III
How to reconcile the practices of descriptive bibliography and library
cataloguing in the area where the two fields overlap is a problem which has
exercised many people over the years. If the Anglo-American code reflects
little awareness of the issue, there has nevertheless been a succession of
librarians who have touched on the matter, generally in connection with the
cataloguing of rare books. Whereas one tradition of bibliographical writing,
developing through Pollard, Greg, McKerrow, and Bowers,[62] has taken up the problems of
description
for those concerned with the physical book (and the use of physical
evidence in historical and literary studies), another tradition has consisted
of librarians writing for other librarians about the physical details
appropriate for inclusion in the catalogue entries for certain classes of
material. The two traditions intertwine occasionally, and such men as
Esdaile, Cowley, Dunkin, Alden, and Bennett, addressing
themselves to library cataloguers, are fully aware of the other tradition of
writing about the description of books. Their discussions are worth
surveying, as significant attempts to bring the two approaches together,
even though their attention is primarily directed toward rare books and
special collections, not toward the larger problem of general
cataloguing.
Arundell Esdaile, in A Student's Manual of
Bibliography
(1931), one of a series originally called "The Library Manuals," does
attempt to encompass all kinds of cataloguing and begins his chapter on
description with this statement: "Every catalogue-entry is a description of
the book catalogued; but according to the purpose of the catalogue is the
degree of elaboration of the description" (p. 248). What this pronouncement
overlooks is the fact that a given purpose may be served by differing
degrees of detail. By stating that "purpose" and "degree of elaboration"
fluctuate together, it postulates a situation in which a shift in the aim of an
entry entails a quantitative, rather than qualitative, shift in the annotation.
Esdaile's four levels of description reflect the difficulties of this position.
His "minimum entry" consists of nothing but title and author's name and
is thus an
entry for a
work, even though the work must necessarily be
represented in the library being catalogued by a particular copy. The next
higher level, called "short-entry" (p. 249), records place and date, but the
intention is not so much to identify a book as to specify a
text
of the work. Esdaile's illustration includes the symbol "12°," though he
admits that such notation, as well as a statement of pagination, "serves little
purpose here"—except that pagination would "distinguish a pamphlet
from a substantial work." And he adds that size notation "seems to be
entirely useless." The concern of the entry, in other words, is still with a
work; the increased detail does not stem from a different aim,
though of course it allows the aim to be pursued with greater sophistication.
The interest, clearly, is not in physical characteristics for their own sake.
Esdaile's third level, the "short standard description," represents a
"minimum standard" for all entries,
since one "cannot be sure what book will become important, or what book
will become rare" (p. 250). The entry now contains a quotation of the title
with omissions noted and a record of format, signatures, pagination, and
plates. Its emphasis is beginning to shift toward the physical and, one
should observe, away from the individual copy, for the entry describes
"firstly all copies, and secondly, the one copy" (p. 252). The highest level,
the "full standard description," requires, among other things,
quasi-facsimile transcription of the title page, a pagination statement
showing which pages are numbered, information on type, and a detailed
record of the contents (p. 253). It is designed to "anticipate as far as
possible questions which may be asked about a book's physical and
intellectual composition" (p. 250), yet the emphasis is definitely now on the
side of the physical. Few people today would defend Esdaile's
scheme,
[63] largely because his
inclusion
of signature collation in a minimum entry is not a feasible requirement for
routine library cataloguing. But a more basic weakness is theoretical: by
shifting his emphasis as he moves to higher levels of detail, he is
blurring the distinction between quantity of information (from simple
enumeration to great detail) and orientation of approach (toward the work
or the book). Nevertheless, he at least is confronting the problem of
defining a framework which will embrace both a brief reference entry and
an elaborate physical description.
[64]
Eight years later, J. D. Cowley addressed another book,
Bibliographical Description and Cataloguing, to library-school
students, setting out specifically to help them "distinguish sufficiently
between what is appropriate to cataloguing and what is suitable in a
published bibliography" (p. v). In a carefully considered introductory
chapter, he segregates, much more successfully than Esdaile, the aims, and
resulting methods, of physical and subject bibliography. Recognizing that
differing aims dictate the nature of the details to be included in an entry,
not their quantity, he says, "Minute description of the physical form of the
material is therefore out of place" in a subject listing; "Description of
physical features need only be sufficient to secure identification of the work
or the edition which is described" (pp. 6-7). That is, the number of physical
details can be reduced not because a subject list is a less detailed descriptive
bibliography but because it is not
concerned with physical books, except as necessary to locate the physical
embodiments of works; if annotation is to be provided, it should be of a
different kind.[65] Having laid this
admirable foundation, Cowley is disappointing in his ensuing
recommendations, as they relate to the stated problem of "what is
appropriate to cataloguing and what is suitable in a published bibliography."
His real interest is in the latter, and virtually his whole work is devoted to
detailed descriptive bibliography (it is the most thorough pre-Bowers
exposition of the subject). As far as library cataloguing is concerned, he is
content to accept uncritically the Anglo-American code then in effect. At
the start, he says that for subject bibliography "a simple catalogue entry,
constructed according to one of the recognized codes of rules, is the best
form of description" (p. 7). And in his chapter on format and collation,
after eighteen pages on a method of format designation
and a formulary for the recording of pagination and signatures, he appends
four lines: "In short entries or entries for subject bibliographies the
technical note should be reduced to the form adopted in the
Anglo-American code, e.g. viii, 182, [10] p., illus., 10 plates, diagrs., 20
x 15 cm." (p. 106). It is clear that he equates library cataloguing in general
with subject bibliography; but why the details for library cataloguing
prescribed in the Anglo-American rules are appropriate for subject
bibliography as defined in his opening chapter is never explored. Although
his work makes a contribution to descriptive bibliography and offers a
helpful theoretical distinction between that field and library cataloguing, he
leaves the break between the two as ill-defined in practice as he found
it.
In 1951 Paul S. Dunkin's booklet on How to Catalog a Rare
Book was published by the American Library Association. Like
Cowley, Dunkin does not attempt to correlate reference and physical
bibliography. Routine cataloguing has to do with subject matter: "People
want to find an ordinary book because they want to read it. Simplified
cataloging serves well enough for such a book because it gives a call
number and tells what the book is about" (p. 1). A rare book, on the other
hand, is of interest as a physical object: "If people wanted only to read it,
a microfilm or reprint would do. The fact that the rare book is valued as a
material object must be the keynote of any useful approach to rare book
cataloging." The booklet proceeds to offer an introduction to title-page
transcription, determination of format, and the recording of signatures and
pagination—the "cataloging problems peculiar to rare books" (p.
2)—without further considering what rationale underlies the
segregating of certain books for this treatment.[66] Indeed, the cataloguer is not
supposed to
think about this question: "it is not," he says, "the cataloger's job to decide
if a book is rare; that has been decided before the book reached his desk."
But someone had to make a decision, for the dividing line between "rare
books" and others is not self-evident, nor therefore is the division between
books of interest for their content and books of interest as physical objects.
Obviously any book can be of interest for either reason; but despite the title
of his opening chapter, "Whys and Wherefores," Dunkin does not conceive
of his task as involving any examination of such matters. Instead, he
concentrates on particulars of form and is at pains to show that the
recording of physical details need not
be complex, as in his recommendation for "collation by gatherings in
simple language" (p. 82). He insists that what he is talking about is
"simplified cataloging," not descriptive bibliography of the kind treated in
Bowers's
Principles.
[67]
"A
cataloger," he adds, "tells only what a rare book looks like; a bibliographer
tells how it came to look that way" (p. 1). In taking this position he is
creating a false opposition, implying first that the difference between a
catalogue and a bibliography lies in the amount of detail and then, rather
confusingly, suggesting that the difference results from the presence or
absence of analysis.
[68] His later
writings continue to make these points and show an increasing irritation
with the practices of descriptive bibliographers. In the preface to the 1973
revised edition of this booklet he expresses "surprise" at the wide
acceptance of Bowers's "highly complicated collation formula"
and hopes that "catalogers will never . . . use the Bowers formula in their
entries."
[69] The new edition "tries to
make the Bowers formula easy for catalogers to understand" only because
they may have to consult printed bibliographies which employ it. Yet his
comparison of Bowers's system and his own "simpler" one (in a section
entitled "Collation: Cataloger and Bibliographer," pp. 94-97) succeeds only
in demonstrating the superiority of Bowers's formula, not merely in
conciseness but in clarity as well,
[70]
and in showing that the rumors of its difficulty had been greatly
exaggerated.
[71] More
recently, in
Bibliography: Tiger or Fat Cat? (1975), he has
repeated his attacks on Bowers's system, concluding that "the space saved
by shorthand notation is more apparent than real" (p. 28)—as if
conciseness were the only reason for it. He also dismisses the descriptive
bibliographer's definitions of "issue" and "state" as "jargon," though
"harmless" (p. 18)—as if the lack of careful definitions would not
lead
to sloppy thinking. His resentment emerges in irony at times, as when he
labels the cataloguer a "Country Cousin" and says, "In the hierarchy of
Bibliography the cataloger stands lowest of the low" (p. 29). It is
unfortunate that he chooses to pursue this unconstructive approach, which
can do nothing to promote greater understanding and cooperation between
cataloguers and bibliographers.
In contrast, John E. Alden, in his excellent essay on "Cataloging and
Classification" for the Association of College and Research Libraries'
Rare Book Collections (1965),[72] stresses the mutually fruitful
relationship
that can exist between the two groups. He calls rare-book cataloguing
"bibliographical cataloging" (p. 68) and sees the cataloguer as a person with
"a great opportunity to render a particular, not to say unique, service to the
scholar—the opportunity to describe individual books analytically and
to
achieve significant patterns either by the correlation of these descriptions or,
by means of classification, by the correlation of the books themselves" (p.
65).[73] But in order to play this
creative role, Alden believes, the cataloguer must also learn from the
scholar and keep abreast of developments in analytical bibliography and
textual study. To say that the rare-book cataloguer can ignore those
developments or that he can follow the standard cataloguing
codes is "a counsel of despair": "The more productive view is certainly that
the 'new bibliography' is the province not only of the avowed bibliographer
but also of the rare book cataloger, who in the course of his day-to-day
activity has occasion to contribute to knowledge and to scholarship by his
own discoveries or by making possible discoveries at the hands of others"
(p. 67). Although Alden does make some specific recommendations, he
places his emphasis "on ends rather than on means," feeling that cataloguers
have given too little attention to "what purpose cataloging served"; formal
matters will be handled imaginatively, in response to a given situation, by
the cataloguer who is "a humanist before he is a technician" (p. 73). Alden
does not therefore address himself to the evaluation of particular systems
for recording details in physical and in reference bibliography; but his view
that the card catalogue "is adaptable enough to serve the objectives of both
rare book cataloging
and general cataloging" (p. 68) presupposes a basic compatibility among
entries prepared with different aims in mind.
[74] The world of cataloguing which
emerges
from Alden's pages is far removed from the one Dunkin writes about; it is
surely the more rewarding one to inhabit.
The approach which Alden describes in general terms is the one
which underlies the detailed specifications set forth by Josiah Q. Bennett in
his impressive booklet on The Cataloguing Requirements of the Book
Division of a Rare Book Library (1969).[75] Bennett's thorough treatment of the
form
and nature of the elements required in an adequate catalogue entry for a
"rare book" is concerned both with upholding scholarly standards and with
recognizing practical realities. It is grounded in the belief, first, that library
cataloguing of rare books—which necessarily emphasizes physical
details—need provide only enough information for identification, not
the
greater quantity required for true description (e.g., pp. 8, 29); second, that
careful initial cataloguing is more economical than the repeated
investigation which would otherwise be necessary to answer inquiries or
check
dealers' catalogues (p. 10); and, third, that standard Library of Congress
entries can be converted, with a minimum of adjustment, to serve as
informative basic entries for rare books, leaving plenty of space on the
cards, in most cases, for the additional required data (e.g., pp. 41-42). His
recommendations on particulars, therefore, naturally throw into relief the
differences between ordinary LC entries and bibliographical cataloguing.
For example, he underscores the absolute necessity of recording the
characteristics of the actual copy at hand, not the ideal copy (pp. 19-20);
he explains the usefulness of noting format, even for modern books; he
rejects the measurement of the spine to the nearest centimeter in favor of
measuring the sheets to the nearest millimeter (pp. 21-22); and he
denounces the policy of confining "the page collation to the mere recording
of the last page number found," which "has absolutely no place in rare
book or special collections cataloguing" because it
fails to take account of initial and terminal blanks or advertisements (pp.
18-19). Although he is making these criticisms of conventional library
practice only in regard to rare-book cataloguing, his comments suggest the
further question whether that practice is really appropriate to any
cataloguing. A hint of this question comes to the surface when he speaks of
"the decision to 'short catalogue,' not in the sense of eliminating detail
unnecessary to the service of any particular type of library but in the sense
of
requiring inaccuracy for a presumed (one wonders if an
actual) saving of time, as in 'last numbered page' collation and inaccurate
measurement" (p. 45).
[76]
It is beyond the scope of his essay to pursue the implications of this
remark outside the rare-book field—that is, outside the area where
interest in the physical book predominates. But his underlying concern with
the split between the two ways of looking at books permeates his
discussion, and the general problem is treated with understanding and
insight in his opening section, on the "Rationale" of rare-book cataloguing,
and in his closing section, on "The Indicated Symbiosis." The two groups
that must learn to be symbiotic are of course those persons interested in
information and text retrieval on the one hand and those interested in
"bibliographical data retrieval," as Bennett puts it, on the other. The
average library cataloguer holds a belief—
fostered by library schools
[77] because
of the "overwhelming preponderancy and influence of the informational
library" (p. 46)—that "the basic purpose of cataloguing is simply the
identification of a text in an informational series
to the exclusion of
all other factors" (p. 44). Bennett realizes that "serial identification"
is also part of the task of the rare-book cataloguer, and thus the symbiosis
between "serial" and "bibliographical" identification begins with the card
entries prepared for the former purpose:
while these entries may not be sufficient in depth for bibliographical
purposes, they are sufficient to the serial identificational process for rare
books if the cataloguer is allowed to develop the entries to the limits of
accuracy of which they are reasonably and practically capable. Therefore,
let these entries be made in this manner for this specific purpose. Beginning
with the note, let the necessary entries for bibliographical identification and
physical description be made as efficiently as possible for these specific
purposes. The realities of space and time should be considered, and one
card made to serve where possible, but the rigors of bibliographical
accuracy must be maintained. There is space for both identifications, and
such space is essentially provided by the semantic division of the card
between serial formula and note. The two identifications can be made on
the same card, and are not in any sense exclusive of each other. A
symbiosis is not only possible and
necessary but also may be achieved without difficulty under the present
system. (pp. 45-46)
This solution is not simply determined by the exigencies of economics; the
basic card entry makes a positive contribution to the final expanded entry.
The symbiosis, in practical terms, is feasible; what is more difficult to
achieve is mutual understanding among persons
with differing habits of thought. As Bennett points out, the rare-book
cataloguer must have "a habit of mind flexible enough to approach each
book brought before it as an entity in itself" (p. 42), not merely as a unit
in a series. The development of this habit of mind is crucial to the
symbiosis, and one of the merits of Bennett's treatment is that he recognizes
questions of personality as well as of bibliographical theory.
[77a]
It is natural that discussions of the relation between reference and
physical bibliography have generally addressed themselves to problems of
rare books and special collections. Cataloguing codes from Cutter to
AACR have generally included a section on incunabula,[78] thus tacitly admitting to any user
of the
codes that certain situations demand fuller attention to physical details than
the basic rules allow for. But since no clear dividing line separates "rare
books" from other books, the thoughtful reader of these codes will be
moved to reexamine those basic rules. Bennett has shown what can be done
with a minimum of effort to convert a standard entry into a satisfactory
entry for a "rare book"—a book, that is, the physical features of
which
are, or can be anticipated to be, of interest because it falls into a category
of books frequently approached in that way. Any book, however, no matter
how unlikely the choice, may be studied as a
physical object, the product of a certain moment in printing and publishing
history.
But if the conversion of a typical card entry into one appropriate for
physical study entails the addition of several pieces of information, it is
obviously unrealistic to ask that all books be catalogued as if they were
"rare books." What can be done is to look at the matter from the other
direction: instead of examining what needs to be added to a routine entry
for the purposes of physical bibliography, one can ask to what extent the
elements present in the routine entry are useful to the physical
bibliographer. In other words, recognizing that for practical reasons the
majority of books will be catalogued with a minimum of elaboration and
that some essentially physical details will be included even in catalogue
entries primarily intended to serve a reference function, one can ask
whether those physical details are presented in a form which seems
sensible—or at least is not misleading—to the physical
bibliographer.
To ask this is to ask whether it is not possible to refer to
physical details unambiguously in all entries.
I should like to suggest a way of answering this question, taking the
statement of pagination as my illustration—both because I
concentrated
on pagination in my comments on the Anglo-American rules and because
the record of pagination is (among the elements included in an LC entry)
of particular interest to physical bibliographers. Some of the problems
involved in integrating the approaches of reference and physical
bibliography toward pagination can be suggested by the practices of two
bibliographers, one attempting to incorporate into a descriptive bibliography
the pagination formula employed on LC cards and the other trying to devise
a formula for brief catalogue entries that would have the precision expected
by descriptive bibliographers. Donald Gallup, in his bibliographies of T. S.
Eliot and Ezra Pound, gives pagination in a system adapted from the 1949
Library of Congress Rules. He says, "I have modified the
system, which ignores blanks and leaves containing only
advertisements, in order to account for all leaves, although blank pages are
not mentioned."[79] When the
preliminary pages add up to the total implied by the first numbered page,
they are not specified; but when there would be a discrepancy in the
numbering, the preliminaries are specified in leaves, with an indication of
which are blank: "1 blank leaf, 3 leaves, 9-29 pp." At the end of a volume,
a single blank verso is not mentioned ("29 pp." implies that page 30 is
blank), but a single unnumbered verso with printed matter is indicated ("29,
[1] pp."). When more leaves follow, the number is recorded, with those
blank on both sides being labeled
"blank." Thus the notation "29 pp., 1 leaf" means, in Gallup's explanation,
that "the text ends on page 29 and that additional material not a
continuation of the text appears on a final unnumbered leaf, either recto or
verso or both being printed." Because Gallup's system is intended for
descriptive bibliography, it properly emphasizes physical details,
recognizing that all leaves which form part of the printed gatherings must
be recorded. But in two respects, influenced by the LC rules, it does not
consistently stress physical form. First, the decision not to indicate which
preliminary pages are unnumbered when their total matches the sequence
established by the first numbered page means that the physical detail of
printed page numbers is regarded as of secondary importance at the front
of a book (whereas a notation like "29, [1] pp." suggests that it is primary
at the end of a book, since no pagination is inferred there). Second, the
distinction between "29 pp." and "29, [1] pp."
reflects a concern with the content of a page (since the thirtieth page exists
physically in either case), whereas for the later leaves or the preliminaries
the only concern is with knowing the number of physical leaves, not which
individual pages among those leaves are blank.
[80] Gallup's experiment is interesting,
but
there remains in his formula a conflict between those details of physical and
those of reference emphasis. The context is one of physical bibliography,
and the intrusion of elements relating more to content than to form lessens
the value of the formula as a physical record.
Rolf Du Rietz's experiment, in his Bibliotheca
Polynesiana, illustrates a somewhat different problem. His goal is
to
work out a pagination formula for reference bibliography—not, like
Gallup, for physical bibliography. Yet he believes, with Gallup, that all
leaves must be accounted for; he believes, in other words, that a pagination
statement for reference bibliography must be more than an approximate
indication of the extent of a work—it must be an accurate
representation
of the physical book in terms of pagination. "One of the aims of a page
formula," he says, "must always be that of making possible references to
any pages in the unit described, and to meet this and the other purposes of
a page formula, it is absolutely necessary to assume a purely analytical
approach to the problem of collational formulas for the purposes and needs
of reference bibliography" (p. xli). The formula he proposes (and uses in
his catalogue) is made up of two elements:
a listing of the total number of pages in each sequence of pagination
(inferring page numbers wherever possible), in the form "xii + 268 pp.";
and parenthetical indications of which leaves are blank or devoted to
advertisements, using a set of abbreviations, such as "BL" for "blank leaf
(or leaves)," "FLA" for "first leaf (leaves) advertisements," "LLBA" for
"last leaves blank (one or more) and advertisements (one or more)," and so
on. A hypothetical collation which Du Rietz offers as an illustration takes
this form: "[πIV] (BL) + xii (FLA) + 268 + 369-800 (3 LLB) +
232 (FLB, 2 LLA) +
398 (3 FLBA, 4
LLBA) + XVI + (8) pp."
Of course, most actual books are not likely to be so complicated: entry 168,
for instance, reads "xx + 344 (LLB) pp.," and entry 15 reads "280 (2
FLB, LLB) pp." The trouble with this system is that its complications arise
from the inclusion of information not directly relevant to the reference
function of the entries, yet not really sufficient for physical
bibliography either. For reference purposes, the extent of the work is the
central fact to be communicated by the pagination statement; therefore Du
Rietz's inclusion in the record of all the leaves (except binder's leaves) in
the physical book necessitates his insertion of explanatory parentheses to
account for those leaves which are not part of the
work.
[81] But this elaboration of statement
does not
turn the record into one appropriate for physical bibliography, as Du Rietz
recognizes: "a page-collation formula in reference bibliography is normally
not concerned with the individual numbering of each page" (it records
"
sequences of pagination") and "should thus not be confused
with pagination statements (or formulas) of the kind given in descriptive
bibliography" (p. xliii). One of the principal expressions of his rationale
illustrates the essential problem:
It seems to me that the very concept of collation implies
completeness, and I can see no real reason why a page-collation system
should not aim at completeness to exactly the same extent as the analytical
system employed by descriptive bibliography. If a page collation serves any
real purpose at all (more than that of giving the reader a very rough notion
of the bulk of the work described, a purpose which may be achieved by far
less expensive and less complicated methods than those commonly
employed today), it has to aim at completeness and at being able to serve
as the page-collation equivalent of a full analytical formula. This cannot, as
a rule, be achieved
without basing the collation on some elementary kind of analytical
investigation of the unit involved (even though the page formula itself does
not necessarily reflect the physical structure of the unit—the actual
pagination frequently does not). (p. xl)
As this passage reveals, his system falls between two stools: the extent or
bulk of a work could be indicated much more simply, and in order to be a
"real analytical formula" (p. xliv) still more information would have to be
given.
[82]
Du Rietz is right to observe that the pagination formulas in library
catalogue entries frequently do not reflect any clear understanding of the
purposes they are to serve.[83] But his
own proposal seems to me, both on theoretical and on practical grounds,
not to provide the answer. The theoretical problem results from his
unwillingness to let the pagination formula in reference bibliography refer
solely to the extent of the work. So long as one insists that the formula have
a physical orientation, even in a reference context, and yet does not require
it to conform to the practices of descriptive bibliography, the purposes of
the formula are bound to be somewhat confused. Du Rietz asserts, "Since
hardly any of the thousands of page collations for reference bibliographical
purposes that are every week constructed all over the world are analytically
conceived, it follows that they might as well have been left unwritten and
that they mean a tremendous
waste of time, labour and money" (p. xl). Then he adds, "I do not say that
a page-collation formula in reference bibliography should conform to the
standards required for the pagination formulas supplementing the analytical
formulas in descriptive bibliography." Why not? Is it not also a waste of
time to have people learn an intermediate system, when an unambiguous
system already exists for recording pagination from a physical point of
view? The theoretical consideration is thus linked to the practical one: any
solution to the problem of appropriate pagination formulas must be based
on a realistic assessment of the feasibility of its adoption. The farther it
departs from standard practices, already widely understood, the less its
chances of ready acceptance, unless what it proposes is so obviously
necessary that no resistance
is conceivable. Du Rietz realizes that his system will require additional
"training in analytical and descriptive bibliography" for cataloguers (p. xl),
but he regards that fact as an advantage, since such training would help to
promote rigorous standards in the field.
[84] Of course, bibliographical training
is an
asset; but requiring an analytical approach to the pagination of every book
and a special system (different from that in descriptive bibliography) for
recording pagination is bound to work against the acceptability of the
system. "I am aware," Du Rietz remarks, "that what has been said above
may not be altogether agreeable to many librarians and reference
bibliographers, but I assure them that there really is no choice" (p. xli). My
belief is that a choice does exist, but Du Rietz's discussion is valuable in
raising the issues and in pointing the way toward a more workable
solution.
[85]
Let us postulate a book which would have the following pagination
formula in a descriptive bibliography (following Bowers's
Principles): pp. [i-v] vi-viii [ix] x-xi [xii-xiii] xiv-xvii
[xviii-xx],
[1] 2-275 [276-277]
278-283 [284-288].
[86] If one is
interested in a physical record of pagination, it would be hard to improve
on this approach. The great advantages of this formula are that it is readily
understandable and that its construction does not require subjective or
time-consuming decisions. Indeed, there are no special rules to be learned,
except for an agreement never to link with a hyphen an inferred and a
printed page number. When, in a reference bibliography, one wishes to pay
particular attention to physical details, it seems pointless to construct a new
system when an established one of such simplicity and clarity exists. This
kind of formula may be somewhat longer for most books than the kind
traditionally required for library catalogues, but whether its construction in
most cases would take much (if any) longer is doubtful. And the reader who
wishes to know only the extent of the work can tell from this formula just
as readily as from "xvii, 283 p." what
the approximate length is. Of course, the formula does not indicate the
contents of any page, because in a descriptive bibliography a contents
paragraph would follow; if this formula were used in a reference
bibliography, the bibliographer might wish sometimes to specify separately
the contents of certain pages, as "Checklist, pp. [277-284]; advertisements,
pp. [285-286]; blank, pp. [i-ii], [287-288]."
[87] Du Rietz's system, which would
produce
"xx (FLB) + 288 (2 LLBA) pp." is undeniably more concise, but it is far
from self-explanatory and much less informative—for (like Gallup's
system) it does not specify blank pages but only whole blank leaves,
[88] and it does not attempt to show
which
pages are numbered. If the pagination record is going to be of use to
physical bibliographers, the longer formula is so much more straightforward
and precise as to outweigh whatever slight saving of time or space an
abbreviated formula effects.
[89] After all, the reason for
complicating the pagination statement
in the first place is to provide physical information, and it does not seem
worthwhile to introduce complications without going far enough to achieve
an unambiguous physical record.
I am not suggesting, however, that a full pagination formula of the
kind employed in descriptive bibliography is appropriate for the majority
of entries in a library catalogue or a checklist at the end of a book or any
other bibliographical work emphasizing reference bibliography.[90] My point is that whenever a
library
cataloguer or reference bibliographer wishes (for whatever reason he finds
persuasive) to include information about the physical details of pagination,
he would be better advised to adopt the formula of descriptive bibliography
than to settle for some intermediate scheme which only partially
accomplishes his purpose. But the corollary is that in most instances, when
he is concerned solely with reference bibliography, he need not complicate
his statement at all with physical details. For the hypothetical book under
discussion, why could he not simply say "xvii, 284 pp." (or, adding the two
figures, "301 pp.")?[91] According to the Anglo-American
rules he would have to say "xvii, 283 [1] p.," including the "[1]" only
because the 284th page, containing part of a checklist, would be referred
to in a note. Or if the printed matter in the preliminaries extended to page
[xix], why should he not say "xix, 284 pp." (or "303 pp.")? If reference
bibliography is a legitimate pursuit, as it plainly is, there is no reason to
insist that entries devised for reference purposes should satisfy the demands
of physical bibliography. Where library cataloguing rules for pagination
have generally gone astray is in paying too much attention to the physical
details of pagination when the interest of the entry is in the extent of the
work. Why should a work be labeled as "283 p." merely because the last
page number is "283," when the last page of printed matter is actually the
284th page? If the concern is with the extent of the work, that extent might
as well be recorded as
accurately as possible, especially since the presence or absence of a printed
page number is a detail of
typographic design irrelevant in this context.
[92] Or why should the work be listed
as "283,
[1] p.," giving the impression of a fidelity to physical detail which is not
only beside the point but in fact not true? I do not see why a descriptive
bibliographer should be bothered by an entry in a reference bibliography
which simply records the total number of pages occupied by a work in a
given embodiment. What is objectionable is a reference entry which appears
to be concerned with the physical details of pagination but in fact is not
fully committed to recording them and is therefore misleading and
inaccurate. Either a pagination statement should aim solely at indicating the
extent of a
work, ignoring both the typographic form of the
pagination and such nontextual features as blank pages, advertisements, and
colophons (but not appendixes or indexes); or else it should offer a full and
dependable accounting of all the pages in a
book, showing
exactly which ones are numbered and in what form. A simple convention
would serve to distinguish the two: the former would follow the pattern
"284 p." or "284 pp.," in which the abbreviation for "pages" follows a
numerical total; the latter would take the form "pp. [1] 2-283 [284-288],"
in which the abbreviation for "pages" precedes an indication of numerical
sequence(s). Both systems are easy for the bibliographer to employ and easy
for the user of a catalogue or bibliography to understand; each is
appropriate in different situations and is recognizable for what it is. Neither
reflects an indecisiveness as to its purpose: each is efficiently constructed
in accordance with the aims of one branch of bibliography.
It is true, as Du Rietz says, that "One of the most urgent needs of
reference bibliography is the working out of adequate rules for page
collations" (p. xl). What I have tried to suggest here is that a sensible
solution can only flow from a clear understanding of the aims of and
relations between reference and physical bibliography. Pagination is not the
only problem, and I hope that what I have said offers an approach, a way
of thinking, which can be applied to other elements of an entry, such as the
recording of dimensions or the quoting of
titles. The work of reference and physical bibliographers inevitably
overlaps, and fruitful cooperation between them must rest on mutual respect
and a recognition that each will need to draw on the expertise of the other.
A physical bibliographer, in the aspects of his work which touch reference
bibliography (such as establishing headings or classifications, indexing,
citing particular libraries, and the like), should be glad to avail himself of
the established practices which result from the accumulated experience of
workers specializing in that field. Similarly, a reference bibliographer, in
the parts of his work which impinge on physical bibliography (such as
recording certain basically physical details like pagination), should turn for
advice to those who specialize in studying the physical book and who have
developed conventions for expressing their findings about physical form. In
neither situation is it necessary to import a highly technical approach from
the other field if it
would be excessive in the context; but whatever is adopted should seem
sensible to the specialists in the other field and be compatible with their
approach. Library cataloguers, for instance, need not employ the full
pagination formulas of descriptive bibliography; but their formulas should
then be unambiguously focused on the content of the books, so that no one
will mistake them for attempts to record physical facts. And when a need
does arise for paying more attention to the physical book, they have the
descriptive bibliographer's system to turn to.
[93]
Much has been made of the difficulty of the formulas and terminology
employed in descriptive bibliography and of the fact that a library
cataloguer cannot speak to the user of the catalogue through a preface
explaining his system.[94] But the
standard formulas of descriptive
bibliography are not complex, except in the case of complicated books
which would be likely to require more complex formulas under any system.
An unfamiliar convention often appears to be more difficult than it really
is, but the presence of a full descriptive pagination formula on a library
card—without explanation—could not possibly prevent anyone
unacquainted with the system from extracting the information he wished
about the length of the work. To some extent a conflict is unavoidable
between what A. Hugh Chaplin calls "tradition" and "principle."
[95] The traditional practices of a field
may
restrict its receptivity to new approaches which are possibly more logical;
yet tradition is important in maintaining stability and uniformity. Chaplin
urges cataloguers—in their role as reference
bibliographers—to be
responsive to the requests for information from those who use their entries.
He says that revisers of cataloguing codes "must adapt their
rules to development and change in the user's tradition, the expectations of
people using the catalogue, and where this would be hindered by their own
habits, their own tradition, the cataloguer's tradition must be disregarded"
(p. 11). But, as he recognizes, "The difficulty is that the expectations of the
users of catalogues are inconsistent and variable, while the rules must
conform to a system. The solution is to make general rules, which conform
to generally prevalent expectations." When physical details are incorporated
in a reference entry, the professional approach is to attempt to satisfy the
prevalent expectations of physical bibliographers. And in the reverse
situation, the physical bibliographer should of course meet the expectations
of reference bibliographers. A century ago Charles A. Cutter concisely
described the attitude which stands in the way of this kind of cooperation
when he said, speaking of the reaction of catalogue-users to schemes of
subject classification,
"The reader at first glance is frightened by the appearance of a system to
be learned and perversely regards it as a hinderance instead of an
assistance."
[96] All fields probably
have some needless jargon; but for precise and efficient communication they
must also have technical vocabularies and conventional forms. It is perhaps
natural to be apprehensive about unfamiliar
systems. But if we can learn to approach fields related to our own in an
open-minded and positive spirit, assuming that they have someing to teach
us which will be helpful in our own field, we will be well on the way
toward achieving the advances which cooperation naturally produces.