observer
(Raleigh, N. C.) July 5, 1914.

[1]

Letter of Major Pleasant Henderson, in The Harbinger
(Chapel Hill, N. C.), 1834.

[2]

Cf. "The Beginnings of Westward Expansion," North
Carolina Review,
September and October, 1910.

[3]

Draper MSS. 1 CC 2-9, Wisconsin State Historical Society.


[4]

Jefferson MSS. 5th Series, v. 8. In MSS. Division, Library
of Congress.

[5]

Draper MSS. 1 CC 2-9.

[6]

Diary of Morgan Brown in Tennessee Historical Magazine.


[7]

Enclosure 6 in Dunmore to Dartmouth, No. 25, March
14, 1775, Public Record Office, Colonial Office, 5:1353.

[8]

North Carolina Colonial Records, ix, 1117, 1129-1131.

[9]

Draper MSS. 4 QQ 1.

[10]

Virginia Historical Magazine, viii, 355. Cf. also Draper
MSS. 2 CC 5.

[11]

Letters to Washington, MSS. Division, Library of Congress.


[12]

I am indebted to Miss Lucretia Hart Clay for the privilege


359

Page 359
of examining the extensive collection of Hart and Benton
MSS. in her possession.

[13]

The voluminous records of the treaty are found in the
Jefferson MSS., vol. 5. MSS. Division, Library of Congress.

[14]

"Narrative of Felix Walker," Original MS. owned by
C. L. Walker.

[15]

Hulbert: Boone's Road.

[16]

Original of Henderson's Journal is in Draper MSS., 1
CC 21-130 A.D.

[17]

Hall: Sketches of the West, i, 254-5.

[18]

This quotation is taken from the original manuscript.
The version in De Bow's Review, 1854, is imperfect. For
better printed versions of Walker's two accounts, see Memoirs
of Felix Walker,
New Orleans (1877), and Journal of American
History,
i, No. 1 (1907).

[19]

Original journal of William Calk, owned by Mrs. Price
Calk.

[1]

Letters to Washington, MSS. Division, Library of Congress.


[2]

North Carolina Gazette.

[3]

Draper MSS., 1 CC 160-194, deposition of Arthur Campbell.


[4]

Draper MSS., 1 CC 160-194, deposition of Arthur Campbell.


[5]

Draper Collection, Kentucky MSS., ii. For a contrary
view, cf. P. Henry's deposition, Kentucky MSS., i.

[6]

Published in Virginia Gazette, March 23, 1775. Cf.
"Forerunners of the Republic", Neale's Monthly, January-June,
1913.

[7]

Draper MSS., 4 QQ 17.

[8]

Letters to George Washington, MSS. Division, Library
of Congress.

[9]

Draper MSS., 1 L 20.

[10]

Henderson and Luttrell to the Proprietors, July 18, 1775;
printed in Louisville News-Letter, May 9, 1840.

[11]

Nathaniel Henderson to John Williams, October 5, 1775.
Copy supplied by heirs of B. J. Lossing.

[12]

"The Struggle for the Fourteenth American Colony,"
News and Observer (Raleigh, N. C.), May 19, 1918.


360

Page 360
[13]

In connection with Transylvania, consult G. W. Ranck:
Boonesborough: Filson Club Publications, No. 16; F. J. Turner:
"State Making in the Revolutionary Era", American Historical
Review,
i; G. H. Alden: "New Governments West
of the Alleghanies before 1780."

[1]

In a "Proposal for the Sale of its Lands" (Virginia
Gazette,
Sept. 30, 1775), the Transylvania Company offered
to any settlers before June 1, 1776, land, limited in amount,
at the rate of fifty shillings sterling per hundred acres, subject
to an annual quit-rent of two shillings. Cf. facsimile.

[2]

Draper MSS., 2 CC 25.

[3]

These increased rates were voted at a meeting of the
Proprietors of Transylvania at Oxford, N. C., September 25,
1775. American Archives, iv.

[4]

Draper MSS., 47 J 1. This memoir has often been
printed.

[5]

Cf. for example, Mason to Washington, March 9, 1775,
in Letters to Washington, MSS. Division, Library of Congress.

[6]

Letter of date May 19, 1776. Draper MSS., 33 S 292-295.

[7]

Original in Virginia State Archives.

[8]

Original in Virginia State Archives. This and the aforementioned
petition are printed in the Virginia Historical
Magazine,
xvi, 157-163. See also J. R. Robertson: Petitions
of the Early Inhabitants of Kentucky,
Filson Club Publications,
No. 27.

[9]

Cf. "Richard Henderson and the Occupation of Kentucky,
1775," Mississippi Valley Historical Review, December,
1914. Also A. B. Hulbert: Pilots of the Republic.

[10]

Original in North Carolina State Archives. Printed in
Ramsey: Annals of Tennessee (1853), 134-138.

[1]

Haldimand MSS.

[2]

Original in Draper MSS. Collections. It has recently been
printed in Colonial Men and Times (1915), by Lillie Du P.
Van C. Harper.

[3]

Haywood: Civil and Political History of Tennessee,
(1823), Appendix, 500-503.

[4]

Journal Virginia House of Delegates, Nov. 4-17, 1778.

[5]

Hening: Statutes at Large, ix, 571. Cf. also Starling:
History of Henderson County, Kentucky.


361

Page 361
[6]

Cf. Sioussat: "The Journal of Daniel Smith," Tennessee
Historical Magazine,
March, 1915.

[7]

The original journal is in the archives of the Tennessee
State Historical Society.

[8]

N. Hart, Jr., to Wilkins Tannehill, April 27, 1839, in
Louisville News-Letter, May 23, 1840.

[9]

The original document is preserved in the archives of
the Tennessee Historical Society. It is printed, with a number
of minor inaccuracies, in Putnam: Middle Tennessee, 94-102.

[10]

Acts of North Carolina, 1783, ch. xxxviii, North Carolina
State Records,
xxiv, 530-531.

[11]

For a more extended treatment of the subjects dealt with
in the present chapter, see "Richard Henderson, the Authorship
of the Cumberland Compact, and the Founding of
Nashville," Tennessee Historical Magazine, September, 1916.

[1]

"Isaac Shelby, Revolutionary Patriot and Border Hero,"
in North Carolina Booklet, xvi, No. 3, 109-144.

[2]

While Draper's King's Mountain and its Heroes is most
valuable as a source book, it is very faulty in style and arrangement.
The account of the battle, in particular, is deficient in
perspective; and in general no clear line is drawn between traditionary
and authentic testimony.

[3]

F. B. McDowell: The Battle of King's Mountain (Raleigh,
1907). This account was prepared chiefly from unpublished
letters from Isaac Shelby to Franklin Brevard.

[4]

A Sketch of the Life and Career of Colonel James D.
Williams,
by Rev. J. D. Bailey (Cowpens, S. C., 1898).

[5]

A valuable source is the King's Mountain Expedition, by
David Vance and Robert Henry, edited by D. L. Schenck
(Greensboro, 1891).

[1]

Cf. Acts of North Carolina, 1784, April Session, Chapters
XI and XII.

[2]

Sioussat: "The North Carolina Cession of 1784 in its
Federal Aspects," Mississippi Valley Historical Association
Proceedings, ii.

[3]

Quoted in Alden: "The State of Franklin," American
Historical Review,
viii.

[4]

See Charlotte (N. C.) Observer, September 25, 1904. Also
consult North Carolina State Records, xxii, 664 ff.


362

Page 362
[5]

State Archives of North Carolina.

[6]

Pennsylvania Packet, August 9, 1785.

[7]

State Department MSS., Library of Congress.

[8]

A single complete draft, in pamphlet form, printed in
1786, is preserved in the archives of the Tennessee Historical
Society. Cf. "The Provisional Constitution of Frankland,"
American Historical Magazine, i.

[9]

Franklin Papers, vii, folio 1651. MSS. Division, Library
of Congress.

[10]

Franklin Papers, viii, folio 1803. MSS. Division, Library
of Congress.

[1]

For a more extended treatment of matters dealt with in
this chapter, compare "The Spanish Conspiracy in Tennessee,"
Tennessee Historical Magazine, December, 1917.

[2]

Gardoqui to Floridablanca, April 18, 1788.

[3]

On April 30th Miró wrote to Valdez, in Spain, informing
him of the proposals received through McGillivray and stating
that he had returned conciliatory replies but had refrained
from committing the Spanish Government until the pleasure
of the king should be known.

[4]

W. W. Henry: Life, Correspondence and Speeches of
Patrick Henry,
iii, 409, 412-5.

[5]

Archives of the Indies, Seville, Spain.

[6]

Ramsey: Annals of Tennessee (1853), 502-3.